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Five Current and Former Coral Energy Traders Settle CFTC Charges for False Reporting and Attempted Manipulation in Natural Gas Market; Defendants Ordered to Pay $1 Million Penalty , 5411-07 |
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CFTC Settles Natural Gas False Reporting and Attempted Manipulation Lawsuit with Energy Trader; Defendant Paul Atha, a Former Trader at Mirant Americas Energy Marketing, L.P. (Mirant), Ordered to Pay a $200,000 Penalty , 5409-07 |
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Florida Federal Court Imposes Sanctions of More Than $20 Million Against a South Florida Firm Cromwell Financial Services, Inc., and Five Area Residents in a Commodity Options Fraud and Failure to Supervise Case , 5408-07 |
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U.S. Commodity Futures Trading Commission Files Action Against Atlanta Company Saxon Financial Services, Inc. , 5407-07 |
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BP Agrees to Pay a Total of $303 Million in Sanctions to Settle Charges of Manipulation and Attempted Manipulation in the Propane Market , 5405-07 |
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Former BP Trader Paul Kelly Agrees to Pay $400,000 Civil Penalty to Settle U.S. Commodity Futures Trading Commission Charges of Attempted Manipulation of the NYMEX Unleaded Gasoline Futures Contract , 5402-07 |
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South Florida Court Orders Jeffrey Paul Jedlicki, Jeffrey Jedlicki, Inc., Roxana Sofia Lao Mendez, and Beatriz Peralta Quesada to Pay More Than $1.39 Million in Restitution, Disgorgement, and Civil Monetary Penalties for Foreign Currency Options Scam , 5401-07 |
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U.S. Commodity Futures Trading Commission Settles Foreign Currency (Forex) Fraud Action against Defendant Hao Jan Lu; Total Orders by the Court Exceed $13 Million , 5398-07 |
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New York Federal Court Orders Brokerage Firm, Clearing Firm, and Principals in CFTC Anti-Fraud Action to Pay More Than $2 Million in Restitution and Civil Penalties , 5397-07 |
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U.S. Commodity Futures Trading Commission Continues its Aggressive Enforcement Program and Achieved Record Judgments during Fiscal Year 2007 , 5396-07 |
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U.S. Commodity Futures Trading Commission Sanctions Russell Investments Ireland Limited and Russell Investments Cayman Ltd. for Failure to File Annual Reports on Time for the Commodity Pools they Operate , 5395-07 |
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French Company Banque CIAL Agrees to Pay Civil Penalty to Settle U.S. Commodity Futures Trading Commission Charges that it Engaged in Wash Sales in the Treasury Futures Markets , 5393-07 |
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Florida Federal Court Sanctions CEO and Former Employees of Miami Commodity Firm for Defrauding Investors Through False Solicitations of Energy Futures and Options , 5392-07 |
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U.S. Commodity Futures Trading Commission Files Action Against Gregg R. Amerman of Alpharetta, Georgia, and Three Companies that He Controlled; Complaint Alleges Misappropriation of More Than $675,000 in Customer Funds , 5391-07 |
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California Federal District Court Imposes Restitution of $13.8 Million and Penalties of $1.5 Million Against Robert Joseph Beasley and Longboat Global Funds Management, LLC in Hedge Fund Fraud Action Brought by the Commodity Futures Trading Commission , 5389-07 |
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Florida Federal Court Issues Order Freezing Assets of Miami Beach Resident Joerg Heierle and Swiss Corporation INH-Interholding SA , 5387-07 |
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U.S. Commodity Futures Trading Commission Charges Slovak Republic Citizen, Maros Miklas, with Electronic Trading Fraud , 5386-07 |
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U.S. Commodity Futures Trading Commission Files Action in Florida Federal Court Against Tampa Resident Edward J. Evors Alleging Misappropriation of Customer Funds , 5385-07 |
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Minnesota Federal Court Orders the Release of Frozen Assets for the Payment of Restitution to Defrauded Customers in Action Brought by the Commodity Futures Trading Commission , 5384-07 |
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Illinois Federal Court Freezes Assets of Lake Shore Asset Management Limited; Court Finds that the Lake Shore Common Enterprise Committed Fraud , 5383-07 |
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U.S. Commodity Futures Trading Commission Files Action Against Futures Commission Merchant Nations Investments, LLC, for Failure to Maintain the Minimum Amount of Net Capital Required by Federal Law , 5380-07 |
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Florida Federal Court Sanctions Several South Florida Foreign Currency Options Boiler-Rooms, Brokerage Firms, and Ten Florida Individuals for Defrauding Customers , 5379-07 |
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District of Columbia Federal Court Orders McGraw-Hill to Comply with Commodity Futures Trading Commission Subpoena and to Produce Documents of Commodity Index Provider Platts in Energy Investigation , 5376-07 |
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New York Federal Court Enters Orders Granting Judgments in Four Cases against Nine Entities for International Commodity Futures and Options Scam; Defendants Ordered to Pay More than $15.5 Million in Restitution and Civil Penalties , 5372-07 |
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U.S. Commodity Futures Trading Commission Charges Washington State Man and His Companies with Defrauding Customers in Retail Foreign Currency Options Scheme , 5367-07 |
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Marathon Petroleum Company LLC Agrees to Pay $1,000,000 Civil Penalty to Settle U.S. Commodity Futures Trading Commission Charges of Attempted Manipulation in Crude Oil Markets , 5366-07 |
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U.S. Commodity Futures Trading Commission Seeks to Revoke the Registration of New York Foreign Currency Trader Udo Rotmistrenko , 5365-07 |
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U.S. Commodity Futures Trading Commission Sanctions Merrill Lynch Investment Managers, LLC and Merrill Lynch Alternative Investments, LLC for Repeated Failure to File Annual Reports on Time for Many of the Commodity Pools they Operate , 5364-07 |
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U.S. Commodity Futures Trading Commission Seeks to Revoke the Registration of Fort Lauderdale-based Commodity Investment Group, Inc. , 5363-07 |
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U.S. District Court Appoints Fund Administrator to Disburse Restitution in the CFTC’s Forex Anti-Fraud Action Against Emerald Worldwide Holdings, Inc. , 5362-07 |
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U.S. Commodity Futures Trading Commission Alleges that Energy Transfer Partners, L.P. and Three of Its Subsidiaries Used the IntercontinentalExchange in Attempted Manipulation of Natural Gas Market , 5360-07 |
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U.S. Commodity Futures Trading Commission Charges Hedge Fund Amaranth and its Former Head Energy Trader, Brian Hunter, with Attempted Manipulation of the Price of Natural Gas Futures , 5359-07 |
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CFTC Seeks to Revoke the Registration of Next Financial Services Unlimited, Inc. and New World Trading, LLC. , 5358-07 |
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New Jersey Court Order Imposes More Than $30 Million in Sanctions against Coyt E. Murray, Tech Traders, Inc., Tech Traders, Ltd., Magnum Investments, Ltd., and Magnum Capital Investments, Ltd. in Anti-Fraud Action Brought by the CFTC , 5357-07 |
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U.S. Commodity Futures Trading Commission Congratulates the President's Corporate Fraud Task Force on its Fifth Anniversary , 5355-07 |
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Interactive Brokers LLC Sanctioned for Failing to Supervise Its Compliance Staff , 5354-07 |
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Federal Court Extends CFTC Asset Freeze over Hedge Fund Lake Shore Asset Management Limited , 5353-07 |
