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CFTC Issues Orders of Registration to Five Foreign Boards of Trade to Permit Trading by Direct Access from the U.S. , 7475-16 |
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CFTC to Hold an Open Commission Meeting on November 4th to Consider a Supplemental Proposal to Automated Trading Regulation , 7474-16 |
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CFTC Issues Final Order to Exempt Certain Specified Transactions of Southwest Power Pool and Amendment to the 2013 Final Order Regarding RTOs and ISOs , 7472-16 |
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Commission Approves an Order Regarding Swap Dealer Registration De Minimis Exception , 7471-16 |
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CFTC Releases Rule Enforcement Review of the New York Mercantile Exchange, Inc. and the Commodity Exchange, Inc. , 7470-16 |
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CFTC Approves Proposed Rule on the Application of Certain Swap Provisions of the Commodity Exchange Act in Cross-Border Transactions , 7468-16 |
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CFTC’S Division of Market Oversight Extends Time-Limited No-Action relief for Swap Execution Facilities from Certain “Block Trade” Requirements , 7467-16 |
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CFTC Signs MOU with UK Financial Conduct Authority to Enhance Supervision of Cross-Border Regulated Firms , 7466-16 |
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CFTC Expands Interest Rate Swap Clearing Requirement , 7457-16 |
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CFTC Staff to Host a Public Roundtable on CPMI-IOSCO Guidance on CCP Resilience & Recovery , 7450-16 |
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CFTC Staff Announces that Yieldbroker Pty Limited Qualifies for No-Action Relief in Connection with CFTC No-Action Letter No. 15-29 , 7445-16 |
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CFTC Approves Final Rules for System Safeguards Testing Requirements and a Comparability Determination for Japan Uncleared Swap Margin Rules for Substituted Compliance Purposes , 7442-16 |
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CFTC Signs MOU with Two Mexican Authorities to Enhance Supervision of Cross-Border Regulated Entities , 7440-16 |
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CFTC to Hold an Open Commission Meeting on September 8th to Consider System Safeguards Testing Requirements Final Rules and a Comparability Determination for Japan Uncleared Swap Margin Rules for Substituted Compliance Purposes , 7438-16 |
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CFTC Issues No-Action Letter to Swap Dealers to Extend Collateral Rule Deadline due to Limitations with Custodial Accounts , 7436-16 |
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CFTC Extends Comment Period on Proposed Amendments to Regulation 4.22 Regarding CPO Annual Reports , 7434-16 |
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CFTC Grants Registration to Seed SEF LLC , 7433-16 |
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CFTC Staff Releases Swap Dealer De Minimis Exception Final Staff Report , 7427-16 |
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CFTC Proposes to Amend the Timing for Filing Chief Compliance Officer Annual Reports by Certain Registrants , 7422-16 |
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CFTC Announces Enhancements to Protect Customer Funds , 7421-16 |
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CFTC Announces Two Cross-Border Related Actions , 7418-16 |
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CFTC and Four Canadian Authorities Sign Counterparts to Memorandum of Understanding to Enhance Supervision of Cross-Border Regulated Entities , 7413-16 |
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CFTC Proposes to Amend the Conditions for Exemption from Registration for Certain Foreign Persons , 7412-16 |
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CFTC Staff Issues Advisory Clarifying Chief Compliance Officer Reporting Line Requirements , 7410-16 |
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CFTC Staff Issues Guidance to Clearinghouses on Recovery Plans and Wind-Down Plans , 7409-16 |
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CFTC Extends Designation of DTCC-SWIFT as LEI Provider , 7408-16 |
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CFTC Staff Approves a Public Comment Extension for a Rule Amendment Certification Filing by ICE Futures U.S. , 7406-16 |
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CFTC Staff Issues Advisory Reminding Commission Registrants of Compliance Requirements Regarding Suspicious Activity Reporting and Economic Sanctions Programs , 7402-16 |
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CFTC Releases Rule Enforcement Review of the CBOE Futures Exchange, LLC , 7399-16 |
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CFTC Grants Registration to Clear Markets North America, Inc. , 7397-16 |
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CFTC Requests Public Comment on Swap Clearing Requirement Submissions , 7396-16 |
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CFTC Reopens Comment Period for Certain Elements of Regulation AT , 7392-16 |
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CFTC’s Market Risk Advisory Committee Announces Agenda for June 27 Public Meeting , 7391-16 |
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CFTC Requests Public Comment on a Rule Amendment Certification Filing by ICE Futures U.S. , 7390-16 |
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CFTC Approves Final Rule to Amend Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps , 7389-16 |
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CFTC Extends No-Action Relief to SEFs and DCMs from Certain CFTC Regulations for Correction of Errors , 7388-16 |
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CFTC Proposes Additional Interest Rate Swaps For Clearing Requirement , 7387-16 |