|
|
Man Financial Inc. Sanctioned for Failing to Supervise Former Employee Who Fraudulently Solicited Customers , 5294-07 |
|
|
Federal Court Imposes Penalty and Restitution of More Than $1.3 Million against Manager at Worldwide Commodity Corporation in Commodity Options Fraud Case , 5293-07 |
|
|
U.S. Commodity Futures Trading Commission Settles Action Charging NRG Energy Inc. with Falsely Reporting Natural Gas Trades , 5292-07 |
|
|
California Court Orders Gilbert Philip Castillo, Jr. and Castle Enterprise Corporation to Pay More than $800,000 in Disgorgement and $480,000 in Civil Penalties for Fraud by an Unregistered Commodity Trading Advisor , 5291-07 |
|
|
Texas Federal Court Orders Payment of More Than $123 Million in Fines and Restitution in Case Filed by the U.S. Commodity Futures Trading Commission against Seattle Firm and its Affiliates Involved in Forex Swindle , 5289-07 |
|
|
U.S. Commodity Futures Trading Commission Files Anti-Fraud Action Against New York Hedge Fund Cornerstone Capital Management, LLC and its Operator, Atlanta Resident Joseph T. Profit II , 5288-07 |
|
|
U.S. Commodity Futures Trading Commission Revokes the Registration of United Investors Group Inc. , 5284-07 |
|
|
U.S. Commodity Futures Trading Commission Revokes the Registration of Risk Capital Trading Group, Inc. , 5283-07 |
|
|
Georgia Hedge Fund, Renaissance Asset Management, LLC, and its Atlanta-based Chief Operating Officer Charged in Federal Court with Commodity Pool Fraud , 5281-07 |
|
|
Florida Federal Court Judgment Concludes Multi-Million Dollar Foreign Currency (Forex) Anti-Fraud Action Brought by the U.S. Commodity Futures Trading Commission , 5279-07 |
|
|
Foreign Currency Company, UForex Consulting, its President, and Former Employee Charged in Louisiana Federal Court with Cheating Customers of More Than $2.9 Million , 5278-07 |
|
|
California Commodity Trading Firm, Acceleration Capital, Settles Charges of Fraud and Misappropriation Based on Former Agent’s Activity , 5277-07 |
|
|
U.S. Commodity Futures Trading Commission Files and Settles Charges Against Rosenthal Collins Group , 5275-07 |
|
|
U.S. District Court for the District of Oregon Enters Final Order against Mastermind of Multimillion Dollar Fraudulent Foreign Currency (Forex) Scam , 5274-07 |
|
|
U.S. Commodity Futures Trading Commission Obtains Permanent Injunction against Seattle, Washington Man Charged with Solicitation Fraud for the Second Time , 5273-07 |
|
|
U.S. Commodity Futures Trading Commission Files and Settles Charges Against Illinois Resident for Indirectly Trading Against His Customer Orders at the Chicago Mercantile Exchange , 5272-07 |
|
|
New York Firm Sanctioned for Defrauding Investors in Excess of $4.4 Million Dollars in a Foreign Currency (Forex) Scam , 5271-07 |
|
|
U.S. Commodity Futures Trading Commission Charges Stephanie Ann Gallitano and Her Companies, Financial Risk International, Inc. and Financial Risk Management, Inc., with Defrauding Customers Purchasing Foreign Currency (Forex) Options , 5270-07 |
|
|
U.S. Commodity Futures Trading Commission Seeks to Revoke Registrations of Worldwide Commodity Corporation and South Coast Commodities, Inc. , 5268-06 |
|
|
CFTC Settles Foreign Currency (Forex) Fraud Action against Emerald Worldwide Holdings, Inc. and Jian Zhuang , 5266-06 |
|
|
Fifteen Defendants from “Operation Wooden Nickel” Ordered by the Court to Pay Restitution, Return Ill-Gotten Gains, and Pay Fines Totaling over $25 Million , 5265-06 |
|
|
South Florida Court Orders Three Barcelona-Based Companies to Pay Over $19 Million in Disgorgement and Civil Penalties for Foreign Currency (Forex) Options Scam , 5263-06 |
|
|
California Federal Court Orders Defendant to Pay Over $29 Million in CFTC Fraud Action , 5261-06 |
|
|
U.S. Commodity Futures Trading Commission Charges Chicago Resident Peter D. Hoffman with Defrauding Commodity Futures Customers , 5260-06 |
|
|
CFTC Settles Natural Gas False Reporting and Attempted Manipulation Lawsuit with Two Energy Traders , 5258-06 |
|
|
CFTC Obtains Preliminary Injunctions Against Nevada Corporation and Two Individuals , 5257-06 |
|
|
Florida Federal Court Enters Judgment against Foreign Currency (Forex) Firm and Controlling Person in a Fraud Action Brought by the CFTC , 5256-06 |
|
|
North Carolina Court Orders Relief Defendant Pamela Kingsfield to Disgorge Ill-Gotten Gains Totaling $175,000 , 5255-06 |
|
|
U.S. District Court for the Middle District of Florida Permanently Prohibits Defendant in CFTC Anti-Fraud Action from Commodity Futures and Options Trading , 5251-06 |
|
|
CFTC Obtains Permanent Injunction Against Muskegon Heights, Michigan Man Charged with Defrauding Managed Account Clients , 5249-06 |
|
|
CFTC Obtains Federal Court Order Freezing Assets of Tennessee Resident Charged with Fraud in Connection with Operating a Commodity Pool , 5246-06 |
|
|
U.S. Commodity Futures Trading Commission Charges Virginia Man and California Corporation with Fraud , 5245-06 |
|
|
CFTC Seeks to Revoke the Registration of Wilshire Investment Management Corporation , 5244-06 |
|
|
CFTC Seeks to Revoke the Registration of Hedge Fund Operator Bayou Management LLC , 5243-06 |
|
|
Federal Court Imposes More than $14.7 Million in Sanctions on Two Florida Corporations and Five South Florida Men in Commodity Options Fraud Case , 5242-06 |
|
|
CFTC Settles Commodity Pool Fraud Charges with Florida Resident Eddie Holman Jr. , 5241-06 |
|
|
CFTC Charges Utah Resident William D. Perkins with $3.4 Million Hedge Fund Fraud , 5240-06 |
