Event: Advisory Committee Meetings
Technology Advisory Committee Meeting
CFTC Commissioner Scott O’Malia to chair a meeting of the Technology Advisory Committee.
The TAC will discuss pre-trade functionality, direct market access controls and costs and technology challenges in implementing the trade execution, processing and records management requirements of the Dodd-Frank Act. Dr. Michael Gorham, Illinois Institute of Technology (IIT) Professor of Finance and Director of the ITT Center for Financial Markets, will present the Pre-Trade Functionality Subcommittee Report on Direct Market Access Controls.
When: | Tuesday, March 1, 2011, 1:00 pm (ET) |
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Where: | CFTC Hearing Room, 1155 21st Street, NW, Washington, DC |
Topic: | Pre-Trade Functionality |
Viewing/Listening Information: Watch a live broadcast of the meeting via webcast on www.cftc.gov. Call-in to a toll-free or toll-telephone line to connect to a live audio feed. Call-in participants should be prepared to provide their first name, last name and affiliation. Conference call information is listed below:
Domestic Toll-Free Number: | 866-844-9416 |
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International Toll Numbers: | Dial-in Numbers |
Participant Passcode/Pin: | 67855 |
The meeting will be open to the public on a first come, first served basis.
Last Updated: October 1, 2014
Reports
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Presentations
Presentation to the CFTC Technology Advisory Committee (TAC), Blackrock
Technology Implications and Costs of Dodd-Frank on Financial Markets, TABB Group
Data Reporting and Universal ID Requirements, DTCC
Recommended Practices for Trading Firms, Clearing Firms and Exchanges Involved in Direct market Access, CFTC Pre-Trade Functionality Subcommittee
Division of Market Oversight Presentation to TAC Meeting, CFTC Division of Market Oversight
Where is the Value in High Frequency Trading?, Álvaro Cartea and José Penalva