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CFTC Orders Four Financial Institutions to Pay Total of $260 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8762-23 |
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Federal Court Orders Florida Commodity Pool Operator to Pay Nearly $9 Million in Restitution , 8761-23 |
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CFTC Orders UK Trader to Pay $150,000 and Imposes a One-Year Trading Ban for Spoofing in WTI Futures , 8760-23 |
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CFTC Charges Tennessee Husband and Wife Realtors for Operating a $6 Million Digital Assets Commodity Pool Scheme , 8757-23 |
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CFTC Charges Alexander Mashinsky and Celsius Network, LLC with Fraud and Material Misrepresentations in Massive Commodity Pool Scheme Involving Digital Asset Commodities , 8749-23 |
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Federal Court Orders Digital Asset Derivatives Platform and Florida Resident to Pay More than $15 Million for Multiple Violations of the Commodity Exchange Act , 8748-23 |
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CFTC Charges Unregistered Michigan Commodity Pool Operator and its President with $13 Million Fraud , 8744-23 |
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CFTC Charges Alleged Bitcoin Seller and Former Attorney with Multi-Million Dollar Bitcoin Fraud, Imposes Over $5 Million in Restitution , 8743-23 |
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Federal Court Orders Four Feeder Fund Operators and Their Principals to Pay Over $10 Million in Restitution and Penalties for Forex Fraud , 8742-23 |
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Federal Court Orders Two Delaware Companies to Pay Nearly $146 Million for Misappropriation and Fraud Related to a Precious Metals Scheme , 8741-23 |
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CFTC Division of Enforcement Creates Two New Task Forces , 8736-23 |
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CFTC Orders Australian Company to Pay Penalty for Both Federal and Exchange Platinum Futures Position Limits Violations , 8735-23 |
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Federal Court Orders Ohio Man to Pay Over $50 Million for Fraudulent Digital Asset Trading Scheme , 8732-23 |
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CFTC Charges New York Man with Misappropriating Over $21 Million in Commodity Pool Scheme , 8727-23 |
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CFTC Charges California Resident and His Corporation with Fraud and Misappropriation in a Popular Romance Scam Involving Digital Asset Commodities and Forex , 8726-23 |
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Federal Court Orders Florida Man to Pay Over $1 Million in Penalties for Fraudulent Solicitation and Misappropriation in a Commodity Pool Scheme , 8725-23 |
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CFTC Whistleblower Office Issues Alert Seeking Tips Relating to Carbon Markets Misconduct , 8723-23 |
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Federal Court Orders Wisconsin Resident and Her Companies to Pay More than $24 Million for Forex Fraud Targeting Local Hmong Community , 8720-23 |
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CFTC Adds 45 Unregistered Foreign Entities to its RED List , 8716-23 |
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Statement of CFTC Division of Enforcement Director Ian McGinley on the Ooki DAO Litigation Victory , 8715-23 |
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Federal Court Orders Washington Rancher to Pay $1 Million Penalty for Phantom Cattle Scheme, Position Limit Violations , 8711-23 |
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CFTC Orders a California Commodity Trading Advisor to Pay More Than $4 Million for Fraud and Registration Violations , 8707-23 |
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CFTC Charges Five Defendants with Fraudulent Digital Assets Trading Scheme , 8706-23 |
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The CFTC and State Regulators in California and Hawaii Charge Los Angeles Area Precious Metals Dealer in Ongoing $61 Million Fraud Targeting the Elderly , 8704-23 |
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CFTC Orders HSBC Bank USA, N.A. to Pay a $45 Million Penalty for Manipulative and Deceptive Trading in Connection with Swaps Related to Bond Issuances, Spoofing, and Supervision and Mobile Device Recordkeeping Failures , 8702-23 |
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CFTC Orders HSBC to Pay a $30 Million Penalty for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8701-23 |
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CFTC Charges Commodity Pool Operator Tyche Asset Management LLC and its Controlling Principal in a $6 Million Commodity Pool Ponzi Scheme , 8700-23 |
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CFTC Orders The Bank of Nova Scotia to Pay a $15 Million Penalty for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8699-23 |
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Federal Court Orders Former Head of International Binary Options Scheme to Pay More than $561,000 in Restitution , 8698-23 |
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CFTC Charges Commodity Trading Advisor, Commodity Pool Operator and Its Owner with Fraudulently Allocating Trades , 8697-23 |
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Federal Court Orders South African CEO to Pay Over $3.4 Billion for Forex Fraud , 8696-23 |
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Swap Dealer Pays Over $6.8 Million for Violations of Swap Dealer Business Conduct Standards , 8695-23 |
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CFTC Charges Precious Metals Dealers and Their Owner in Multimillion Dollar Fraud Targeting the Elderly , 8694-23 |
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CFTC Charges 14 Entities for Fraudulently Claiming to be Registered with the Agency , 8693-23 |
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Federal Court Orders Florida Man and His Two Entities to Pay Over $16 Million for Fraud, Misappropriation, and Making False Statements to the CFTC , 8687-23 |
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CFTC Charges New York Resident with Fraud and Misappropriation in Digital Assets Trading Scheme , 8686-23 |
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CFTC Charges Chinese National with Fraudulent Scheme to Trade Against Employer , 8682-23 |