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CFTC Files Nine Enforcement Actions Addressing Fraudulent Binary Options Solicitations and One Addressing Cross-Exchange Manipulation , 7808-18 |
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CFTC Charges Eleven Individuals and Five Entities in Nationwide Binary Options Fraud Ring , 7807-18 |
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CFTC Charges Futures Trader with Cross-Exchange Manipulation , 7806-18 |
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CFTC Files Two Enforcement Actions Addressing Attempted Manipulation, Unauthorized Trading, and Fraud , 7805-18 |
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CFTC Charges Two Commodity Traders with Attempted Manipulation of Agricultural Markets , 7804-18 |
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CFTC Orders an Iowa Introducing Broker and Its Principals to Pay $11.9 Million in Restitution to Farmers and a $1.25 Million Civil Monetary Penalty for Fraud, Unauthorized Trading, and False Statements to the CME, Among Other Violations , 7803-18 |
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CFTC Charges Brooklyn Resident Yehuda L. Belsky with Binary Options Fraud, Violating a Prior CFTC Order and Making False Statements to the CFTC , 7802-18 |
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CFTC Finds Mizuho Bank, Ltd. Engaged in Spoofing of Treasury Futures and Eurodollar Futures , 7800-18 |
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CFTC Finds that Proprietary Trading Firm Geneva Trading USA, LLC Engaged in Spoofing , 7797-18 |
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CFTC Orders Futures Trader and Trading Firm to Pay $2.3 Million in Penalties for Cross-Market and Single-Market Spoofing and Manipulative Scheme , 7796-18 |
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CFTC Orders Bank of America, N.A. to Pay $30 Million Penalty for Attempted Manipulation and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates , 7794-18 |
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CFTC Orders ICAP Capital Markets LLC to Pay $50 Million Penalty for Aiding and Abetting Attempted Manipulation of U.S. Dollar ISDAFIX Benchmark Swap Rates , 7793-18 |
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CFTC Orders Introducing Broker and Principal to Pay a $300,000 Civil Monetary Penalty for Supervisory and Recordkeeping Failures , 7792-18 |
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CFTC Charges Precious Metals Dealer and its Owner with Fraud , 7791-18 |
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CFTC Files 12 Enforcement Actions Addressing Registration, Position Limits, Recordkeeping, Supervision and Reporting , 7790-18 |
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CFTC Orders Grain Exporter to Pay a Penalty for Violating Soybeans Futures Speculative Position Limits and for Reporting Violations , 7789-18 |
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CFTC Settles Swap Reporting Charges with Natwest Markets Plc , 7788-18 |
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CFTC Orders ABN AMRO Clearing Chicago LLC to Pay a $160,000 Civil Monetary Penalty for Supervisory and Recordkeeping Failures , 7787-18 |
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CFTC Orders Company that Provided Swaps and Commodity Options Trading Advice to Eligible Contract Participants to Cease and Desist from Acting as an Unregistered Commodity Trading Advisor , 7786-18 |
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CFTC Charges Multiple Forex and Binary Options Dealers with Registration Violations , 7785-18 |
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CFTC Charges Forex Trader and Firm with Fraud and Registration Violations , 7778-18 |
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CFTC Orders BNP Paribas to Pay $90 Million Penalty for Attempted Manipulation and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates , 7776-18 |
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CFTC Wins Trial against Virtual Currency Fraudster , 7774-18 |
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CFTC Charges Futures Broker with Engaging in Fraudulent Trade Allocation Scheme , 7769-18 |
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CFTC Announces Multiple Whistleblower Awards Totaling More than $45 Million , 7767-18 |
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CFTC Sues Forex Dealer for Registration and Disclosure Violations , 7765-18 |
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CFTC Orders R.J. O’Brien & Associates LLC to Pay a $600,000 Civil Monetary Penalty for Supervisory Failures and Violation of a Prior Commission Order , 7764-18 |
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Federal Court Orders Commodity Pool Operator and Its Principal to Pay More Than $1.9 Million for Bitcoin and Binary Options Fraud Scheme , 7760-18 |
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Federal Court in District of Columbia Orders “Prediction Market” Companies to Pay $3 Million Civil Monetary Penalty for Illegally Trading Binary Options and Violating a 2005 CFTC Cease and Desist Order , 7758-18 |
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Federal Court Orders Estonian Forex Dealer to Pay over $10 Million in Sanctions for Defrauding U.S. Customers and Orders Introducing Broker that Solicited for Dealer to Pay $85,000 Penalty , 7757-18 |
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CFTC Announces First Whistleblower Award to a Foreign Whistleblower , 7755-18 |
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CFTC Orders Commodity Trading Firm to Pay $3.4 Million Penalty for Attempted Manipulation of Agricultural Markets , 7754-18 |
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CFTC Announces Its Largest Ever Whistleblower Award of Approximately $30 Million , 7753-18 |
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CFTC Charges Operator of Commodity Trading Fund with Defrauding Fund Participants , 7749-18 |
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Federal Court in Nevada Orders Commodity Futures Software Vendor to Pay More than $674,000 for Solicitation Fraud and Failing to Register with the CFTC , 7747-18 |
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Federal Court Orders Jody Dupont of Anderson, South Carolina, and His Company, Open Range Trading LLC, to Pay $192,000 for Defrauding Customers in Connection with Offering and Selling Futures Trading System , 7743-18 |
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CFTC Orders JPMorgan Chase Bank, N.A. to Pay $65 Million Penalty for Attempted Manipulation of U.S. Dollar ISDAFIX Benchmark Swap Rates , 7742-18 |