2017-12775
Federal Register, Volume 82 Issue 117 (Tuesday, June 20, 2017)
[Federal Register Volume 82, Number 117 (Tuesday, June 20, 2017)]
[Rules and Regulations]
[Pages 28001-28005]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-12775]
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COMMODITY FUTURES TRADING COMMISSION
17 CFR Part 145
RIN 3038-AE57
Revisions to Freedom of Information Act Regulations
AGENCY: Commodity Futures Trading Commission.
ACTION: Interim final rule with request for comments.
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SUMMARY: The Commodity Futures Trading Commission (the ``Commission'')
is revising certain provisions of its regulations for disclosing
records under the Freedom of Information Act (``FOIA'') to comply with
the FOIA Improvement Act of 2016. In addition, the regulations would
streamline the language of procedural provisions concerning initial
determinations and administrative appeals. The regulations have also
been updated to incorporate changes in the Commission's administrative
structure, remove superfluous verbiage, and correct inaccurate text.
DATES: Effective Date: This rule is effective July 20, 2017.
Comment Date: Comments must be received on or before August 21,
2017.
Comments submitted by mail will be accepted as timely if they are
postmarked on or before that date.
ADDRESSES: You may submit comments, identified by RIN 3038-AE57, by one
of the following methods:
CFTC Web site: https://comments.cftc.gov. Follow the
instructions for submitting comments through the Comments Online
process on the Web site.
Mail: Christopher Kirkpatrick, Secretary of the
Commission, Commodity Futures Trading Commission, Three Lafayette
Centre, 1155 21st Street NW., Washington, DC 20581.
Hand Delivery/Courier: Same as Mail, above.
Federal eRulemaking Portal: http://www.regulations.gov.
Follow the instructions for submitting comments.
Please submit your comments using only one method.
Instructions: All submissions received must include the agency name
and RIN number for this rulemaking. For additional details on
submitting comments, see the ``Public Participation'' heading of the
SUPPLEMENTARY INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: Candace Ambrose, Counsel, Office of
the General Counsel, (202) 418-5192.
SUPPLEMENTARY INFORMATION: This rule revises the Commission's FOIA
regulations to incorporate certain changes codified by the FOIA
Improvement Act of 2016, Public Law 114-185, 130 Stat. 538 (June 30,
2016) (``Act''). The Act requires each agency to review its regulations
and issue new regulations in accordance with the Act's provisions. The
Act requires agencies to notify requesters of the availability of
dispute resolution services from the agency's FOIA Public Liaison and
the National Archives and Records Administration's Office of Government
Information Services (``OGIS''). The Act also incorporates the
Department of Justice's foreseeable harm standard, specifying that an
agency shall withhold information only if the agency reasonably
foresees that disclosure would harm an interest protected by an
exemption. 5 U.S.C. 552(a)(8)(A)(i)(I). This provision requires
agencies to consider whether partial disclosure is possible and to take
reasonable steps to segregate and release nonexempt information. In
accordance with the Act, this rule incorporates the sunset provision
for the deliberative process privilege. The Act also increases the time
limit for requesters to file an administrative appeal to 90 days. This
rule updates the Commission's regulations in 17 CFR part 145 to
incorporate those statutory changes. This rule also contains several
technical amendments to reflect the Commission's current organizational
structure, eliminate unnecessary text, and correct erroneous citations.
Section 145.0 (Definitions) is revised to (1) eliminate the term
Assistant Secretary because the position referred to--Assistant
Secretary of the Commission for FOI, Privacy, and Sunshine Acts
Compliance--is defunct; (2) update the definition of Compliance Staff
to reflect the current organizational structure; and (3) add paragraph
letters before each defined term for easier cross-reference throughout
part 145.
Section 145.4 (Public records available with identifying details
deleted; nonpublic records available in abridged or summary form) is
revised to update cross-references with the paragraph letters
corresponding to the defined terms.
Section 145.5 (Disclosure of nonpublic records) is revised to
incorporate the foreseeable harm standard codified by the Act, which
provides that an agency shall withhold information under FOIA only if
the agency reasonably foresees that disclosure would harm an interest
protected by an exemption, or disclosure is prohibited by law. This
section is also revised to reflect the requirement in the Act that
agencies consider whether partial disclosure of information is possible
whenever agencies determine that full disclosure of a requested record
is not possible.
Paragraph (e) of Sec. 145.5 is revised to include the three
traditional privileges incorporated into Exemption 5 of FOIA and to
conform to the requirement of the Act which states that the
deliberative process privilege shall not apply to records created 25
years or more before the date on which the records were requested. This
paragraph is also revised to remove superfluous text concerning
Exemption 5.
Section 145.6 (Commission offices to contact for assistance;
registration records available) is revised to reflect the current
addressee for requests for non-public records and to reflect the
current addresses for the regional offices.
Paragraph (b) of Sec. 145.7 (Requests for Commission records and
copies thereof) is revised to indicate to whom requests for nonpublic
records should be addressed and to delete references to Assistant
Secretary of the Commission for FOI, Privacy and Sunshine Acts
Compliance since that position is defunct, as noted above.
Paragraph (c) of Sec. 145.7 is revised to remove oral requests for
records because requests for records should be submitted in a written
format for record keeping purposes and to eliminate unnecessary text
concerning misdirected requests.
Paragraph (f) of Sec. 145.7 is revised to replace the term
Assistant Secretary with Office of General Counsel because the
Assistant Secretary of the Commission for FOI, Privacy and Sunshine
Acts Compliance position is defunct.
Paragraph (g) of Sec. 145.7 is revised to correct erroneous text
and to replace the term Assistant Secretary with Office of General
Counsel because the Assistant Secretary of the Commission for FOI,
Privacy and Sunshine Acts Compliance position is defunct.
Paragraph (h) of Sec. 145.7 is revised to replace references to
Assistant Secretary with the term Compliance Staff or Office of General
Counsel where appropriate. This paragraph is also revised to
incorporate the Act's requirement that
[[Page 28002]]
an affirmative determination informs the requester of the availability
of assistance from the FOIA Public Liaison. Additionally, this
paragraph is revised to incorporate the Act's requirement that an
adverse determination informs the requester of the right to seek
dispute resolution services from the FOIA Public Liaison and from OGIS.
Further, this paragraph is revised to provide requesters an opportunity
to modify the request and to seek assistance from the FOIA Public
Liaison if the request involves unusual circumstances. This paragraph
is also revised to conform to the requirement under the Act that
agencies inform requesters of the right to seek dispute resolution
services from OGIS if the request involves unusual circumstances.
Paragraph (i) of Sec. 145.7 is revised to extend the time to file
an administrative appeal to 90 days in conformity with the Act.
Further, this paragraph is revised to include the requirement under the
Act to inform the requester of mediation services offered by OGIS. This
paragraph is also revised to streamline the process for administrative
reviews and to replace the term Assistant Secretary with the term
Compliance Staff because the Assistant Secretary of the Commission for
FOI, Privacy and Sunshine Acts Compliance position is defunct.
Moreover, this paragraph corrects typographical errors.
Paragraph (j) of Sec. 145.7 is revised to replace the term
Assistant Secretary with the term Compliance Staff because the
Assistant Secretary of the Commission for FOI, Privacy and Sunshine
Acts Compliance position is defunct.
Section 145.8 (Fees for records services) is revised to replace the
term Assistant Secretary with the term Compliance Staff because the
Assistant Secretary of the Commission for FOI, Privacy and Sunshine
Acts Compliance position is defunct.
Public Participation
The Commission is issuing an interim rule to revise its FOIA
regulations because these changes merely reflect the statutory
amendments to FOIA that are contained in the Act. This approach enables
these regulatory changes to take effect sooner than would be possible
with the publication of a Notice of Proposed Rulemaking in advance.
Nonetheless, the Commission welcomes public comments from interested
persons regarding any aspect of the changes made by this interim final
rule. Please refer to the ADDRESSES section above. The Commission will
consider all public comments in drafting the final rule.
All comments must be submitted in English, or if not, accompanied
by an English translation. Except as described below regarding
confidential business information, all comments are considered part of
the public record and will be posted as received to http://comments.cftc.gov for public inspection. The information made available
online includes personal identifying information (such as name and
address) which is voluntarily submitted by the commenter. You should
submit only information that you wish to make available publicly.
If you want to submit material that you consider to be confidential
business information as part of your comment, but do not want it to be
posted online, you must submit your comment by mail or hand delivery/
courier and include a petition for confidential treatment as described
in Sec. 145.9 of the Commission's regulations, 17 CFR 145.9.
The Commission reserves the right, but shall have no obligation, to
review, pre-screen, filter, redact, refuse or remove any or all of your
submission from http://comments.cftc.gov that it may deem to be
inappropriate for publication, such as obscene language. All
submissions that have been redacted or removed that contain comments on
the merits of the rulemaking will be retained in the rulemaking record
and will be considered as required under the Administrative Procedure
Act and other applicable laws, and may be accessible under the FOIA.
Regulatory Certifications
Administrative Procedure Act. The Administrative Procedure Act
(``APA''), 5 U.S.C. 553 et seq., requires federal agencies to publish a
notice of proposed rulemaking and provide an opportunity for public
comment before issuing a new rule. Rules are exempt from notice and
comment if they are interpretive rules, general statements of policy,
or rules of agency organization, procedure, or practice. 5 U.S.C.
553(b)(3)(A). The Commission has determined that this exception
applies. The subject rules do not change the substantive standards the
agency applies in implementing FOIA to the extent they conform to the
changes codified in the Act. Also, the Commission has determined that
the rules concern its organization, procedure, and practice because
they make updates to accurately reflect the organizational structure of
the agency. Furthermore, an agency may also issue a new rule without a
pre-publication public comment period when it for ``good cause'' finds
that prior notice and comment is ``impracticable, unnecessary, or
contrary to the public interest.'' 5 U.S.C. 553(b)(3)(B). The
Commission has determined that there is good cause to find that a pre-
publication comment period is unnecessary. These revisions to the
existing regulations in 17 CFR part 145 codify statutory changes and
are technical-administrative in nature. For these reasons, the
Commission's implementation of this rule as an interim final rule, with
provision for post-promulgation public comment, is in accordance with
section 553(b) of the APA.
Regulatory Flexibility Act. The Regulatory Flexibility Act, 5
U.S.C. 601 et seq., requires federal agencies to consider whether the
rules they propose will have a significant economic impact on a
substantial number of small entities and, if so, to provide a
regulatory flexibility analysis regarding the economic impact on those
entities. This rule amends the Commission's FOIA regulations to
incorporate certain statutory changes required by the Act, and to
reflect updates to the Commission's internal administrative structure
and to make editorial changes to the regulations. Because the
Commission is not required to publish a notice of proposed rulemaking
for this rule, a regulatory flexibility analysis is not required. 5
U.S.C. 603(a).
Paperwork Reduction Act. The Paperwork Reduction Act (``PRA''), 5
U.S.C. 3501 et seq., imposes certain requirements on federal agencies
in connection with their conducting or sponsoring any collection of
information. This rule does not contain any new collection of
information requirements within the meaning of the PRA. Thus, the PRA
is inapplicable to this rule.
List of Subjects in 17 CFR Part 145
Administrative practice and procedure, Freedom of information.
For the reasons stated in the preamble, the Commodity Futures
Trading Commission amends 17 CFR part 145 as set forth below:
PART 145--COMMISSION RECORDS AND INFORMATION
0
1. The authority citation for part 145 is revised to read as follows:
Authority: Pub. L. 99-570, 100 Stat. 3207; Pub. L. 89-554, 80
Stat. 383; Pub. L. 90-23, 81 Stat. 54; Pub. L. 98-502, 88 Stat.
1561-1564 (5 U.S.C. 552); Sec. 101(a), Pub. L. 93-463, 88 Stat. 1389
(5 U.S.C. 4a(j)); Pub. L. 114-185, 130 Stat. 538; unless otherwise
noted.
Section 145.5 is also issued under 5 U.S.C. 552, 5 U.S.C. 552b,
and secs. 2(a)(11), 4b, 4f,
[[Page 28003]]
4g, 5a, 8a, and 17 of the Commodity Exchange Act, 7 U.S.C. 2, 4a(j),
6b, 6f, 6g, 7a, 12a, and 21, as amended, 92 Stat. 865 et seq.; secs.
2(a)(1), 4c(a)-(d), 4d, 4f, 4g, 4k, 4m, 4n, 8a, 15 and 17, Commodity
Exchange Act (7 U.S.C. 2, 4, 6c(a)-(d), 6f, 6g, 6k, 6m, 6n, 12a, 19
and 21; 5 U.S.C. 552 and 552b); secs. 2(a)(11) and 8 of the
Commodity Exchange Act, 7 U.S.C. 4(j) and 12 (1983); secs. 8a(5) and
19 of the Commodity Exchange Act, as amended, 7 U.S.C. 12a(5) and 23
(1982); 5 U.S.C. 552 and 552b.
Section 145.6 is also issued under 7 U.S.C. 2, 4, 6, and 12;
secs. 2(a)(1), 4c, 4d, 4e, 4f, 4k, 4m, 4n, 4p, 8, 8a and 19 of the
Commodity Exchange Act (7 U.S.C. 2 and 4, 6c, 6d, 6e, 6f, 6k, 6m,
6n, 6p, 12, 12a and 23 (1982)); 5 U.S.C. 552 and 552b.
Section 145.8 is also issued under 7 U.S.C. 4a(j) and 16a as
amended by Pub. L. 97-444, 96 Stat. 2294 (1983), and 5 U.S.C. 552,
552a and 552b.
0
2. Revise Sec. 145.0 to read as follows:
Sec. 145.0 Definitions.
For the purposes of part 145 the following definitions are
applicable:
(a) Compliance staff--refers to the FOI Compliance Staff of the
Office of General Counsel at the Commission's principal office in
Washington, DC assigned to respond to requests for information and to
handle various other matters under the Freedom of Information Act.
(b) Public records--in addition to the records described in Sec.
145.1 (material published in the Federal Register) and in Sec. 145.2
(records required to be made publicly available under the Freedom of
Information Act), includes those records that have been determined by
the Commission to be generally available to the public directly upon
oral or written request from the Commission office or division
responsible for the maintenance of such records. A compilation of
Commission records routinely available to the public upon request
appears in appendix A to this part 145.
(c) Nonpublic records--are records not identified in Sec. 145.1,
Sec. 145.2, or appendix A of this part 145. Nonpublic records must be
requested, in writing, in accordance with the provisions of Sec.
145.7.
(d) Record--is any information or agency record maintained by the
Commission in any format, including an electronic format. It includes
any document, writing, photograph, sound or magnetic recording,
videotape, microfiche, drawing, or computer-stored information or
output in the possession of the Commission. The term ``record'' does
not include personal convenience materials over which the Commission
has no control, such as appointment calendars and handwritten notes,
which may be retained or destroyed at an employee's discretion.
0
3. Amend Sec. 145.4 by revising the first sentence of paragraph (a)
and by revising paragraph (b) to read as follows:
Sec. 145.4 Public records available with identifying details deleted;
nonpublic records available in abridged or summary form.
(a) To the extent required to prevent a clearly unwarranted
invasion of personal privacy, the Commission may delete identifying
details when it makes available ``public records'' as defined in Sec.
145.0(b). * * *
(b) Certain ``nonpublic records,'' as defined in Sec. 145.0(c),
may, as authorized by the Commission, be made available for public
inspection and copying in an abridged or summary form, with identifying
details deleted.
0
4. In Sec. 145.5, revise the introductory text and paragraph (e) to
read as follows:
Sec. 145.5 Disclosure of nonpublic records.
The Commission shall withhold information in ``nonpublic records,''
as defined in Sec. 145.0(c), only if the Commission reasonably
foresees that disclosure would harm an interest protected by an
exemption described in paragraphs (a) through (i) of this section, or
if disclosure is prohibited by law. The Commission shall consider
whether partial disclosure of information is possible whenever the
Commission determines that a full disclosure of the requested record is
not possible. The Commission shall take reasonable steps necessary to
segregate and release nonexempt information in ``nonpublic records''
subject to a request under Sec. 145.7 if those portions do not fall
within an exemption described in paragraphs (a) through (i) of this
section.
* * * * *
(e) Inter-agency or intra-agency memoranda or letters, except those
which by law would routinely be made available to a party other than an
agency in litigation with the Commission. Exemption 5 (5 U.S.C.
552(b)(5)) protects inter-agency or intra-agency communications that
are protected by legal privileges, such as the attorney-client
privilege, the attorney work-product privilege, and the deliberative
process privilege. The deliberative process privilege shall not apply
to records created 25 years or more before the date on which the
records were requested.
* * * * *
0
5. In Sec. 145.6, revise paragraph (a) to read as follows:
Sec. 145.6 Commission offices to contact for assistance; registration
records available.
(a) All requests for non-public records shall be made in writing
and shall be addressed or otherwise directed to the Office of General
Counsel, Commodity Futures Trading Commission, Three Lafayette Centre,
1155 21st Street NW., Washington, DC 20581. Requests for public records
directed to a regional office of the Commission pursuant to Sec. 145.2
should be sent to:
Commodity Futures Trading Commission, 140 Broadway, 19th Floor, New
York, New York 10005, Telephone: (646) 746-9700.
Commodity Futures Trading Commission, 525 West Monroe Street, Suite
1100, Chicago, Illinois 60661, Telephone: (312) 596-0700.
Commodity Futures Trading Commission, 4900 Main Street, Suite 500,
Kansas City, Missouri 64112, Telephone: (816) 960-7700.
* * * * *
0
6. Amend Sec. 145.7 as follows:
0
a. Revise paragraphs (b), (c), (f), and (g);
0
b. Revise paragraphs (h)(1) and (2) and paragraph (h)(3) introductory
text;
0
c. Revise paragraphs (i)(2) and (5), (i)(6) introductory text, and
(i)(6)(iii) and (i)(7); and
0
d. Revise paragraph (j).
The revisions read as follows:
Sec. 145.7 Requests for Commission records and copies thereof.
* * * * *
(b) Requests for nonpublic records. Except as provided in paragraph
(a) of this section with respect to public records, all requests for
records maintained by the Commission shall be in writing, shall be
addressed to the Office of General Counsel of the Commission and shall
be clearly marked ``Freedom of Information Act Request.''
(c) Misdirected written requests. The Commission cannot ensure that
a timely or satisfactory response will be given to requests for records
that are directed to the Commission other than in the manner prescribed
in paragraph (b) of this section. Any misdirected written request for
nonpublic records should be promptly forwarded to the Office of General
Counsel of the Commission. Misdirected requests for nonpublic records
will be considered to have been received for purposes of this section
only when they actually have been received by the Office of General
Counsel.
* * * * *
(f) Request for existing records. The Commission's response to a
request for nonpublic records will encompass all
[[Page 28004]]
nonpublic records identifiable as responsive to the request that are in
existence on the date that the written request is received by the
Office of General Counsel. The Commission need not create a new record
in response to a FOIA request.
(g) Fee agreement. A request for copies of records pursuant to
paragraph (b) of this section must indicate the requester's agreement
to pay all fees that are associated with the processing of the request,
in accordance with the rates set forth in appendix B to this part, or
the requester's intention to limit the fees incurred to a stated
amount. If the requester states a fee limitation, no work will be done
that will result in fees beyond the stated amount. A requester who
seeks a waiver or reduction of fees pursuant to paragraph (b) of
appendix B of this part must show that such a waiver or reduction would
be in the public interest. If the Office of General Counsel receives a
request for records under paragraph (b) of this section from a
requester who has not paid fees from a previous request in accordance
with appendix B of this part, the staff will decline to process the
request until such fees have been paid.
(h) Initial determination, denials. (1) With respect to any request
for nonpublic records as defined in Sec. 145.0(c), the Compliance
Staff of the Commission will forward the request to the Commission
divisions or offices likely to maintain records that are responsive to
the request. If a responsive record is located, the Compliance Staff
will, in consultation with the Commission office in which the record
was located, determine whether to comply with such request. The
Compliance Staff may, in their discretion, determine whether to comply
with any portion of a request for nonpublic records before considering
the remainder of the request. The Compliance Staff will inform the
requester of the availability of the Commission's FOIA Public Liaison
to offer assistance.
(2) Where it is determined to deny, in whole or in part, a request
for nonpublic records, the Compliance Staff will notify the requester
of the denial, citing applicable exemptions of the Freedom of
Information Act or other provisions of law that require or allow the
records to be withheld. The Compliance Staff's response to the FOIA
request should describe in general terms what categories of documents
are being withheld under which applicable FOIA exemption or exemptions.
The Compliance Staff's response will include a statement notifying the
requester of the right to seek dispute resolution services from the
Commission's FOIA Public Liaison and the National Archives and Records
Administration's Office of Government Information Services. The
Compliance Staff, in denying an initial request for records, is not
required to provide the requester with an inventory of those documents
determined to be exempt from disclosure.
(3) The Compliance Staff will issue an initial determination with
respect to a FOIA request within twenty business days after receipt by
the Office of General Counsel. In unusual circumstances, as defined in
this paragraph, the prescribed time limit may be extended by written
notice to the person making a request for a record or a copy. The
notice shall set forth the reasons for the extension and the date on
which a determination is expected to be dispatched. Where the extension
exceeds ten business days, the Compliance Staff will provide the
requester with an opportunity to modify the request or arrange an
alternative time period for processing the original or modified
request. The Compliance Staff or the FOIA Public Liaison is available
to assist the requester in unusual circumstances. The Compliance Staff
will notify the requester of the right to seek dispute resolution
services from the Office of Government Information Services. As used in
this paragraph, ``unusual circumstances'' means, but only to the extent
reasonably necessary to the proper processing of a particular request:
* * * * *
(i) * * *
(2) An application for review must be received by the Office of
General Counsel within 90 days of the date of the denial by the
Compliance Staff. This 90-day period shall not begin to run until the
Compliance Staff has issued an initial determination with respect to
all portions of the request for nonpublic records. An application for
review shall be in writing and shall be marked ``Freedom of Information
Act Appeal'' and be sent to the Commission's Office of General Counsel.
If the appeal involves information as to which the FOIA requester has
received a detailed written justification of a request for confidential
treatment pursuant to Sec. 145.9(e), the requester must also serve a
copy of the appeal on the submitter of the information.
* * * * *
(5) If the appeal involves information that is subject to a
petition for confidential treatment filed under Sec. 145.9, the
submitter of the information shall have an opportunity to respond in
writing to the appeal within 10 business days of the date of filing the
appeal. Any response shall be sent to the Commission's Office of
General Counsel. Copies shall be sent to the person requesting the
information.
(6) The General Counsel, or his or her designee, shall have the
authority to consider all appeals under this section from initial
determinations of the Compliance Staff of the Commission. The General
Counsel, or his or her designee, may:
* * * * *
(iii) Remand the matter to the Compliance Staff--
(A) To correct a deficiency in the initial processing of the
request, or
(B) When an investigation as to which the staff originally claimed
exemption from mandatory disclosure on the basis of 5 U.S.C.
555(b)(7)(A) or 7 U.S.C. 12(a) is subsequently closed; or
* * * * *
(7) If the initial denial of the request for nonpublic records is
reversed, the Office of General Counsel shall, in writing, advise the
requester that the records will be available on or after a specified
date. If, on appeal, the denial of access to a record is affirmed in
whole or in part, the person who requested the information shall be
notified in writing of:
(i) The reasons for the denial,
(ii) The mediation services offered by the Office of Government
Information Services as a non-exclusive alternative to litigation, and
(iii) The provisions of 5 U.S.C. 552(a)(4) providing for judicial
review of a determination to withhold records.
(j) Expedited processing. A request may be given expedited
processing if the requester demonstrates a compelling need for the
requested records. For purposes of this provision, the term
``compelling need'' means: That a failure to obtain requested records
on an expedited basis could reasonably be expected to pose an imminent
threat to the life or physical safety of an individual; or with respect
to a request made by a person primarily engaged in disseminating
information, urgency to inform the public concerning actual or alleged
federal government activity. A requester who seeks expedited processing
must demonstrate a compelling need by submitting a statement that is
certified by the requester to be true and correct to the best of that
person's knowledge and belief. The Compliance Staff will determine
whether to provide expedited processing, and notice of the
determination will be provided to requester, within ten days after the
date
[[Page 28005]]
of the request. If the request for expedited processing is denied, the
requester may file an appeal with the Office of General Counsel within
ten days of the date of the denial by the Compliance Staff. The Office
of General Counsel will respond to the appeal within ten days after the
date of the appeal.
0
7. Revise Sec. 145.8 to read as follows:
Sec. 145.8 Fees for records services.
A schedule of fees for record services, including locating, and
making records available, and copying, appears in appendix B to this
part. Copies of the schedule of fees may also be obtained upon request
made in person, by telephone or by mail from the Compliance Staff or at
any regional office of the Commission.
Issued in Washington, DC, on June 14, 2017, by the Commission.
Christopher J. Kirkpatrick,
Secretary of the Commission.
Note: The following appendix will not appear in the Code of
Federal Regulations.
Appendix to Revisions to Freedom of Information Act Regulations--
Commission Voting Summary
On this matter, Acting Chairman Giancarlo and Commissioner Bowen
voted in the affirmative. No Commissioner voted in the negative.
[FR Doc. 2017-12775 Filed 6-19-17; 8:45 am]
BILLING CODE 6351-01-P
Last Updated: June 20, 2017