|
Commissioner Walter Lukken Announces Membership and Meeting Date of CFTC's Global Markets Advisory Committe, 4923-04
|
|
CFTC Seeks Public Comment on Clearing Corporation Proposal to Clear Eurex Transactions, 4922-04
|
|
CFTC CHARGES MARYLAND MAN AND HIS COMPANY WITH DEFRAUDING CUSTOMERS IN FOREX SCAM; Arthur John Keeffe, II and Calvary Currencies LLC Allegedly Fraudulently Solicited Over $400,000 from Investors to Trade Illegal, Off-Exchange Foreign Currency Futures Contracts, 4921-04
|
|
ENRON SEEKS BANKRUPTCY COURT APPROVAL TO ENTER INTO PROPOSED SETTLEMENT WITH THE CFTC; Proposed Settlement Would Resolve CFTC Complaint Charging Enron With Manipulation of Natural Gas Prices in July 2001, and Other Violations, 4920-04
|
|
CFTC and the Securities Exchange Board of India Sign Cooperation Arrangement, 4919-04
|
|
CFTC CHARGES UNITED KINGDOM CORPORATION AND ITS TWO PRINCIPALS WITH SALE OF ILLEGAL OFF-EXCHANGE FUTURES CONTRACTS TO U.S. INVESTORS; CFTC Alleges that E Net Speculation Ltd., Patrice Cornaz, and Athos Socratous Illegally Solicit U.S. Investors Via the Internet to Trade Commodity Futures Contracts through a Foreign Website, 4918-04
|
|
CFTC FILES AND SETTLES REGISTRATION CLAIM AGAINST JEFFREY ALLEN OF HOUSTON, TEXAS; CFTC Order Finds that Allen Failed to Register as a Commodity Trading Advisor, 4917-04
|
|
NEW YORK FOREIGN CURRENCY (FOREX) FIRM CHARGED WITH STEALING MORE THAN $2.2 MILLION IN COMMODITY SCAM; CFTC Sues Lexington Royce & Associates and Artour Arakelian, Alleging They Defrauded More Than 50 Customers, 4916-04
|
|
CFTC FINDS THAT COLORADO TRADING ADVISOR USED WEBSITE TO MISLEAD PUBLIC ABOUT PROFITABILITY OF COMMODITY FUTURES TRADING SYSTEMS AND SERVICES; Respondents Roy M. Sidewitz and Qi2 Technologies, Inc. Settle Charges That They Made False Claims About Commodity Futures Products and Services, 4915-04
|
|
CFTC Fines Singapore Company for Executing Illegal Wash Trades on U.S. Markets, 4914-04
|
|
CFTC RELEASES A SPANISH-LANGUAGE CONSUMER PROTECTION ADVISORY ON COMMODITY SCAMS; New Spanish-Language Consumer Advisory Warns Customers About Commodity Futures and Options Scams Being Perpetrated in Today's Commodities Markets, 4913-04
|
|
CFTC AND STATE OF MARYLAND CHARGE MARYLAND RESIDENT ANDREW SILBERSTEIN WITH STEALING INVESTOR FUNDS IN COMMODITY FUTURES SCAM; Federal Court Enters Order Freezing Silberstein's Assets, 4912-04
|
|
FEDERAL COURT ORDERS CALIFORNIAN OSCAR GOLDMAN TO PAY $275,500 IN SANCTIONS IN SETTLING COMMODITY FUTURES TRADING COMMISSION CHARGES; Defendant Goldman Had Been Charged With Fraudulent Sales Solicitations, 4911-04
|
|
CFTC Seeks Comment on How Self-Regulatory Exams of Futures Firms are Coordinated, 4910-04
|
|
CFTC Proposes Changes to Requirements for Foreign Futures Firms, 4909-04
|
|
CFTC CHARGES EQUITY FINANCIAL GROUP LLC, A NEW JERSEY COMPANY, AND OTHERS WITH FRAUDULENTLY SOLICITING MORE THAN $5.7 MILLION FROM INVESTORS IN THE SHASTA CAPITAL ASSOCIATES, LLC HEDGE FUND; Shasta Recently Hailed as "Hedge Fund of the Week," , 4908-04
|
|
CFTC Revokes Registration of Illinois Floor Broker, Donald R. Van Patten, 4907-04
|
|
PORTLAND MAN JAILED BY FEDERAL COURT FOR CONTEMPT FOR VIOLATION OF ORDER PREVENTING DISSIPATION OF CUSTOMER FUNDS IN FOREIGN CURRENCY (FOREX) FRAUD CASE, 4906-04
|
|
ST. LOUIS RESIDENT KENNETH LEE AND HIS COMPANY ORDERED TO PAY MORE THAN $567,000 TO DEFRAUDED COMMODITY CUSTOMERS; Court Permanently Bans Defendants From Trading, 4905-04
|
|
CFTC BRINGS FRAUD ACTION AGAINST TENNESSEE FOREIGN CURRENCY (FOREX) FIRM AND CERTAIN EMPLOYEES; FxTrade Financial, LLC, Jeffrey A. Mischler, Lee N. Romano II, and Mary Jo Sibbitt Are Charged with Fraud when Soliciting Customers, 4904-04
|
|
Sharon Brown-Hruska Appointed to Chair CFTC's Technology Advisory Committee, 4903-04
|
|
CFTC Hosts International Futures Regulators Meeting, 4902-04
|
|
CFTC and SEC Sign Memorandum of Understanding Regarding the Oversight of Security Futures Product Trading and the Sharing of Security Futures Product Information, 4901-04
|
|
CFTC and Irish Financial Services Regulatory Authority Sign Statement of Intent, 4900-04
|
|
FEDERAL COURT REFUSES TO DISMISS NATURAL GAS MANIPULATION CASE AGAINST FORMER ENRON VICE PRESIDENT; CFTC Previously Charged Hunter Shively With Manipulating Prices in Natural Gas Market, 4899-04
|
|
FEDERAL COURT ENTERS INTERIM ORDER BARRING LOS ANGELES-BASED FIRM, PROFIT PARTNERS, INC., FROM DEFRAUDING CUSTOMERS IN SELLING COMMODITY FUTUERS AND OPTIONS TRADING SYSTEMS; CFTC Complaint Charges Profit Partners with Fraud, 4898-04
|
|
CFTC ANNOUNCES NOTICE OF INTENT TO REVOKE REGISTRATION OF FX FIRST, INC., OF NEWPORT BEACH, CALIFORNIA; Notice Alleges FX First Is Subject to Statutory Disqualification of its Registration with the CFTC, 4897-04
|
|
CFTC Publishes LCH Request to Expand DCO Registration Order, 4896-04
|
|
FEDERAL COURT ORDERS LOS ANGELES FOREIGN CURRENCY FIRM AND ITS PRESIDENT TO REPAY CUSTOMERS MORE THAN $1 MILLION IN COMMODITY FUTURES TRADING COMMISSION FRAUD ACTION; Court Also Orders Payment of Over $5 Million in Civil Penalties, 4895-04
|
|
CFTC Designates HedgeStreet as a Contract Market and as a Registered Clearing Organization, 4894-04
|
|
CFTC Approves CME Proposal Increasing the Maximum Daily Price Limits for Its Live Cattle and Feeder Cattle Futures Contracts, 4893-04
|
|
CFTC CHARGES FLORIDA FOREIGN CURRENCY (FOREX) OPTIONS FIRM WITH DEFRAUDING CUSTOMERS; Gibraltar Monetary Corporation, Inc. and Employees Jayson Kline, Charles Fremer, Thomas Clancy, and Edward Johnson Allegedly Lied When Pitching Foreign Currency Options to Customers; Forex Capital Markets, LLC Also Charged, 4892-04
|
|
CFTC SETTLES TRADING FRAUD CASE WITH INDIVIDUALS FOUND TO HAVE DEFRAUDED THE FORMER COASTAL CORPORATION, 4891-04
|
|
CFTC Progresses With Study of Self-Regulation, 4890-04
|
|
CFTC Amends Rules on Permissible Investments, 4889-04
|
|
CFTC's Division of Clearing and Intermediary Oversight Provides Annual Report Guidance to Commodity Pool Operators, 4888-04
|
|
FEDERAL COURT ORDERS TWO FLORIDA MEN TO REPAY $300,000 EACH TO CUSTOMERS THEY DEFRAUDED IN A FOREIGN CURRENCY SCAM; Defendants to Repay $300,000 to Defrauded Customers, Among Other Sanctions, 4887-04
|