Release Number 5928-10

October 29, 2010

Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues to Meet

Washington, DC – The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) will hold a public meeting of the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues on November 5, 2010, from 9:00 am to 12:00 pm, to:

  • Receive a summary and recap from the staffs of the CFTC and SEC on the report issued September 30, 2010;
  • hear a report from the subcommittee on cross-market linkages;
  • hear a report from the subcommittee on pre-trade risk management; and
  • discuss potential recommendations and responses.

The meeting will be held in the Lobby Level Hearing Room at the CFTC’s Headquarters. Three Lafayette Centre, 1155 21st Street, NW, Washington, D.C. The meeting will be open to the public with seating on a first-come, first-served basis. The meeting also will be webcast on the CFTC’s website

Viewing/Listening Information:

The CFTC has made available the following options to access the meeting:

 

    1. Watch a live broadcast of the meeting via webcast on www.cftc.gov

 

    2. Call-in to a toll-free or toll-telephone line to connect to a live audio feed.

Call-in participants should be prepared to provide their first name, last name and affiliation. Conference call information listed below:

 

    1. US/Canada Toll-Free: 877-951-7311

 

    2. International Toll: See Related Documents

 

    3. Participant Passcode: 6960577

For additional information about the meeting, contact the CFTC’s Office of Public Affairs at (202) 418-5080 or the SEC’s Office of Public Affairs at (202) 551-4120. The Commissions will accept public comments regarding the issues addressed at this meeting. Comments may be submitted to the CFTC at [email protected]. Comments may be submitted to the SEC through a comment form on its website

Last Updated: October 29, 2010