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CFTC Orders Interactive Brokers LLC to Pay More Than $12 Million for Anti-Money Laundering and Supervision Violations , 8218-20 |
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CFTC Obtains $3.8 Million Fraud Judgment Against Commodity Pool Operator and its Owner , 8217-20 |
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NYMEX and Two Former Employees to Pay $4 Million for Disclosing Material Non-Public Information , 8216-20 |
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CFTC Awards Approximately $9 Million to Whistleblower , 8213-20 |
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CFTC Announces Whistleblower Awards Totaling More Than $1 Million , 8208-20 |
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CFTC Orders Florida Company to Pay $75,000 for Registration Violations , 8207-20 |
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CFTC Charges Georgia Company and Florida Residents with Precious Metals Fraud and Misappropriation of Nearly $900,000 , 8204-20 |
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CFTC Sanctions Two Firms Offering Digital Asset-Based Swaps for Illegal Off-Exchange Trading and Registration Violations , 8201-20 |
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Federal Court Orders Defendants to Pay Nearly $1.3 Million in Forex Fraud Scheme , 8200-20 |
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CFTC Charges California and Colorado Residents in Ongoing Multimillion-Dollar Ponzi Scheme , 8197-20 |
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CFTC Announces Finalization of 2020-2024 Strategic Plan , 8196-20 |
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CFTC Charges Florida Man for Attempting to Fraudulently Profit From COVID-19 , 8195-20 |
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CFTC Orders Illinois Resident and Broker to Pay Over $1.1 Million for Fraud and Additional Violations , 8194-20 |
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Supreme Court Denies Defendants’ Challenge to CFTC’s Enforcement Authority , 8192-20 |
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CFTC Orders Illinois Firm to Pay $250,000 for Supervision Violations , 8191-20 |
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CFTC Charges Chicago-Based Firm and Six Individuals in Multi-Million Dollar Options Fraud Scheme , 8190-20 |
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Deutsche Bank to Pay Over $10 Million to Settle Two CFTC Cases , 8185-20 |
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Federal Court Orders Alabama Man to Pay $755,000 for Binary Options Fraud , 8184-20 |
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Federal Court Orders Trading Advisor to Pay $890,000 for Defrauding Church and Community Members in Forex Scheme , 8182-20 |
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CFTC Charges Unregistered Commodity Pool Operator and Its Chief Executive Officer with Solicitation Fraud and Misappropriation , 8180-20 |
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CFTC Charges Companies and Individual with Forex Fraud and Registration Violations , 8179-20 |
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CFTC Charges Forex Trading Firm and Its Principal with Fraud and Misappropriation , 8178-20 |
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CFTC Announces $6 Million Whistleblower Award , 8175-20 |
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CFTC Orders UK Company to Pay Over $490,000 for Registration and Supervision Violations , 8174-20 |
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CFTC Obtains $700,000 Judgment Against New York Man in Fraud and Misappropriation Scheme , 8172-20 |
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CFTC Charges Kentucky Man in Multi-Million Dollar Fraud Scheme , 8170-20 |
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CFTC Charges Danish Man in $1.5 Million Forex Fraud Scheme , 8164-20 |
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CFTC Seeks to Revoke Registrations of Commodity Pool Operator and its CEO , 8163-20 |
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CFTC Files Charges in $20 Million International Binary Options and Digital Asset Fraud Scheme , 8162-20 |
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CFTC Orders Trader and His Firm to Pay $150,000 for Wash Sales , 8161-20 |
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CFTC Awards More Than $2 Million to Four Whistleblowers , 8159-20 |
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Federal Court Orders Defendants to Pay Over $1.7 Million to Settle CFTC Enforcement Action Charging Fraud and False Statements , 8157-20 |
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New York Federal Court Orders Defendants to Pay More Than $595,000 for Forex Solicitation Fraud and Misappropriation , 8149-20 |
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CFTC Charges Florida Man and His Companies in Fraudulent Forex and Digital Asset Scheme , 8148-20 |
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CFTC Wins Forex Fraud Trial on Damages and Obtains Monetary Judgment of More than $22.6 Million , 8122-20 |
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CFTC Charges Investment Firm and VP with Commodity Pool Fraud , 8120-20 |
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CFTC Charges Unregistered Commodity Pool Operator and Its Principal with Fraud and Misappropriation , 8119-20 |