|
|
CFTC and SEC Staffs to Host Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions under Dodd-Frank Act , 6052-11 |
|
|
CFTC Revokes Registrations of Texas-based M25 Investments, Inc. and M37 Investments, LLC , 6051-11 |
|
|
CFTC to Hold Open Meeting to Consider Effective Dates of Provisions in the Dodd-Frank Act , 6050-11 |
|
|
CFTC Charges Neal E. Hall of North Carolina with Registration and Disclosure Violations , 6049-11 |
|
|
CFTC Recognized for Fiscal Accountability and Transparency , 6048-11 |
|
|
Federal Court Orders Moroccan Resident Richmond Hamilton, Jr., and Chicago Commodity Pool Operator Raleigh Capital Management, Inc. to Pay More than $4 Million in Restitution and a Civil Monetary Penalty for Misappropriation & False Statements to the NFA , 6047-11 |
|
|
Federal Court in Texas Orders Richard D. Theye to Pay More than $6.2 Million for Defrauding Investors in a Multi-Million Dollar Ponzi Scheme , 6046-11 |
|
|
CFTC Charges Nebraska Residents Jonathan W. Arrington, Michael B. Kratville and Michael J. Welke and their Companies with $4.7 Million Fraud , 6045-11 |
|
|
CFTC Staff to Host Public Roundtable to Discuss Swap Data Recordkeeping and Reporting Requirements , 6044-11 |
|
|
CFTC Staff to Host Public Roundtable to Discuss Protection of Cleared Swaps Customer Collateral , 6043-11 |
|
|
CFTC Sanctions Cadent Financial Services LLC $125,000 for Supervision Violations , 6042-11 |
|
|
CFTC Charges Parnon Energy Inc., Arcadia Petroleum Ltd. and Arcadia Energy (Suisse) SA with Price Manipulation in the Crude Oil Market , 6041-11 |
|
|
CFTC Charges Florida Firm, American Precious Metals, LLC, and Principals, Sammy J. Goldman and Harry Robert Tanner, Jr., with Fraud , 6040-11 |
|
|
CFTC Charges Puerto Rico Resident Angel F. Collazo and ACJ Capital, Inc. with Solicitation Fraud and Issuing False Statements in Off-Exchange Leveraged Foreign Currency Scheme , 6039-11 |
|
|
CFTC’s Agricultural Advisory Committee to Meet May 19, 2011 , 6038-11 |
|
|
CFTC Settles Charges against FX Trading, LLC for Failing to Maintain Minimum Net Capital Required for Futures Commission Merchants , 6037-11 |
|
|
Federal Court Orders Russian National Marat Yunusov to Pay $500,000 Civil Monetary Penalty for Illegal Commodity Futures Trading Scheme , 6036-11 |
|
|
CFTC Chairman Gary Gensler Announces Appointment of Steven Adamske as Director of Public Affairs , 6035-11 |
|
|
CFTC Charges Michigan Man Jeffrey L. Groendyke with Operating a Foreign Currency Ponzi Scheme and Misappropriating Customer Funds , 6034-11 |
|
|
Commodity Futures Trading Commission Votes to Establish a New Subcommittee of the Technology Advisory Committee (TAC) , 6033-11 |
|
|
CFTC Permanently Bars Former CME Floor Broker Thorbjorn Haveman from Trading for Misappropriation and Fictitious, Noncompetitive and Unauthorized Trading , 6032-11 |
|
|
CFTC Sanctions New York Resident Howard Winell and His Companies, Winell Associates, Inc., and Maxie Partners GP, LLC, More than $5.2 Million for Fraud , 6031-11 |
|
|
CFTC Staff Provides Concepts and Questions Document Ahead of Joint CFTC-SEC Public Roundtable Discussion on Dodd-Frank Implementation , 6030-11 |
|
|
CFTC Files Anti-Fraud Action against California Companies 20/20 Trading Company, Inc. and 20/20 Precious Metals, Inc. and their Employees, Bharat Adatia, Sharief McDowell and Todd Krejci , 6029-11 |
|
|
New York Federal Court Orders Brian Kim and Liquid Capital Management, LLC, to Pay More than $12 Million in Restitution and Monetary Sanctions for Commodity Pool Fraud , 6028-11 |
|
|
Receiver Makes $792 Million Initial Distribution to Investors in New York Defendants Paul Greenwood’s and Stephen Walsh’s $1.3 Billion Investment Ponzi Scam Charged by the CFTC and SEC , 6027-11 |
|
|
CFTC to Hold Open Meeting on Fourteenth Series of Proposed Rules under the Dodd-Frank Act , 6026-11 |
|
|
CFTC Charges Citigroup Trader Otmane El Rhazi, a Moroccan National, with Unlawful Trading and Misappropriation from a Citibank Proprietary Account , 6025-11 |
|
|
CFTC Charges California Resident Lyndon Lydell Parrilla and His Company, Green Tree Capital, with Fraud in Multi-Million Dollar Forex Scheme , 6024-11 |
|
|
CFTC Settles Charges against Kuen Cheol Song for Illegal, Fictitious Trading Scheme , 6023-11 |
|
|
In Support of National Financial Literacy Month, CFTC Commissioner O’Malia to Host Open Meeting on Defining the Scope of a Consumer Education and Protection Program for the Post-Dodd-Frank World , 6022-11 |
|
|
CFTC and SEC Staffs to Host Public Roundtable Discussion on Dodd-Frank Implementation , 6021-11 |
|
|
CFTC, FTC Agree to Share Information on Energy Investigations , 6020-11 |
|
|
CFTC Issues Notice of Proposed Rulemaking on Swap Data Recordkeeping and Reporting Requirements for Pre-Enactment and Transition Swaps , 6019-11 |
|
|
CFTC Issues Order Relating to the Continuation, Shutdown and Resumption of Certain Commission Operations in the Event of a Lapse in Appropriations , 6018-11 |
|
|
CFTC-SEC Release Joint Study on the Feasibility of Mandating Algorithmic Descriptions for Derivatives , 6017-11 |
|
|
CFTC Charges Pennsylvania-based New Century Investment Management LLC and Ward Onsa of Marco Island, Florida, with Operating a Commodity Pool Ponzi Scheme , 6016-11 |
