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<i>EX PARTE</i> Asset Freeze Order Issued By California Court in CFTC Enforcement Action Against Carl J. Hermans of North Hollywood, California , #3991-97 (CV97-0777RSWL) |
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U.S. District Court In Colorado Issues Orders Of Permanent Injunction In CFTC Anti- Fraud Action Against Brian Prendergast Of Colorado And Joel De Angelis Of California In 1996 Prism Case , #3990-97 |
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CFTC Accepts Settlement Offer in Statutory Disqualification Action Against CBOT Floor Broker Richard C. Hayes, Which Includes Revocation of Hayes' Registration , #3985-97 |
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CFTC Prevails In Action to Enforce Aministrative Subpoenas Requiring Testimont And Production of Documents Related to London Financial, Inc., of Jupiter, Florida , #3984-97 |
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CFTC Appeals Frankwell Bullion Ltd., Et. Al. Decision , #3981-96 |
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CFTC's Division of Enforcement Establishes Virtual Open House on World Wide Web; Defendant Donald Chancey's Property to be Auctioned to Recover Funds Allegedly Embezzled in Commodities Scheme , #3980-96 |
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CFTC Settles Statutory Disqualification Action Against CBOT Floor Broker Timothy J. Murphy; Conditions Murphy's Registration for a Two-Year Period , #3977- 96 (CFTC Docket SD 96-10) |
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Florida District Court Judge Grants CFTC A Permanent Injunction Against JDI Limited D/B/A Future Vision, Richard A. Bandemer And Frederick W. Taft, Banning Defendants From The Futures Industry And Ordering Disgorgement, Among Other Sanctions , #3976-96 (Civ 95-6221) |
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New York Federal Disctrict Court Dismisses Action Against CFTC Filed By AVCO Financial Corporation , #3975-96 |
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CFTC Files Statutory Disqualification Action Against John P. Larocque And Simultaneously Accepts His Settlement Offer, Which Includes A Two-Year Period Of Conditioned Registration , #3974-96 (CFTC Docket SD 97-1) |
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CFTC Seeks Subpoena Enforcement To Compel Testimony And Production Of Records Related To London Financial, Inc., Of Jupiter, Florida, And Two Individuals. , #3971-96 |
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EX PARTE Order Entered by Michigan Federal Court Freezes Assets of Daniel M. O'Shaughnessey, Glory Fund I, Inc., and Glory Fund L.L.C. , #3970-96 (Civ 96-10421) Full Text of Complaint. |
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CFTC Files Anti-Fraud Enforcement Action Against Lexus Financial Group, Inc., David Alan Luger, And Mark Lee Singer, All Of Florida # , 3969-96 (CFTC Docket 97-4) Full Text of Complaint |
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CFTC Accepts Settlement Of American Futures Group And Three Individuals Charged With Failure To Supervise , #3968-96 (CFTC Docket 95-15) Full Text of Order |
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CFTC Reaches Settlement With Iowa State Bank & Trust of Fairfield, Iowa, Which Was Named As A Relief Defendant in a CFTC Anti-Fraud Action Filed in January 1996 Release , #3966-96 (4-96-CV-70005) |
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CFTC Files Three Separate Administrative Complaints Related to Grain Contracts, Alleging Violations of the Commodity Exchange Act. , Release:#3965-96 CFTC Docket No. 97-1 CFTC Docket No. 97-2 CFTC Docket No. 97-3 |
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Florida Federal Court Enters Ex Parte Asset in Joint CFTC-State of Florida Anti-Fraud Action Against James V. Dowler, Jr. and Dowler & Beekman Trading Co., LTD, Both of Vero Beach, Fla. , Release:#3964-96 Full Text of Complaint |
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Texas Court Issues Preliminary Injunction in CFTC Anti-Fraud Action Against Eugene Morris Walter of Dallas, Texas , #3963-96 (3-96-CV-2734-T) |
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EX PARTE Order Entered By New York Federal Court Freezes Assets of World Wide Currencies Inc., United Currencies, And A+ Currencies of New York Release: , #3959-96 (96 CIV 7814) Full Text of Complaint |
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CFTC Files Civil Complaint Against Kent Allen Ahrens of York, Pennsylvania, Alleging Fraud Under the Commodity Exchange Act , #3958-96 Full Text of Complaint |
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CFTC Establishes Special Internet Web Pages Seeking Whereabouts of Defendent Donald B. Chancey, Who Fled With Customer Funds , #3956-96 |
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California Court Issues Permanent Injunctions Against Lida International Financial Data and Worth Financial Data in Connection With Illegal Off-Exchange Futures Case, Also Involving Topworth International of Hong Kong As A Defendant , #3955-96 (Civ. No. 94-1256) |
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Preliminary Injunctions Issued by Arizona Court in CFTC Anti-fraud Enforcement Action Against United Metals Trading Corp., Western National Trading and Two of the Firms' Officers , 3951-96 (Civ 96-2185) |
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Illinois Court Issues Permanent Injunction Against Robert A. Besner and New Forest Capital Management, Inc., in 1996 CFTC Anti-Fraud Action;Order Permanently Bars the Defendants from the Futures Industry , #3952-96 (Civ 96C76) |
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CFTC Files Complaint and Motion for Preliminary and Permanent Injunctions in Action Against Eugene M. Walter of Dallas, Texas , #3947-96 |
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CFTC Files Civil Anti-fraud Charges in Michigan District Court Against Gary Berus Individually and D/B/A Profit Masters Group, Meca International, and Patricia Gale , #3946-96 Full text of Order |
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CFTC Files Statutory Disqualification Action Against Sanjay Saxena, a Registered Associated Person, and Select Sector Research and Management, Inc., a Registered Commodity Trading Advisor and Commodity Pool Operator, Both of Cary, North Carolina , #3945-96 |
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Ex Parte Asset Freeze Order Issued by Arizona Court in CFTC Anti-Fraud Enforcement Action Against United Metals Trading Corp., Western National Trading, Anthony F. Andrews, & Marvin C. Pendergraft , #3944-96 |
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Deloitte & Touche Agrees To Pay a $100,000 Civil Penalty to Settle a CFTC Administrative Complaint Filed Against It and Thomas D. Lux, a Partner in the Accounting Firm , #3943-96 |
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5-Year Trading Ban, and Cease and Desist Order Against Zoltan (Lou) Guttman of New York. , #3940-96 Full text of Initial Decision |
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Two Unregistered Commodity Trading Advisors Operating Over the Internet Halted From Violating Federal Commodity Laws , #3935-96 J. Spencer Brown Steven J. Marks |
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CFTC Files Anti-fraud Action Against a Turlock, California Commodity Pool Operator, Everett Scott Hobbs dba Commodity Futures Investment , #3933-96 |
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CFTC Files Four-Count Complaint And Obtains Preliminary Injunction Against Thomas J. Deniz of Modesto, California , #3928-96 |
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Florida Court Enters CFTC Settlement Order with Concorde Trading Group , #3927-96 |
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CFTC Files Nine-Count Complaint And Obtains Preliminary Injunction Against Edward W. Schroeder, The Edward W. Schroeder Living Trust, And Andre D. Fite of Santa Monica and Los Angeles, California , #3925-96 |
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Florida District Court Issues Orders of Disgorgement Against Rev. Gary A. Smith & Jay Blevins, Defendants in CFTC Anti-Fraud Action , #3924-96 |
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Illinois Court Issues Permanent Injunction in CFTC Anti-fraud Action Against Zebedee McLaurin, V., of Chicago Requiring Restitution of Customer Funds, Among Other Sanctions , #3923-96 |
