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CFTC Charges California Man Ryan Nassbridges and His Companies, American Bullion Exchange ABEX Corp. and American Bullion Exchange LLC, with Fraud in $5.5 Million Precious Metals Scheme , 5955-10 |
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CFTC Charges New York Man Vincent Patrick McCrudden and His Two Companies with Registration Violations , 5954-10 |
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Texas Federal Court Orders Patrick Dailey and Strongbow Investments GP, LLC, to Pay More than $2.8 Million in Restitution and Civil Monetary Penalties in Connection with Multi-Million Dollar Commodity Pool Fraud , 5953-10 |
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CFTC Charges Kent R.E. Whitney with Options Fraud by Making False and Misleading Statements to the CME, Futures Commission Merchants and Others , 5952-10 |
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U.S. District Court Orders Two Florida Residents and a Florida Firm to Pay More Than $4 Million for Defrauding Investors in a Foreign Currency Scheme , 5950-10 |
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Oklahoma Federal Court Orders More than $26 Million in Customer Restitution and Civil Monetary Penalties Against Prestige Ventures Corporation, Federated Management Group, Inc., Kenneth W. Lee and Simon Yang, Defendants in CFTC Ponzi Scheme Action , 5949-10 |
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Georgia Court Orders CRE Capital Corp. and its Owner James G. Ossie to Pay $25.7 Million in Foreign Currency Ponzi Scheme , 5948-10 |
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CFTC Charges MXBK Group S.A. de C.V., a Mexican Financial Services Company, and its Forex Trading Division, MBFX S.A., with Defrauding Hundreds of U.S. Customers , 5946-10 |
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CFTC Charges Oregon-based System Capital, LLC and Joshua Wallace with Solicitation Fraud and Making False Statements to the National Futures Association , 5940-10 |
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Federal Court Enters Preliminary Injunctions Against South Carolina Defendant Ronald E. Satterfield, His Companies and Michigan Resident Nicholas Bos, Charged with Operating a Multi-Million Dollar Foreign Currency Ponzi Scheme , 5938-10 |
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CFTC Charges South Carolina Man Ronald E. Satterfield, His Two Companies and Michigan Resident Nicholas Bos with Operating a Multi-Million Dollar Foreign Currency Ponzi Scheme in Four States , 5935-10 |
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CFTC Charges Perry Jay Griggs, Rachelle Griggs and Aloha Trading Company, Inc. with Operating a Multi-Million Dollar Ponzi Scheme , 5929-10 |
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Federal Court Orders More than $16.2 Million in Customer Restitution and Monetary Penalties against Texas Defendants Scott P. Kear, Sr., Jeffery L. Lyon and their Firms in CFTC Anti-Fraud Action , 5927-10 |
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CFTC Charges Ohioans Kevin and Keelan Harris, Complete Developments LLC, Investment International Inc. and Three Ontario, Canada-based Defendants with Operating a Multi-Million Dollar Foreign Currency Ponzi Scheme , 5921-10 |
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Federal Court Imposes More than $41.2 Million in Relief and Sanctions against Idaho-based Daren L. Palmer and His Company, Trigon Group LLC, in Commodity Pool Ponzi Scheme , 5919-10 |
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CFTC Enforcement Program Filings Increase 14 Percent in Fiscal Year 2010 , 5918-10 |
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CFTC Files Action to Revoke the Registrations of Cornerstone Capital Management, Inc. , 5917-10 |
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CFTC Charges Accounting Firms McGladrey & Pullen, LLP and Altschuler, Melvoin & Glasser LLP, and Partner G. Victor Johnson II with Failure to Audit Properly Sentinel Management Group, Inc. , 5916-10 |
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CFTC Sanctions Rosenthal Collins Group, L.L.C. More than $1.3 Million for Supervision Violations , 5915-10 |
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CFTC Sanctions Triland USA Inc. $725,000 for Failing to Maintain Secured Customer Funds and Failing to Provide Timely Notice to the CFTC of the Deficiency , 5914-10 |
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CFTC Imposes Permanent Trading Ban on Kevin McCormick for Submitting Trading Cards with Fictitious Commodity Futures Trades , 5911-10 |
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CFTC Sanctions Alaron Trading Corporation $260,000 for Supervisory Failures , 5910-10 |
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CFTC Charges Texas-based Company and its Principals with Issuing False Account Statements in Foreign Currency Anti-Fraud Action , 5908-10 |
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CFTC Charges Rodney W. Whitney, Nicholas T. Cox and Their Trading Firm, Integra Capital Management LLC, with Operating a $3 Million Ponzi Scheme , 5907-10 |
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CFTC Charges People’s Alternative, Inc. and its Principals with Commodity Pool Fraud and Misappropriation , 5904-10 |
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Federal Court Freezes Assets of Mark Alan Vanderploeg and His Companies, Midwest Land & Livestock, Inc., SKV Farms Inc. and DCV Farms, Inc. , 5903-10 |
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CFTC Charges Joseph L. Autry, Jr. and Autry Capital Management with Commodity Pool Ponzi Scheme Fraud, Misappropriation and Issuing False Customer Reports , 5902-10 |
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CFTC Sanctions Former Metals Trader for Defrauding General Motors , 5900-10 |
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CFTC Sanctions Houston-based Vitol Inc. and Vitol Capital Management Ltd. $6 Million for Willfully Failing to Disclose Material Facts to the New York Mercantile Exchange , 5894-10 |
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Honolulu-based Marvin Cooper and His Company, Billion Coupons, Inc., Ordered to Pay More than $6.2 Million in Sanctions in Connection with Ponzi Scheme Targeting the Deaf Community , 5884-10 |
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Former Floor Broker John Lee Neuman Permanently Banned from Trading for Fraud and Unauthorized Trading , 5881-10 |
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Terrence R. Pipenhagen of Orlando, Fla. and His Two Companies to Pay $150,000 Penalty to Settle CFTC Fraud Charges , 5880-10 |
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Federal Court Freezes Assets of Oklahoma Man Jeremiah C. Yancy and His Company, Longbranch Group International LLC , 5875-10 |
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CFTC Sanctions ConAgra Trade Group, Inc. $12 Million for Causing a Non-Bona Fide Price to Be Reported in the NYMEX Crude Oil Futures Contract , 5873-10 |
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Virginia-Based Financial Investments, Inc. Ordered to Pay $130,000 Fine to Settle CFTC Charges of Repeatedly Failing to File Commodity Pool Annual Reports on Time , 5867-10 |
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CFTC and Defendant Paul Greenwood Agree to a Consent Order Finding that Greenwood Operated a Multi-Billion Dollar Investment Scam , 5865-10 |
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CFTC Charges Growth Capital Management LLC and Felon Robert Milhailovich, Sr., with Fraudulently Soliciting More than $30 Million to Trade Commodity Futures and Forex , 5863-10 |
