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CFTC Staff Issues Interpretation Regarding Notification and Reporting Requirements Applicable with Respect to Uncleared Swap Transactions , 7049-14 |
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CFTC Staff Issues an Extension of Time Limited, No-Action Relief to Futures Commission Merchants , 7048-14 |
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CFTC Staff Provides No-Action Relief for Victoria University of Wellington, New Zealand, to Operate a Not-For-Profit Market for Event Contracts and to Offer Event Contracts to U.S. Persons , 7047-14 |
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CFTC to Hold an Open Commission Meeting on November 3rd , 7046-14 |
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CFTC Staff Issues Interpretative Guidance Regarding Customer Margin Deposits Submitted Using Automated Clearing House Payment Processing Systems , 7042-14 |
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CFTC and Manitoba Securities Commission Sign Counterpart to Memorandum of Understanding to Enhance Supervision of Cross-Border Regulated Entities , 7040-14 |
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CFTC Staff Issues Extension of Time-Limited No-Action Relief for Futures Commission Merchants from Requirement to Obtain an Acknowledgement Letter from Certain Depositories , 7037-14 |
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CFTC Announces Departure of Clearing and Risk Division Director Ananda Radhakrishnan , 7036-14 |
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CFTC Staff Announces Self-Executing Registration No-Action Relief for Delegating CPOs when Certain Requirements are Met , 7035-14 |
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CFTC Staff Issues No-Action Letter for Singapore Exchange Derivatives Clearing Limited , 7031-14 |
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CFTC’s Global Markets Advisory Committee Releases Agenda for Upcoming Public Meeting , 7030-14 |
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CFTC Commissioner Sharon Bowen Announces Legal and Policy Team , 7028-14 |
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CFTC Staff Announced Extension of No-Action Relief Concerning Certain Straight Through Processing Obligations for SEFs and DCMs from Compliance with Certain Requirements of Commission Regulations for Package Transactions , 7024-14 |
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U.S. Commodity Futures Trading Commission and Australian Securities and Investments Commission Sign Memorandum of Understanding to Enhance Supervision of Cross-Border Regulated Entities , 7021-14 |
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CFTC Staff Issues Time-Limited No-Action Relief Relating to Certain CDS Clearing-Related Swaps Executed Pursuant to a CDS Settlement Price Process , 7016-14 |
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Division of Swap Dealer and Intermediary Oversight Announces that Swap Dealers and Major Swap Participants May Furnish Risk Exposure Reports to the Commission through WinJammer , 7015-14 |
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CFTC’s Global Markets Advisory Committee to Meet October 9, 2014 , 7010-14 |
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CFTC Staff Provides Time-Limited No-Action Relief for Swap Execution Facilities from Certain Block Trade Requirements , 7005-14 |
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CFTC Approves Final Rule and Proposed Rule at its Open Meeting Today , 7004-14 |
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CFTC Staff Sets Forth Enabling Process for No-Action Relief with respect to Swaps Trading on Certain Financial Markets that are Licensed in Australia and Overseen by the Australian Securities & Investments Commission , 6999-14 |
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OTC Derivatives Regulators Issue Report to the G20 , 6997-14 |
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CFTC Announces Sponsors for Advisory Committees , 6996-14 |
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CFTC Staff Issues Exemptive Letter Providing Relief from Certain Agency Regulations to be Consistent with JOBS Act SEC Amendments , 6995-14 |
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CFTC to Hold an Open Meeting to Consider a Proposed Rule on Margin Requirements and a Final Rule on Utility Special Entities , 6994-14 |
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CFTC Staff Issues Exemptive Letter to Certain Registered Commodity Pool Operators Regarding Filing Form CPO-PQR , 6993-14 |
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CFTC Staff Issues Exemptive Letter to Commodity Pool Operators Expanding the List of Permissible Third-Party Recordkeepers , 6991-14 |
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CFTC Staff Issues Interpretative Letter for Life Insurance Companies Investing General Account Assets , 6989-14 |
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CFTC Staff Issues No-Action Letter for Commodity Pool Operators of Commodity Pools that are not Registered Investment Companies with Wholly-Owned Trading Subsidiaries , 6988-14 |
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CFTC Staff Issues Rule Interpretation Concerning Deposit of Customer Funds with United Kingdom Depositories , 6986-14 |
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CFTC Names Christopher J. Kirkpatrick as Secretary of the Commission , 6983-14 |
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CFTC Staff Issues Extension of No-Action Relief to Southwest Power Pool , 6982-14 |
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CFTC Staff Issues Time-Limited, Conditional No-Action Relief Regarding Documentation of Confirmations of Uncleared Swap Transactions , 6979-14 |
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CFTC Staff Issues No-Action Letter for Clearing Corporation of India Ltd. , 6978-14 |
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CFTC Staff Issues No-Action Letter for the Chicago Mercantile Exchange, Inc. , 6977-14 |
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CFTC’s Division of Market Oversight Extends Conditional Time-Limited No-Action Relief to Australian-Based Trading Platform Yieldbroker Pty Limited , 6976-14 |
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CFTC Extends Designation of DTCC-SWIFT as LEI Provider , 6967-14 |
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CFTC Staff Issues Time-Limited No-Action Relief from Electronic Reporting Requirements in the OCR Final Rule , 6965-14 |