November 5, 2015

CFTC Staff Publishes Responses to Frequently Asked Questions Regarding Commission Forms CPO-PQR and CTA-PR

Washington, DC — The U.S. Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) today published responses to frequently asked questions concerning Commission Forms CPO-PQR and CTA-PR (FAQs).

The FAQs address issues ranging from Form CPO-PQR and Form CTA-PR filing mechanics and filing deadlines to technical questions regarding asset reporting classification.

DSIO staff intends to update the FAQs on an as needed basis to clarify issues for the broadest set of filers.

Last Updated: November 5, 2015