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CFTC Orders HSBC Bank USA, N.A. to Pay a $45 Million Penalty for Manipulative and Deceptive Trading in Connection with Swaps Related to Bond Issuances, Spoofing, and Supervision and Mobile Device Recordkeeping Failures , 8702-23 |
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CFTC Orders HSBC to Pay a $30 Million Penalty for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8701-23 |
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CFTC Charges Commodity Pool Operator Tyche Asset Management LLC and its Controlling Principal in a $6 Million Commodity Pool Ponzi Scheme , 8700-23 |
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CFTC Orders The Bank of Nova Scotia to Pay a $15 Million Penalty for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8699-23 |
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Federal Court Orders Former Head of International Binary Options Scheme to Pay More than $561,000 in Restitution , 8698-23 |
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CFTC Charges Commodity Trading Advisor, Commodity Pool Operator and Its Owner with Fraudulently Allocating Trades , 8697-23 |
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Federal Court Orders South African CEO to Pay Over $3.4 Billion for Forex Fraud , 8696-23 |
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Swap Dealer Pays Over $6.8 Million for Violations of Swap Dealer Business Conduct Standards , 8695-23 |
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CFTC Charges Precious Metals Dealers and Their Owner in Multimillion Dollar Fraud Targeting the Elderly , 8694-23 |
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CFTC Charges 14 Entities for Fraudulently Claiming to be Registered with the Agency , 8693-23 |
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Federal Court Orders Florida Man and His Two Entities to Pay Over $16 Million for Fraud, Misappropriation, and Making False Statements to the CFTC , 8687-23 |
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CFTC Charges New York Resident with Fraud and Misappropriation in Digital Assets Trading Scheme , 8686-23 |
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CFTC Charges Chinese National with Fraudulent Scheme to Trade Against Employer , 8682-23 |
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CFTC Orders New York-Based Commodity Pool Operator and Commodity Trading Advisor to Pay $400,000 Penalty for Supervision Failures , 8681-23 |
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CFTC Charges Binance and Its Founder, Changpeng Zhao, with Willful Evasion of Federal Law and Operating an Illegal Digital Asset Derivatives Exchange , 8680-23 |
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CFTC Orders Puerto Rico Commodity Pool Operator to Pay $150,000 for Supervision and Reporting Violations , 8679-23 |
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CFTC Revokes Registrations of Allianz Global Investors US LLC , 8678-23 |
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Customer Alert Regarding CFTC v. Brisco , 8675-23 |
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Federal Court Orders Texas Energy Broker, Its Owners, and Affiliated Trading Firms to Pay Nearly $3 Million For Fraud, Trading Against Customers Without Consent and Failure to Supervise , 8672-23 |
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CFTC Charges FTX Co-Owner with Fraud by Misappropriation and Aiding and Abetting Fraud Related to Digital Asset Commodities , 8669-23 |
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CFTC Charges Several People and Companies in a $145 Million Ponzi Scheme , 8665-23 |
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CFTC Charges Unregistered Commodity Trading Advisor with Fraud, Misappropriation, and Unregistered Commodity Pool Operator with Misappropriation , 8663-23 |
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CFTC Orders The Options Clearing Corporation to Pay a $5 Million Penalty for Violations of Core Principles and Regulations Related to Operational Risk Management , 8661-23 |
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CFTC Charges California-based Company and Its CEO with Fraudulent Solicitation and Misappropriation of Digital Asset Commodities , 8660-23 |
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CFTC Charges Three Puerto Rico Residents and Their Companies with Misappropriating Over $13 Million in Connection with Commodity Pool Ponzi Scheme , 8656-23 |
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CFTC Charges Avraham Eisenberg with Manipulative and Deceptive Scheme to Misappropriate Over $110 million from Mango Markets, a Digital Asset Exchange , 8647-23 |
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CFTC Charges Former New York City Commodity Pool Operator with Fraud , 8646-23 |
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CFTC Charges Alameda CEO and Alameda and FTX Co-Founder with Fraud in Action Against Sam Bankman-Fried and his Companies , 8644-22 |
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Federal Court Orders California Precious Metals Firm and Its Owners to Pay $38 Million for Commodity Fraud and Registration Violations , 8643-22 |
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CFTC Orders Minnesota Futures Commission Merchant to Pay $6.5 Million for Anti-Money Laundering, Risk Management, Recordkeeping, and Supervision Violations , 8642-22 |
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CFTC Charges Commodity Pool Operators and Their Co-Chief Investment Officer with Deception and Manipulation in Connection with Swaps and Supervision Failures , 8640-22 |
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CFTC Obtains Final Judgment Against Michigan Commodity Pool Operator and His Company for a Fraudulent Forex Scheme , 8639-22 |
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CFTC Charges Sam Bankman-Fried, FTX Trading and Alameda with Fraud and Material Misrepresentations , 8638-22 |
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CFTC Orders Minnesota Registrant to Pay $550,000 for Cross-Product, Cross-Calendar, and Single-Product Spoofing in Soybean Complex Futures , 8637-22 |
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CFTC Amends Its Complaint Against Peter Miller and Omerta Capital LLC to Charge Additional Fraud and False Statements to CME , 8634-22 |
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Federal Court Orders Rhode Island Man to Pay More than $2.8 Million in Restitution for Virtual Currency Fraud , 8630-22 |
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CFTC Charges Former Energy Broker with Paying Brokerage Kickbacks and Misappropriating Nonpublic Information , 8627-22 |
