Note: the Roundtable’s agenda and call-in information may be found in CFTC press release #5886-10 and SEC press release #2010-166 (see related documents).
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Panel One:
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SDR Registration, Functions and Responsibilities:
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- Athanassios Diplas, Managing Director, Deutsche Bank
- Mark Dixon, Chief Operating Officer, Evolution Markets
- Jeff Gooch, Chief Executive Officer, MarkitSERV and Executive Vice President, Portfolio Valuations
- Stewart MacBeth, Managing Director, The Depository Trust & Clearing Corporation (DTCC), General Manager, DTCC Trade Information Warehouse
- Jiro Okochi, Chief Executive Officer, Reval
- Raf Pritchard, Chief Executive Officer, North America, TriOptima
- Chester Spatt, Pamela R. and Kenneth B. Dunn Professor of Finance at the Tepper School of Business at Carnegie Mellon University and Director of its Center for Financial Markets
- Bruce Tupper, Director, Market Development, ICE eConfirm
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Panel Two:
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Mechanics of Data Reporting:
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- Jeremy Barnum, Managing Director, Investment Banking, J.P. Morgan Chase
- Sunil Cutinho, Director, Clearing Solutions, CME Group Inc.
- Mark Dixon, Chief Operating Officer, Evolution Markets
- Joseph R. Glace, Chief Risk Officer, Exelon, representing Coalition for Derivatives End-Users
- Stewart MacBeth, Managing Director, The Depository Trust & Clearing Corporation (DTCC), General Manager, DTCC Trade Information Warehouse
- Robert Pickel, Executive Vice Chairman, International Swaps and Derivatives Association, Inc. (ISDA)
- Raf Pritchard, Chief Executive Officer, North America, TriOptima
- Nicholas Themelis, Chief Information Officer, MarketAxess Corporation
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Panel Three:
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Models for Real-Time Transparency and Public Reporting:
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- Peter Axilrod, Managing Director, New Business Development, The Depository Trust & Clearing Corporation (DTCC)
- Shawn Bernardo, Managing Director, Tullett Prebon Americas Corp., representing Wholesale Markets Brokers Association
- Trabue Bland, Director of Regulatory Affairs and Assistant General Counsel, ICE Trust
- John Gidman, Executive Vice President, Loomis, Sayles & Company, Vice Chairman of SIFMA Asset Managers Group
- Jeff Gooch, Chief Executive Officer, MarkitSERV and Executive Vice President, Portfolio Valuations
- George Harrington, Global Head of Credit Markets, Bloomberg
- Steve Joachim, Executive Vice President of Transparency Services, Financial Industry Regulatory Authority (FINRA)
- Michael W. Masters, President, Masters Capital Management, representing Better Markets Inc.
- Lee Olesky, Chief Executive Officer, TradeWeb
- Jim Toffey, Chief Executive Officer, Benchmark Solutions
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Panel Four:
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Effect of Transparency on Liquidity: Block Trade Exception:
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- Michael W. Masters, President, Masters Capital Management, representing Better Markets Inc.
- Dean Payton, Managing Director and Deputy Chief Regulatory Officer, CME Group Inc.
- Peter Shapiro, Managing Director, Swap Financial Group
- Yunho Song, Managing Director/Senior Trader, Bank of America Merrill Lynch
- Chester Spatt, Pamela R. and Kenneth B. Dunn Professor of Finance at the Tepper School of Business at Carnegie Mellon University and Director of its Center for Financial Markets
- Conrad Voldstad, Chief Executive Officer, International Swaps and Derivatives Association, Inc. (ISDA)
- Neal Wolkoff, Chief Executive Officer, ELX Futures, L.P.
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