|
|
CFTC Files Enforcement Action Alleging Commodity Options Fraud Against Wellington Financial Groups, Inc. , 4250-99 |
|
|
CFTC Issues an Order Instituting Proceedings and Accepts Settlement Offer from Peter D. Hoffman , 4249-99 |
|
|
CFTC Files Statutory Disqualification Action Against Atwood Commodities, L.L.C. and Simultaneously Accepts Settlement Offer Placing Restrictions on Atwood's Registration. , 4248-99 |
|
|
Minnesota District Court Bars James M. Zoller And The Tech-Comm Limited Partnerships From The Futures Industry For Fraudulent Scheme; Orders Restitution to Defrauded Investors of Over $4.91 Million , 4246-99 |
|
|
U.S. District Court for the Northern District of Alabama Orders Payment of $45 Million and a Permanent Injunction By Default Against Dr. Richard E. Busch in Alabama Commodity Pool Fraud Case , 4245-99 |
|
|
CFTC Files Complaint and Obtains Statutory and Temporary Restraining Order Against Mark E. Chulik in Anti-Fraud Action; Chulik, Of Manhattan Beach, CA., is Accused Of Commodity Fraud , 4244-99 |
|
|
CFTC Files Administrative Complaint Against Selwyn "SY" Gaiber of Indian Wells, California, Charging Violations of the Commodity Exchange Act and Commission Regulations, , 4242-99 |
|
|
CFTC Files Enforcement Action Alleging Commodity Options Fraud Against Dunhill Financial Group, Inc., Mark Hutcherson and Kevin Jackam; Respondents Allegedly Solicited Customers Over the Internet; CFTC Action Also Alleges New Millennium Promotions, Michael Thomas, and Forrest Dayton, Jr. Violated CFTC Registration Requirements , 4241-99 |
|
|
CFTC Accepts Settlement Offer of International Futures Corporation (IFC), an Introducing Broker in Washington, D.C.; CFTC Finds that IFC Committed Fraud in Soliciting Customers for its Managed Account Trading Program and Acted as an Unregistered CTA; Order Finds that IFC Customers Lost about $400,000 in its Hermes Managed Account Program , 4238-99 |
|
|
CFTC Files Disqualification Actions Against Frank Barbarino and Frank D’Amato, Floor Brokers at the New York Mercantile Exchange , 4237-99 |
|
|
Florida District Court Orders Over $7.96 Million in Disgorgement from Marc Stephen Wuensch for Commodity Options Fraud , 4236-99 |
|
|
CFTC Adds Robert C. Rossi as Respondent in Enforcement Action , 4235-99 |
|
|
CFTC Finds That Anthony Myskowski, a Floor Broker at the Coffee Sugar COCOA Exchange, is Subject to Statutory Disqualification And Issues Order on Consent Restricting Myskowski's Registration , 4233-99 |
|
|
CFTC Files Disqualification Action Against Michael H. Varner, a Floor Broker at The New York Board of Trade , 4232-99 |
|
|
CFTC Files Administrative Complaint Against Farmers Cooperative Company And Three Employees Charging Violations Of The Commodity Exchange Act And Regulations , 4230-99 |
|
|
CFTC Finds That The Andersons, Inc. Of Maumee, Ohio, Offered To Enter And Entered Into Illegal Futures And Option Contracts; CFTC Order Accepting Settlement Offer Finds Convertible HTA Contracts and Option Features Contracts Violated the Commodity Exchange Act, , 4229-99 |
|
|
Oklahoma District Court Orders $3.4 Million Restitution Payment and Bars Former Tulsa Resident, Richard Conroy Bell, From the Commodity Futures Industry for Commodity Pool Scheme , 4227-99 |
|
|
New York Court Orders Defendants to pay over $7.1 Million in Civil Penalties, and Orders Restitution in Excess of $2.3 Million to Customers in CFTC Action Involving Illegal Foreign Currency Futures Fraud , 4224-99 |
|
|
CFTC Files Complaint Charging New York Currency Research Corporation with Failure to Produce Books and Records , 4089-97 (CFTC Docket #98-3) |
|
|
CFTC Files Administrative Complaint Against Reifler Trading Corp., Liberty Futures, Inc., and Three Individuals Alleging Unregistered "Correspondent" Relationships, Among Other Violations of Federal Commoidty Law and CFTC Regulations, , 4088-97 (CFTC Docket #98-2) |
|
|
Ohio Court Permanently Bars Allied Financial Group, Inc (AFG) of Powell, Ohio, and Robert Bobo from the Futures Industry; AFG and Bobo Agree to Pay Restitution to Defrauded Investors , 4086-97 (C2-94-981) |
|
|
CFTC Files Civil Action Against James M. Zoller and Tech-Comm Limited Partnerships For Fraud: Court Issues Preliminary Injunction , 4083-97 (Civ 97-5691) |
|
|
CFTC Charges Florida Companies, Three Principals, With Nationwide Telemarketing Scheme Involving Illegal Off-exchange Futures Contracts in Precious Metals, Heating Oil, Other Commodities , 4082-97 (Civ 97-7422) |
|
|
Florida Court Finds Richard E. Maseri in Contempt for His Transfer of Frozen Assets in Violation of Consent Order of Preliminary Injunction; Maseri Is Ordered to Pay $33,000 , 4081-97 (Civ 95-6970) |
|
|
Michigan Court Issues Permanent Injunction Finding That Daniel M. O'Shaughnessey Defrauded Pool Customers of Over $435,000 , 4079-97 |
|
|
Pennsylvania Court Issues Permanent Injunction Against Robert H. Rutman in CFTC Anti-Fraud Enforcement Action, Effectively Barring Him From the Futures Industry , 4074-97 |
|
|
CFTC ALJ Finds First Commercial Financial Group, Inc. (FCFG) Mark E. Rehn and John A. Hermanson Liable for Violating Capital Requirements and Filing False Reports in Connection With Check-Kiting Scheme , 54-97 |
|
|
CFTC Accepts Settlement Offer of Edward T. Hamlet of Boca Raton, Florida Finding The He Aided and Abetted Commodity Fraud , 4071-97 (CFTC Docket No. 94-14) |
|
|
CFTC Files Civil Injunctive Complaint and Motion of Preliminary Injunction Against Brien Sullivan of Honolulu, Hawaii , 4067-97 (97-Civ-01478) |
|
|
CFTC Charges Global Link Miami Corporation and Three Individuals with Fraud in the Offer and Sale of Illegal Futures Contracts , 4066-97 (CFTC Docket 98-1) |
|
|
U.S. District Court Grants Summary Judgment to CFTC in Fraud Action Against Richard E. Maseri of Boca Raton, FLA., and Private Research, Inc. , 4065-97 |
|
|
Preliminary Injunction Entered Against FTI Financial Group of Toledo, Ohio, and Three of Its Partners in CFTC Anti-Fraud Enforcement Action , 4063-97 |
|
|
New York Federal Court Denies Motion to Dismiss in Case Brought By CFTC Involving Commodity Trading Advice Given Through Computer Software , 4062-97 Full text of Opinion and Order |
|
|
Permanent Injunction and Multimillion Dollar Disgorgement Order Entered Against Carrington Financial Corp., Marc S. Wuensch, and A. Francis Sidoti in CFTC Anti-Fraud Action , 4061-97 |
|
|
CFTC Files Statutory Disqualification Action Against Mark S. Shaner, Effectively Barrring Him From the Futures Industry , 4057-97 |
|
|
Illinois Court Permanently Bars Anthony S. Ramirez and Abacus Investment Group Inc., From the Futures Industry , 4056-97 |
|
|
Tennessee Court Issues Preliminary Injunction in CFTC Enforcement Action Against Ronald Barback , 4055-97 |
