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CFTC Charges a Trader for Engaging in a Fictitious Sales Scheme , 8848-24 |
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Federal Court Orders Unregistered Commodity Trading Advisor, Its Manager, and a Managed Fund to Pay Over $2.8 Million in Monetary Sanctions for Fraudulent Retail Forex Fund Scheme , 8845-23 |
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Federal Court Enters Summary Judgment Against Convicted Florida Man and Orders Multiple Entities and Individuals to Pay Over $60 Million for Retail Forex Fraud Scheme , 8842-23 |
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Federal Court Orders California Resident and His Corporation to Pay Over $5 Million in Restitution and Penalties in a Romance Fraud Scheme , 8841-23 |
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Federal Court Orders Florida Man and His Company to Pay Over $102 million in Restitution and Penalties for Forex Fraud , 8840-23 |
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Federal Court Enters Order Against Binance and Former CEO, Zhao, Concluding CFTC Enforcement Action , 8837-23 |
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CFTC Orders Freepoint Commodities LLC to Pay $91 million for Fraudulent Scheme to Misappropriate Material Non-Public Information , 8834-23 |
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Binance Former Chief Compliance Officer, Samuel Lim, Agrees to Pay $1.5 Million for Willfully Evading U.S. Law, and Aiding and Abetting the Illegal Operation of a Digital Asset Derivatives Exchange, and Other Violations , 8826-23 |
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Binance and Its CEO, Changpeng Zhao, Agree to Pay $2.85 Billion for Willfully Evading U.S. Law, Illegally Operating a Digital Asset Derivatives Exchange, and Other Violations , 8825-23 |
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Federal Court Orders Illinois Man and His Entities to Pay Over $20 Million in Restitution and Penalties for Commodity Pool Ponzi Scheme , 8823-23 |
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CFTC Releases FY 2023 Enforcement Results , 8822-23 |
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Federal Court Orders Former New York City Resident to Pay Over $2.6 Million in Monetary Sanctions for Fraudulent Solicitation and Misappropriation in a Commodity Pool Scheme , 8821-23 |
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CFTC Charges Illinois Man and His Firm for Operating a Fraudulent Retail Forex Commodity Pool , 8819-23 |
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CFTC and State Regulators Enter Consent Order with California Precious Metals Dealer in $68 Million Fraud Targeting the Elderly , 8812-23 |
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CFTC Orders Minnesota Grain Merchandiser to Pay $3 Million Penalty for Attempted Manipulation of Oats Futures Prices , 8810-23 |
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CFTC Releases Enforcement Advisory on Penalties, Monitors and Admissions , 8808-23 |
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CFTC Awards Whistleblower Over $18 Million , 8806-23 |
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CFTC Charges Former Chief Executive Officer of Digital Asset Platform with Fraud in Massive Commodity Pool Scheme , 8805-23 |
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CFTC Charges Trading Firm, CEO, and COO with $5 Million Forex Commodity Pool Scheme , 8803-23 |
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CFTC Orders Three Financial Institutions to Pay Over $50 Million for Swap Reporting Failures and Other Violations , 8801-23 |
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CFTC Orders Goldman Sachs to Pay $3 Million for Supervision Failures and Material Omissions in a Letter to the CFTC’s Division of Enforcement , 8800-23 |
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Foreign Trading Platform Charged with Failure to Register and Supervise Its Anti-Money Laundering Procedures , 8799-23 |
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CFTC Charges Four Individuals and a Seychelles Company with Operating a Fraudulent Digital Assets Trading Scheme and Misappropriation , 8798-23 |
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CFTC Charges Eight Entities for Fraudulently Claiming CFTC Registration , 8796-23 |
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CFTC Charges Florida Man and His Company in Connection with a Foreign Currency Fraudulent Solicitation Scheme , 8795-23 |
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CFTC Orders Interactive Brokers to Pay $20 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8794-23 |
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CFTC Orders a Colorado Commodity Pool Operator and Its Owner to Pay More Than $475,000 for Fraud Violations , 8793-23 |
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CFTC Charges Unregistered Pool Operator and its Owner with $7.1 Million Fraud , 8792-23 |
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The CFTC and California Department of Financial Protection & Innovation Charge Los Angeles Area Precious Metals Dealer in $21 Million Fraudulent Scheme , 8791-23 |
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Miami Federal Court Enters Preliminary Injunction Order Against Certified Public Accountant in Connection with $58 Million Foreign Currency Fraud and Misappropriation Scheme , 8790-23 |
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CFTC Charges Mosaic Exchange Limited and Sean Michael with a Fraudulent Solicitation and Digital Asset Commodities Trading Scheme , 8789-23 |
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CFTC Awards Whistleblower More Than $300,000 , 8788-23 |
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Federal Court Orders Chinese National to Pay More than $350,000 for Fraudulent Scheme to Trade Against Employer , 8787-23 |
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CFTC Charges Florida Man with Forex and Binary Options Fraud and Misappropriation , 8786-23 |
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CFTC Charges Dallas and Los Angeles Area Precious Metals Dealers in Ongoing Fraud Scheme Garnering Over $7 Million from Retirement Accounts , 8784-23 |
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CFTC Orders California Resident to Pay $300,000 for a Fictitious Sales Scheme , 8781-23 |
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CFTC Orders Chicago-based Advantage Futures LLC to Pay $395,000 for Supervision Failures , 8779-23 |
