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CFTC Announces Membership of the Energy and Environmental Markets Advisory Committee , 7113-15 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief to Introducing Brokers for Certain Financial Reporting Requirements , 7111-15 |
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Division of Swap Dealer and Intermediary Oversight Announces that Swap Dealers and Major Swap Participants May Furnish Chief Compliance Officer Annual Reports to the Commission through WinJammer , 7110-15 |
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CFTC Issues Order of Registration for Bursa Malaysia Derivatives Berhad , 7109-15 |
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CFTC Issues Order of Registration for the Singapore Exchange Derivatives Trading Limited , 7108-15 |
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CFTC Issues Order of Registration for the Tokyo Commodity Exchange, Inc. , 7105-15 |
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CFTC’s Division of Market Oversight Issues Time-Limited Extension of No-Action Relief Regarding Masking of Certain Identifying Information Required to be Reported , 7101-15 |
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CFTC Staff Issues No-Action Relief to a Swap Dealer from Certain Chief Compliance Officer Reporting Line Requirements under Commission Regulations , 7099-15 |
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CFTC Provides Notice and Clarification of the Reopened Comment Period for its Rulemaking Proposals on Position Limits for Physical Commodity Derivatives and Aggregation , 7098-15 |
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CFTC Staff Issues Extension of Time-Limited No-Action Relief for Futures Commission Merchants from Requirement to Obtain an Acknowledgement Letter from Certain Depositories , 7096-14 |
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CFTC Staff Extends Time-Limited No-Action Relief to Eurex Clearing and its U.S. Clearing Members , 7094-14 |
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CFTC Staff Extends Time-Limited No-Action Relief to Japan Securities Clearing Corporation and Its Qualifying Clearing Participants and Affiliates , 7092-14 |
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CFTC Staff Issues Advisory and Time-Limited No-Action Position Regarding the CCO Annual Report , 7090-14 |
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CFTC’s Global Markets Advisory Subcommittee on Foreign Exchange Markets Submits Report , 7088-14 |
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CFTC Staff Issues No-Action Letter Providing Relief to Entities Operating Insurance-Linked Securities Issuers , 7087-14 |
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CFTC Staff Issues Extensions of No-Action Relief to Four Foreign Clearing Organizations , 7084-14 |
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CFTC Approves LCH.Clearnet Ltd’s Amended Order of Registration as a Derivatives Clearing Organization , 7082-14 |
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CFTC Announces Departure of DSIO Director Gary Barnett , 7081-14 |
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CFTC Staff Issues Time-Limited No-Action Relief from Certain Recordkeeping Requirements under Commission Regulation 1.35(a) , 7079-14 |
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CFTC Requests Public Comment on Related Applications Submitted by LedgerX, LLC for Registration as a Derivatives Clearing Organization and Swap Execution Facility , 7078-14 |
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CFTC Announces Agenda for Upcoming Agricultural Advisory Committee Meeting , 7075-14 |
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CFTC to Reopen Comment Period for Position Limit Rulemaking , 7072-14 |
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CFTC Staff Provides No-Action Relief from the Clearing Requirement for Swaps Entered into by Eligible Treasury Affiliates , 7071-14 |
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CFTC Staff Issues No Action Relief for Family Offices from Commodity Trading Advisor Registration , 7068-14 |
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CFTC DMO Issues Rule Enforcement Reviews of the Chicago Board of Trade, Chicago Mercantile Exchange, Commodity Exchange, Inc. and New York Mercantile Exchange, Inc. , 7066-14 |
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CFTC Staff Issues Time-Limited Extension of Swap Data Reporting Relief for Certain Swap Dealers and Major Swap Participants Established under the Laws of Australia, Canada, the European Union, Japan and Switzerland , 7065-14 |
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CFTC Reinstates NASDAQ Futures, Inc. as a Designated Contract Market , 7064-14 |
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CFTC Launches National Campaign to Protect Consumers from Financial Fraud , 7063-14 |
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CFTC Commissioner Sharon Y. Bowen Seeks Public Comment on Scope and Composition of New Advisory Committee , 7062-14 |
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CFTC Agricultural Advisory Committee to Meet on December 9, 2014 , 7061-14 |
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CFTC Staff Issues Extension to Time-Limited No-Action Letter on the Applicability of Transaction-Level Requirements in Certain Cross-Border Situations , 7060-14 |
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CFTC Staff Extends Conditional Time-Limited No-Action Relief to Australian-Based Trading Platform Yieldbroker Pty Limited , 7059-14 |
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CFTC Staff Issues No-Action Position and Interpretations Addressing the Holding of Customer Funds , 7058-14 |
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CFTC Further Implements Trade Execution Requirement , 7055-14 |
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OTC Derivatives Regulators Issue Report to the G20 Leaders , 7054-24 |
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CFTC Staff Provide Time-Limited No-Action Relief for Certain Affiliated Counterparties , 7053-14 |
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CFTC Staff Issues Time-Limited No-Action Relief to Allow Southwest Airlines and its Counterparties Additional Time for Public Reporting of Long-Dated Brent and WTI Crude Oil Swap and Swaption Contracts Executed by or with Southwest Airlines , 7050-14 |