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CFTC Files Civil Complaint Against Kent Allen Ahrens of York, Pennsylvania, Alleging Fraud Under the Commodity Exchange Act , #3958-96 Full Text of Complaint
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CFTC Establishes Special Internet Web Pages Seeking Whereabouts of Defendent Donald B. Chancey, Who Fled With Customer Funds , #3956-96
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California Court Issues Permanent Injunctions Against Lida International Financial Data and Worth Financial Data in Connection With Illegal Off-Exchange Futures Case, Also Involving Topworth International of Hong Kong As A Defendant , #3955-96 (Civ. No. 94-1256)
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Preliminary Injunctions Issued by Arizona Court in CFTC Anti-fraud Enforcement Action Against United Metals Trading Corp., Western National Trading and Two of the Firms' Officers , 3951-96 (Civ 96-2185)
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Illinois Court Issues Permanent Injunction Against Robert A. Besner and New Forest Capital Management, Inc., in 1996 CFTC Anti-Fraud Action;Order Permanently Bars the Defendants from the Futures Industry , #3952-96 (Civ 96C76)
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CFTC Files Complaint and Motion for Preliminary and Permanent Injunctions in Action Against Eugene M. Walter of Dallas, Texas , #3947-96
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CFTC Files Civil Anti-fraud Charges in Michigan District Court Against Gary Berus Individually and D/B/A Profit Masters Group, Meca International, and Patricia Gale , #3946-96 Full text of Order
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CFTC Files Statutory Disqualification Action Against Sanjay Saxena, a Registered Associated Person, and Select Sector Research and Management, Inc., a Registered Commodity Trading Advisor and Commodity Pool Operator, Both of Cary, North Carolina , #3945-96
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Ex Parte Asset Freeze Order Issued by Arizona Court in CFTC Anti-Fraud Enforcement Action Against United Metals Trading Corp., Western National Trading, Anthony F. Andrews, & Marvin C. Pendergraft , #3944-96
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Deloitte & Touche Agrees To Pay a $100,000 Civil Penalty to Settle a CFTC Administrative Complaint Filed Against It and Thomas D. Lux, a Partner in the Accounting Firm , #3943-96
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5-Year Trading Ban, and Cease and Desist Order Against Zoltan (Lou) Guttman of New York. , #3940-96 Full text of Initial Decision
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Two Unregistered Commodity Trading Advisors Operating Over the Internet Halted From Violating Federal Commodity Laws , #3935-96 J. Spencer Brown Steven J. Marks
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CFTC Files Anti-fraud Action Against a Turlock, California Commodity Pool Operator, Everett Scott Hobbs dba Commodity Futures Investment , #3933-96
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CFTC Files Four-Count Complaint And Obtains Preliminary Injunction Against Thomas J. Deniz of Modesto, California , #3928-96
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Florida Court Enters CFTC Settlement Order with Concorde Trading Group , #3927-96
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CFTC Files Nine-Count Complaint And Obtains Preliminary Injunction Against Edward W. Schroeder, The Edward W. Schroeder Living Trust, And Andre D. Fite of Santa Monica and Los Angeles, California , #3925-96
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Florida District Court Issues Orders of Disgorgement Against Rev. Gary A. Smith & Jay Blevins, Defendants in CFTC Anti-Fraud Action , #3924-96
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Illinois Court Issues Permanent Injunction in CFTC Anti-fraud Action Against Zebedee McLaurin, V., of Chicago Requiring Restitution of Customer Funds, Among Other Sanctions , #3923-96
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CFTC Order Imposes $600,000 Civil Penalty Against Fenchurch Capital Management Inc. of Chicago, In Connection with Market Manipulation and Cornering , #3922-96 Full text of the Commission's Action
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CFTC Charges Oster Communications, Inc. d/b/a Future Source With Committing Fraud and With Registration Violations in Connection With Sale and Marketing of JDI Limited's "Micro-Trading System" , #3921-96 Full text of the Commission's Action
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New York Court Refuses to Enjoin CFTC Investigation In Response to a Motion Filed by Avxo Financial Corporation #, 3917-96
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CFTC Judge Finds that Solomon Mayer Committed Fraud by Bucketing Customer Orders #, 3916-96
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CFTC Judge Orders Penalties Against Michael Staryk #, 3915-96
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Texas Court Issues Preliminary Injunctions Against Christopher C. Schafer, A.R.S. Financial Services, Peter J. Urbani, and Alchemy Financial Group, All Charged In CFTC Enforcement Action #, 3914-96
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Washington State Commodity Pool Operator, Ken Willey, Held in Contempt of Court for Refusing to Reveal Location of Commodity Pool Assets #, 3912-96
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Colorado Court Issues Preliminary Injunctions Against Brian Prendergast and Joel de Angelis in CFTC Anti-fraud Action Against Prism Financial Corporation of Englewood, Colorado #, 3909-96
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CFTC Files Statutory Disqualification Action Against Patrick D. Kelly, and Simultaneously Accepts His Settlement Offer, Which Includes a Two-Year Period of Conditioned Registration #, 3906-96
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CFTC files administrative action against three CME floor brokers, alleging fraudulent trade practice abuse in the live cattle futures pit #, 3905-96
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CFTC files enforcement action charging David and Mark Sitzmann and Sitzmann Commodities Inc. with fraudulent trading practices in the CME'slive cattle and hog futures contract , #3904-96
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CFTC files civil anti-fraud action against a Washington state commodity pool operator, Ken Willey #, 3902-96
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Florida court issues ex parte asset freeze in CFTC anti-fraud action against Michael Indihar, Robert Hoffman, Computer Warehouse Inc., and Automated Trading Systems -- all of Florida #, 3900-96
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Forida Court Issues Permanent Injunction Against Keith Dominick and Main Street Investment Group in 1994 CFTC Anti-fraud Action , #3899-96
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CFTC Files Statutory Disqualification Action Against CBOT Floor Broker, Edgar Clifford Sharp, III, and Simultaneously Accepts His Settlement Offer, Which Includes a Two-Year Period of Conditioned Registration , #3897-96
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CFTC Files Enforcement Action Alleging Fraud Against R&W Technical Services LTD. and Two Individuals, all of Texas #, 3996-95
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Colorado court issues ex parte asset freeze order in CFTC anti-fraud action against Prism Financial and Brian Prendergast, both of Colorado, and two defendants in California #, 3892-96
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REFCO agrees to pay a $925,000 civil penalty to settle a CFTC administrative proceeding finding that REFCO violated CFTC segregation and supervision requirements #, 3888-96
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CFTC files enforcement action against Mark Stephen Shaner and Shaner Trading Partners in Iowa, charging commodity pool fraud , #3887-96
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