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CFTC Files Actions to Revoke Registrations of Introducing Broker, Commodity Pool Operator, and Associated Person for Violating CEA Antifraud Provisions , 8948-24 |
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CFTC Orders Unregistered Pool Operator and its Managing Member to Pay More than $520,000 for Fraud Violations , 8947-24 |
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CFTC Orders Brazilian and Swiss Sugar Companies to Pay $750,000 for Wash Sales , 8946-24 |
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CFTC Orders Truist Bank to Pay $3 Million Penalty and Remediate Recordkeeping and Supervision Failures Relating to Widespread Use of Unapproved Communications Methods , 8945-24 |
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CFTC Orders TD Bank to Pay $4 Million for Supervision Failures Impacting its Electronic Communications Surveillance System , 8944-24 |
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CFTC Orders TD Bank and Cowen to Pay Civil Monetary Penalties for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods , 8943-24 |
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CFTC Orders Multinational Commodities Trading Firm to Pay $500,000 Penalty for Federal Position Limit Violations , 8942-24 |
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CFTC Orders Texas Company to Pay $100,000 for Failing to Register as an Introducing Broker , 8941-24 |
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CFTC Awards Over $1 Million to Whistleblower Who Aided a Digital Assets-Related Investigation , 8939-24 |
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CFTC Obtains $12.7 Billion Judgment Against FTX and Alameda , 8938-24 |
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Federal Court Orders El Paso Man and His Firm to Pay Over $31 Million for Forex and Cryptocurrency Fraud , 8934-24 |
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Federal Court Enters Summary Judgment Against Oregon Man and Orders $83 Million in Restitution for Fraud Victims , 8931-24 |
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Federal Court Orders Unregistered Michigan Pool Operator and its President to Pay Over $13 Million for Forex Fraud , 8930-24 |
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CFTC Awards Over $8 Million to Insider Whistleblower Who Aided CFTC and Other Agency Actions , 8922-24 |
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CFTC Orders Trafigura to Pay $55 Million for Fraud, Manipulation and Impeding Communications with the CFTC , 8921-24 |
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CFTC Permanently Revokes Registrations of Mississippi-based Commodity Trading Advisor and Associated Person , 8920-24 |
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CFTC Charges Unregistered Commodity Pool Operator and Its Owner with Futures Fraud and Misappropriation , 8919-24 |
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CFTC Announces Whistleblower Award Over $4.5 Million , 8917-24 |
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CFTC Orders J.P. Morgan to Pay $200 Million for Supervision Failures , 8914-24 |
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CFTC Charges Agridime and Its Co-Founders with a Fraudulent Cattle Scheme , 8911-24 |
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Miami Federal Court Orders Multiple Individuals and Entities to Pay Over $225 Million for Foreign Currency Fraud and Misappropriation Scheme , 8910-24 |
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CFTC Issues Order Against Crypto Prime Brokerage Firm for Unlawfully Providing U.S. Customers Access to Digital Asset Derivatives Trading Platforms , 8909-24 |
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Federal Court Orders Unregistered Pool Operator and its President to Pay Over $11 Million for Forex Fraud , 8899-24 |
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Federal Court Orders California-Based Precious Metals Company, CEO, Senior Salesperson to Pay Over $56 Million for Fraud in Connection with Precious Metals Sales , 8898-24 |
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CFTC Approves Final Rules on Swap Confirmation Requirements for SEFs , 8896-24 |
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Federal Court Orders California Man and His Company to Pay $9 Million in Restitution and Penalties for Forex Fraud , 8892-24 |
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Federal Court Sanctions Nevada Metals Trader for Spoofing in Gold and Silver Markets , 8891-24 |
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CFTC Orders Australian Swap Dealer to Pay $500,000 for Supervision Failures , 8886-24 |
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CFTC Charges KuCoin with Operating Illegal Digital Asset Derivatives Exchange , 8884-24 |
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Federal Court Orders Florida Forex Trader to Pay $3.4 Million for Futures, Forex, Options Scheme , 8882-24 |
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CFTC Orders U.S. Bank to Pay $6 Million and Oppenheimer to Pay $1 Million for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods , 8880-24 |
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Federal Court Orders Unregistered Florida Commodity Pool Operator to Pay Over $64 Million in Monetary Sanctions for Fraudulent Scheme , 8879-24 |
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CFTC Awards Insider Whistleblower Approximately $1.25 Million , 8878-24 |
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Federal Court Orders Binary Options Firm and Owners to Pay Over $204 Million in Monetary Sanctions for Fraudulent Binary Options Scheme , 8877-24 |
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CFTC Files Action to Permanently Revoke Registrations of Mississippi Man Convicted on Criminal Charges , 8876-24 |
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Federal Court Orders Oregon Resident and His Forex Trading Firm to Pay $830,000 in Civil Penalties for Commodity Fraud and Registration Violations , 8864-24 |
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CFTC Charges Bogus Digital Asset Platform with Fraud and Misappropriation in an Online Romance Scam , 8850-24 |
