D.E. Shaw
VIII. Process for Review of Swaps
London Stock Exchange
VIII. Process for Review of Swaps
Gibson Dunn
VIII. Process for Review of Swaps
VIII. Process for Review of Swaps
XVIII. Real Time Reporting
Bank of America Merrill Lynch
Deutsche Bank
Goldman Sachs
ISDA
PIMCO
Societs Generale
VI. Segregation and Bankruptcy
VII. DCO Core Principles
VIII. Process for Review of Swaps
XIII. SEF Registration
XVIII. Real Time Reporting
AQR Capital Management, LLC
Brevan Howard, Inc.
Citadel LLC
Convexity Capital Management
D.E. Shaw & Co.
Eton Park Capital Management, LP
HBK Capital Management
King Street Capital Management, LP
MFA
VI. Segregation and Bankruptcy
VII. DCO Core Principles
VIII. Process for Review of Swaps
XIII. SEF Registration
XVIII. Real Time Reporting
State Street
VIII. Process for Review of Swaps
BP
VIII. Process for Review of Swaps
InterContinental Exchange (ICE)
VIII. Process for Review of Swaps
ICAP
Skadden Arps (for MarketAxess)
VIII. Process for Review of Swaps
State Street
VIII. Process for Review of Swaps
VIII. Process for Review of Swaps
TriOptima North America LLC
VIII. Process for Review of Swaps
U.S. Chamber of Commerce End-Users Group
VIII. Process for Review of Swaps
XI. End-user Exception
EEI
VIII. Process for Review of Swaps
COPE
VIII. Process for Review of Swaps
BlackRock
VIII. Process for Review of Swaps
BlackRock
VIII. Process for Review of Swaps
MarkitServ
Citadel
UBS
VIII. Process for Review of Swaps
XIII. SEF Registration
ICAP
Citadel
VIII. Process for Review of Swaps
List of attendees attached.
VIII. Process for Review of Swaps
XIII. SEF Registration
XVI. Swap Data Repositories Registration
Delta Strategy Group
Deutsche Bank AG
VIII. Process for Review of Swaps
State Street Corporation
VIII. Process for Review of Swaps
Eris Exchange
DRW
II. Definitions
VII. DCO Core Principles
VIII. Process for Review of Swaps
XII. DCM Core Principles
XVIII. Real Time Reporting
Block Sizes for Large Notional Off-Facility Swaps
LCH.Clearnet
V. Capital & Margin
VII. DCO Core Principles
VIII. Process for Review of Swaps
FIA
VIII. Process for Review of Swaps
Arbor Research
BONY Mellon
Brevan Howard
Citadel
Alliance Bernstein
ING
Jefferies
Eris Exchange
Javelin
DRW
Delta Strategy Group
VIII. Process for Review of Swaps
BlackRock
II. Definitions
III. Business Conduct Standards w/ Counterparties
VIII. Process for Review of Swaps
General
Barclays Capital
D.E. Shaw & Co.
International Swaps & Derivatives Association (ISDA)
JPMorgan Chase & Co.
Morgan Stanley
PIMCO
VI. Segregation and Bankruptcy
VIII. Process for Review of Swaps
XIII. SEF Registration
XVII. Data Recordkeeping
XVIII. Real Time Reporting
DRW
Chicago Trading Company
Infinium
Delta Strategies
II. Definitions
VIII. Process for Review of Swaps
XVI. Swap Data Repositories Registration
Natural Gas Exchange (NGX)
II. Definitions
VII. DCO Core Principles
VIII. Process for Review of Swaps
IX. Governance & Possible Limits
TMX Group
Natural Gas Exchange
V. Capital & Margin
VIII. Process for Review of Swaps
General
TMX Group
Natural Gas Exchange
V. Capital & Margin
VIII. Process for Review of Swaps
Javelin
IV. Business Conduct Standards – Internal
VII. DCO Core Principles
VIII. Process for Review of Swaps
XIII. SEF Registration
ICAP
VII. DCO Core Principles
VIII. Process for Review of Swaps
XIII. SEF Registration
XVI. Swap Data Repositories Registration
XVIII. Real Time Reporting
Citi
JP Morgan
Morgan Stanley
II. Definitions
V. Capital & Margin
VI. Segregation and Bankruptcy
VIII. Process for Review of Swaps
XIII. SEF Registration
XVIII. Real Time Reporting
Citadel
King Street
Blue Mountain
D.E. Shaw
IV. Business Conduct Standards – Internal
V. Capital & Margin
VI. Segregation and Bankruptcy
VII. DCO Core Principles
VIII. Process for Review of Swaps
XIII. SEF Registration
BlackRock
Wellington
Goldman Sachs Asset Management
IV. Business Conduct Standards - Internal
VI. Segregation and Bankruptcy
VII. DCO Core Principles
VIII. Process for Review of Swaps
XIII. SEF Registration
Blue Mountain Capital Management LLC (Blue Mountain)
Citadel, Delta Strategy Group (Delta)
D.E. Shaw Group (D.E. Shaw)
DRW Trading Group (DRW)
Tudor Investment Corporation (Tudor)
VI. Segregation and Bankruptcy
VII. DCO Core Principles
VIII. Process for Review of Swaps
LCH.Clearnet Limited
VI. Segregation and Bankruptcy
VII. DCO Core Principles
VIII. Process for Review of Swaps
IntercontinentalExchange (ICE)
II. Definitions
VII. DCO Core Principles
VIII. Process for Review of Swaps
XIII. SEF Registration
XVII. Data Recordkeeping
Better Markets
V. Capital & Margin
VII. DCO Core Principles
VIII. Process for Review of Swaps
XXIV. Disruptive Trading Practices
DC Bar Association Members
II. Definitions
VII. DCO Core Principles
VIII. Process for Review of Swaps
XIV. FBOT Registration
XVII. Data Recordkeeping
XVIII. Real Time Reporting
SIFMA
Association for Financial Markets in Europe
VII. DCO Core Principles
VIII. Process for Review of Swaps
XXVI. Position Limits
Options Clearing Organization (OCC)
VIII. Process for Review of Swaps
OCC
VIII. Process for Review of Swaps
BlackRock
VIII. Process for Review of Swaps
XIII. SEF Registration
Morgan Stanley
VII. DCO Core Principles
VIII. Process for Review of Swaps
IX. Governance & Possible Limits
X. Systemically Important DCO Rules
J.P. Morgan Chase & Co.
I. Registration
II. Definitions
V. Capital & Margin
VI. Segregation and Bankruptcy
VII. DCO Core Principles
VIII. Process for Review of Swaps
IX. Governance & Possible Limits
X. Systemically Important DCO Rules
XI. End-user Exception
Natural Gas Supply Association
I. Registration
II. Definitions
III. Business Conduct Standards w/ Counterparties
V. Capital & Margin
VI. Segregation and Bankruptcy
VIII. Process for Review of Swaps
XI. End-user Exception
XXVI. Position Limits
NYSE
VIII. Process for Review of Swaps
XIII. SEF Registration
The Bank of NY Mellon
Federation of European Securities Exchanges (FESE)
NYSE Euronext
BNP Paribas Securities Services
CACEIS
Deutsche Bank
DTCC
JP Morgan
Goldman Sachs
Chi-X Europe Limited
Euroclear
Grupo Santander
Citi
OMX Stockholm
VII. DCO Core Principles
VIII. Process for Review of Swaps
NYSE Euronext
NYSE Liffe US
VIII. Process for Review of Swaps
XIII. SEF Registration
Caisse de depot et placement du Quebec
ATB Financial
Jones Day
V. Capital & Margin
VIII. Process for Review of Swaps
NASDAQ
International Derivatives Clearing Group
II. Definitions
VIII. Process for Review of Swaps
XIII. SEF Registration
ISDA
MorganStanley
CitiBank
Societe Generale
Deutsche Bank
DE Shaw
II. Definitions
V. Capital & Margin
VIII. Process for Review of Swaps
XIII. SEF Registration
International Swaps and Derivatives Association's Regional Conference
II. Definitions
V. Capital & Margin
VIII. Process for Review of Swaps
XIII. SEF Registration
Alternative Investment Management Association (AIMA)
II. Definitions
V. Capital & Margin
VIII. Process for Review of Swaps
IX. Governance & Possible Limits
Intercontinental Exchange
VIII. Process for Review of Swaps
IX. Governance & Possible Limits
State Regulators
NAIC
CSBS
NASAA
II. Definitions
V. Capital & Margin
VII. DCO Core Principles
VIII. Process for Review of Swaps
X. Systemically Important DCO Rules
XI. End-user Exception
Represenatives of various energy companies, financial firms, consultants, and other interested persons. The session was open to the press.
All
Americans for Financial Reform
II. Definitions
III. Business Conduct Standards w/ Counterparties
V. Capital & Margin
VII. DCO Core Principles
VIII. Process for Review of Swaps
X. Systemically Important DCO Rules
XI. End-user Exception
XII. DCM Core Principles
XIII. SEF Registration
XVII. Data Recordkeeping
XVIII. Real Time Reporting
XXVI. Position Limits
ISDA
SIFMA
II. Definitions
IX. Governance & Possible Limits
VII. DCO Core Principles
VIII. Process for Review of Swaps
X. Systemically Important DCO Rules
XIII. SEF Registration
XVII. Data Recordkeeping
XVIII. Real Time Reporting
XXI. Joint Rules w/ SEC
XXVIII. Volcker Rule
National Futures Association (NFA)
All
