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California Court Issues Temporary Restraining Order and Asset Freeze Order in CFTC Enforcement Action Against L.A. Forex, Inc. and Two Individuals, All of Redondo Beach, California , 4052-97 |
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CFTC Files Anti-Fraud Enforcement Action in New Yourk Federal Court Against Templer International, Ltd., Worldwide Commodities, Ltd., Worldwide's President William Sanchez, and Templer's President Brian Willis , 4050-97 |
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CFTC Files Anti-Fraud Enforcement Action Against Willy Kerzinger of Michigan and Simultaneously Accepts Settlement Barring him from the Industry and Requiring him to Pay Disgorgement , 4049-97 |
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CFTC Files Two Count Anti-Fraud Enforcement Action Against Ronald Barback, A Tennessee-Based Commodity Trading Advisor , 4045-97 |
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New York Court Issues <i>Ex Parte</i> Asset Freeze Order in CFTC Enforcement Action Againt Oscar A. Klitin and Klitin Associates, II, Both of Great Neck, New York , 4044-97 |
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CFTC Files Enforcement Action Against First Capital Strategists of York, Pennsylvania, and the Four Partners of the Firm and Simultaneously Accepts Respondents' Settlement Offer , 4043-97 |
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CFTC Charges Global Currencies, Ltd., Leon Levitis, Ilya Levitis, Alex Efrosman, and Paul Manfre with Fraud in the Sale of Illegal Foreign Currency Futures Contracts , 4042-97 |
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U.S. District Court Dismisses First Amendment Challenge to Commodity Trading Advisor Registration Requirement , 4040-97 |
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CFTC Files Administrative Complaint Charging Curtis McNair Arnold and London Financial, Inc. with Fraud and Failure to Register in Commection with Marketing, Sale and Trading of "Pattern Probability Strategy" Trading System, , 4039-97 |
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CFTC Prevails in Action to Enforce Administrative Subpoenas , 4038-97 |
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CFTC Files and Settles Administrative Proceedings against Visioneering Resarch & Development Co., and Robert W. Everson for Violations of the Commission's Performance Record Regulations , 4037-97 |
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CFTC Discontinues Off-Exchange Task Force , 38-97 |
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Pennsylvania Court Issues Consent Decree And Order Of Preliminary Injunction in CFTC Action Against Robert H. Rutman , #4033-97 (Civ. Action No. 97-CV-3141) |
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Texas Court Issues Permanent Injunction In CFTC Action Against Eugene Morris Walter And Orders him To Pay Customer Restitution # , 4032-97 (3-96-CV-2734-T) |
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CFTC Files and Settles Administrative Proceeding Against Mitsubishi Corp., Merrill Lynch Futures, Inc., Country Hedging, Inc., and Charles B. Soule for Wash Sales Violations , #4031-97 (CFTC Docket #97-10) Full Text of Order |
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CFTC Charges California Company, Its President and Three of the Firm's Telemarketers with Fraud in Sale of Illegal, Off-Exchange Precious Metals Futures Contracts Nationwide , #4030-97 (Civ. 97-4443) Full Text of Complaint |
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CFTC Files Anti-Fraud Enforcement Action Against Murray Ira Rosenberg (d/b/a Pro Broker Services, Inc.) of Mullica Hill, New Jersey , #4029-97 (Civ 97-2927) |
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CFTC Files Action Against Michael Myatt, Pragmacapital Corporation, And The Berkshire Internation Hedge Fund L.P. II, All Of Beaverton, Oregon, Seeking Permanent Injunction , #4026-97 |
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CFTC Files Enforcement Action Charging Kevin A. Marshburn and Prudential Securities 4023-97 ( , CFTC Docket #97-8 Full text of Complaint |
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CFTC Charges Mass Media Marketing, Commodity Referral Service, Inc., and Rolando Nanasca , 4020-97 (Civ ---) Full Text of Complaint |
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CFTC Files Anti-Fraud Enforcement Action Against Robert H Rutman , #4019-97 |
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CFTC Files Charges Against AVCO Financial Corp. , 4015-97 (97Civ-3119) Full Text of Complaint |
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CFTC Accepts Settlement Offer of Christopher Engel , #4014-97 (CFTC Docket No. 93-5) |
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U.S. District Court in Illinois Issues Permanent Injunction in CFTC Anti-Fraud Action Against Gary Bruce Anderson # , 4013-97 (Civ 95-C-5422) |
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EX PARTE Asset Freeze Ordered by California Court in CFTC Enforcement Action Against AC Trading , #4012-97 (Civ 97-1360) |
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CFTC Files Satutory Disqualification Action Against Kevin Michael Hanley and Simultaneously Accepts His Settlement Offer, Which Includes a Two-Year Period of Conditioned Registration. , 4009-97 (CFTC Docket No. SD 97-4) |
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Federal Court Approves CFTC Settlement with Yuan-Yi Lao Who Was Charged With the Unlawful Offer and Sale of Foreign Currency Futures , #4008-97 (CV-93-0088) |
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CFTC Settles Complaint Against Two CME Floor Brokers -- Timothy Scott Fox and James Michael Garrity-- Charged in 1995 in Connection with Pork Belly Futures Trading , #4006-97 (CFTC Docket 95-6) |
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CFTC Files Complaint Charging Eugene Lyon Jewett, II, of Los Angeles with Violating Federal Commodity Law , #4005-97 (CFTC Docket 97-7) |
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CFTC Accepts Settlement Offer from John P. Gandolfo , #4002-97 (CFTC Docket #93-2) |
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CFTC Accepts Settlement Offer from Craig W. Effron , #4001-97 (CFTC Docket 93-2) |
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CFTC Issues Statutory Disqualification Against James P. Graeber, Jr. and Simultaneously Accepts His Offer, Which Includes a Two Year Period of Restricted Registration #4000-97 , (CFTC Docket No. SD 97-2) |
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CFTC Complaint Charges Sean G. Kelly With Failure to Keep and Maintain Books and Records , #3997-97 (CFTC Docket #97-6) |
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CFTC Accepts Settlement Offer from Mark J. Sitzmann, David E. Sitzmann, and Sitzmann Commodities Inc., In Connection with CFTC Action Filed in 1996 , #3996-97 (CFTC Docket # 96-5) |
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Florida Court Issues Permanent Injunction Against James V Dowler, Jr and Dowler & Beekman Trading Co. , #3995-97 (Civ 96-14284) |
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Permanent Injunction Issued Against Edward M. Collins of Hoffman Estates, Illinois, in CFTC Anti-fraud Action Filed in 1994 , #3993-97 (94-C4375) |
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Permanent Injunction Issued By California Court in CFTC Enforcement Action Against Carl J. Hermans of North Hollywood , #3992-97 (CV-97-0777) |
