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CFTC Order Imposes $600,000 Civil Penalty Against Fenchurch Capital Management Inc. of Chicago, In Connection with Market Manipulation and Cornering , #3922-96 Full text of the Commission's Action |
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CFTC Charges Oster Communications, Inc. d/b/a Future Source With Committing Fraud and With Registration Violations in Connection With Sale and Marketing of JDI Limited's "Micro-Trading System" , #3921-96 Full text of the Commission's Action |
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New York Court Refuses to Enjoin CFTC Investigation In Response to a Motion Filed by Avxo Financial Corporation # , 3917-96 |
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CFTC Judge Finds that Solomon Mayer Committed Fraud by Bucketing Customer Orders # , 3916-96 |
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CFTC Judge Orders Penalties Against Michael Staryk # , 3915-96 |
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Texas Court Issues Preliminary Injunctions Against Christopher C. Schafer, A.R.S. Financial Services, Peter J. Urbani, and Alchemy Financial Group, All Charged In CFTC Enforcement Action # , 3914-96 |
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Washington State Commodity Pool Operator, Ken Willey, Held in Contempt of Court for Refusing to Reveal Location of Commodity Pool Assets # , 3912-96 |
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Colorado Court Issues Preliminary Injunctions Against Brian Prendergast and Joel de Angelis in CFTC Anti-fraud Action Against Prism Financial Corporation of Englewood, Colorado # , 3909-96 |
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CFTC Files Statutory Disqualification Action Against Patrick D. Kelly, and Simultaneously Accepts His Settlement Offer, Which Includes a Two-Year Period of Conditioned Registration # , 3906-96 |
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CFTC files administrative action against three CME floor brokers, alleging fraudulent trade practice abuse in the live cattle futures pit # , 3905-96 |
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CFTC files enforcement action charging David and Mark Sitzmann and Sitzmann Commodities Inc. with fraudulent trading practices in the CME'slive cattle and hog futures contract , #3904-96 |
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CFTC files civil anti-fraud action against a Washington state commodity pool operator, Ken Willey # , 3902-96 |
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Florida court issues ex parte asset freeze in CFTC anti-fraud action against Michael Indihar, Robert Hoffman, Computer Warehouse Inc., and Automated Trading Systems -- all of Florida # , 3900-96 |
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Forida Court Issues Permanent Injunction Against Keith Dominick and Main Street Investment Group in 1994 CFTC Anti-fraud Action , #3899-96 |
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CFTC Files Statutory Disqualification Action Against CBOT Floor Broker, Edgar Clifford Sharp, III, and Simultaneously Accepts His Settlement Offer, Which Includes a Two-Year Period of Conditioned Registration , #3897-96 |
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CFTC Files Enforcement Action Alleging Fraud Against R&W Technical Services LTD. and Two Individuals, all of Texas # , 3996-95 |
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Colorado court issues ex parte asset freeze order in CFTC anti-fraud action against Prism Financial and Brian Prendergast, both of Colorado, and two defendants in California # , 3892-96 |
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REFCO agrees to pay a $925,000 civil penalty to settle a CFTC administrative proceeding finding that REFCO violated CFTC segregation and supervision requirements # , 3888-96 |
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CFTC files enforcement action against Mark Stephen Shaner and Shaner Trading Partners in Iowa, charging commodity pool fraud , #3887-96 |
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Preliminary Injunction entered against Michael Tropiano d/b/a Ardmore Financial Services in filing of joint CFTC and SEC complaint , #3886-96 |
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CFTC files enforcement action against Robert A. Besner and New Forest Capital Management charging fraud and misappropriation , #3885-96 |
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Florida Court Issues Preliminary Injunction in CFTC Anti-fraud Enforcement Action Against Maseri, et. al. , #3877-95 |
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CFTC Files Six-Count Administrative Complaint Against Gary K. Bielfeldt, Carlotta Bielfeldt, and Bielfeldt & Co. , #3871-95 |
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CFTC Files Civil Action Against Gary Bruce Anderson , #3868-95 |
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CFTC Order Imposes $2.25 Million Civil Penalty Against MG Refining and Marketing, Inc. and MG Futures, Inc.; Other Remedial Sanctions Include Review of Internal Control Systems for Risk Management , #3859-95 |
