Event: Commission Meetings


Transcript

CFTC to Hold Open Meeting to Consider Trade Execution Rules; Anti-Disruptive Trading Practices Guidance


The Commodity Futures Trading Commission (CFTC) will hold a public meeting to consider Final Rules:

  • Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades (Swaps Block Rule)
  • Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act (CEA); Swap Transaction Compliance and Implementation Schedule; Trade Execution Requirement Under Section 2(h) of the CEA (Made Available to Trade Rule)
  • Core Principles and Other Requirements for Swap Execution Facilities (SEFs)
  • Anti-disruptive Practices Authority – Interpretive Guidance and Policy Statement

When

Thursday, May 16, 2013, 10:00 am

Where:

CFTC’s Conference Center, 1155 21st, NW, Washington DC

Viewing/Listening Information: The CFTC has made available the following options to access the meeting:
 

Watch a webcast of the meeting at www.cftc.gov or call-in to a toll-free telephone line to connect to an audio feed.

Call-in participants should be prepared to provide their first name, last name and affiliation.

Conference call information is listed below:
 

Domestic Toll-Free Number: (866) 844-9416
International Toll Numbers: International Numbers
Passcode: CFTC

CFTC Press Release 6585-13

Sunshine Act Announcement

View Archived Webcast

 

   

Opening Statements:

Opening Statement of Chairman Gary Gensler
 

Opening Statement of Commissioner Jill Sommers

Opening Statement of Commissioner Bart Chilton

Opening Statement of Commissioner Scott O’Malia
 
 

Opening Statement of Commissioner Mark Wetjen

Additional Documents:

Fact Sheet: Final Rulemaking on Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Further Measures to Protect the Identities of Parties to Swap Transactions
Questions & Answers: Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Further Measures to Protect the Identities of Parties to Swap Transactions
— Approved 3 – 2

Fact Sheet: Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act
Questions and Answers: Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade and Schedule to Phase In Compliance with Section 2(h)(8) of the Commodity Exchange Act
— Approved 3 – 2

Fact Sheet: Final Rulemaking Regarding Core Principles and Other Requirements for Swap Execution Facilities
Questions & Answers: Core Principles and Other Requirements for Swap Execution Facilities
— Approved 4 – 1

Fact Sheet: Interpretive Guidance and Policy Statement on Disruptive Practices
Questions & Answers: Interpretive Guidance and Policy Statement on Disruptive Practices
— Approved 5 – 0

Trading scenarios posed by Commissioner O’Malia at the May 16, 2013 open meeting during the presentation on Anti-disruptive Practices Authority - Interpretive Guidance and Policy Statement

Federal Register Releases:

78 FR 32866: 17 CFR Part 43 Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades

78 FR 33476: 17 CFR Part 37 Core Principles and Other Requirements for Swap Execution Facilities

78 FR 36606: 17 CFR Parts 37 and 38 Process for a Designated Contract Market or Swap Execution Facility To Make a Swap Available to Trade, Swap Transaction Compliance and Implementation Schedule, and Trade Execution Requirement Under the Commodity Exchange Act

78 FR 31890: Anti-disruptive Practices Authority


Last Updated: October 16, 2014