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CFTC’s Division of Market Oversight Provides No-Action Relief to Applicant Seeking Temporary Registration as a Swap Execution Facility , 6739-13 |
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CFTC Announcement Concerning Commitments of Trader and Cotton on Call Reports , 6738-13 |
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CFTC Announces Gretchen L. Lowe as Acting Director of Division of Enforcement , 6736-13 |
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CFTC Announces Departure of Enforcement Director David Meister , 6735-13 |
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CFTC’s Division of Market Oversight Issues an Amendment to Previously Issued Time-Limited No-Action Relief for Temporarily Registered Swap Execution Facilities from Certain Swap Data Reporting Requirements of Parts 43 and 45 of the Commission’s Regulation , 6734-13 |
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CFTC’s Division of Clearing and Risk and Division of Market Oversight Provide Time-Limited No-Action Relief for (1) Futures Commission Merchants from Requirement to Comply with Commission Regulations 1.73(a)(2)(i) and (a)(2)(ii); and (2) Temporarily Regis , 6733-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief Regarding the Treatment of Swap Transactions by Persons Engaging in Floor Trader Activities, for Purposes of Making Calculations Under the Swap Dealer Definitio , 6732-13 |
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CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief for Swap Execution Facilities and Designated Contract Markets from the One Business Day Product Review Period Requirement of Commission Regulation 40.2(a)(2) for Newly-Listed Swap , 6731-13 |
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CFTC Issues Order Relating to the Continuation, Shutdown and Resumption of Certain Commission Operations in the Event of a Lapse in Appropriations , 6730-13 |
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CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief to Australian-Based Trading Platform Yieldbroker Pty Limited , 6728-13 |
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CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief for Temporarily Registered Swap Execution Facilities from Commission Regulation 37.6(b) for Non-Cleared Swaps , 6727-13 |
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CFTC Staff Responds to Frequently Asked Questions on Commodity Options , 6722-13 |
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CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief to Temporarily Registered SEFs from any Enforcement Responsibilities under Commission Regulations 37.200(a), 37.200(b), 37.201(b)(1), 37.201(b)(3), 37.201(b)(5), 37.202(b) and 37.2 , 6721-13 |
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CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief for Temporarily Registered Swap Execution Facilities from Certain Swap Data Reporting Requirements of Parts 43 and 45 of the Commission’s Regulations , 6719-13 |
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CFTC Designates Nodal Exchange, LLC as a Contract Market and CFTC’s Division of Market Oversight and Division of Clearing and Risk Issue Related Time Limited No-Action Letters , 6718-13 |
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CFTC Issues Notices of Temporary Registration as a Swap Execution Facility to Thomson Reuters (SEF) LLC and ICAP SEF (US) LLC , 6717-13 |
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CFTC Issues Notices of Temporary Registration as a Swap Execution Facility to tpSEF Inc. and Tradition SEF, Inc. , 6710-13 |
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CFTC Issues Order of Temporary Registration as a Swap Execution Facility to INFX SEF Inc. , 6707-13 |
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CFTC Certifies Futures Contract on S&P BSE 100 Index Submitted by BSE Ltd (BSE) , 6704-13 |
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CFTC’s Division of Clearing and Risk Issues Time Limited No-Action Letter for LCH.Clearnet Ltd and its Clearing Members , 6703-13 |
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CFTC Issues Notices of Temporary Registration as a Swap Execution Facility to 360 Trading Networks Inc. , 6702-13 |
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CFTC Issues Notices of Temporary Registration as a Swap Execution Facility to trueEX, LLC and ICE Swap Trade, LLC , 6701-13 |
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CFTC Issues Notices of Temporary Registration as a Swap Execution Facility to Javelin SEF, LLC and BGC Derivative Markets, L.P. , 6699-13 |
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CFTC Issues Notice of Temporary Registration as a Swap Execution Facility to TeraExchange, LLC , 6698-13 |
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CFTC Seeks Public Comment on Request from CME Group to Amend Rule 538 (Exchange for Related Positions) , 6696-13 |
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CFTC Certifies Futures Contracts on the CES China 120 Index and the HSI Volatility Index Submitted by Hong Kong Futures Exchange Limited (HKFE) , 6695-13 |
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CFTC Announces Vincent A. McGonagle as Director of the Division of Market Oversight , 6694-13 |
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CFTC Issues Notices of Temporary Registration as a Swap Execution Facility to SwapEx, LLC, GFI Swaps Exchange LLC, and MarketAxess SEF Corporation , 6692-13 |
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Euronext Amsterdam’s AEX-Index Mini Futures Contract and Euronext Paris’s CAC40 Index Mini Futures Contract have been Deemed Certified and may be Offered to U.S. persons through Direct Access Effective September 13, 2013 , 6691-13 |
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CFTC Releases Rule Enforcement Review of ELX Futures, L.P. , 6689-13 |
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CFTC Releases Rule Enforcement Review of the Minneapolis Grain Exchange, Inc. , 6688-13 |
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CFTC Releases Rule Enforcement Review of the CBOE Futures Exchange , 6687-13 |
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CFTC Announces Public Meeting of the Technology Advisory Committee , 6686-13 |
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CFTC Issues Notices of Temporary Registration as Swap Execution Facilities to TW SEF LLC and DW SEF LLC , 6685-13 |
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CFTC Announces that the Third Phase of Mandatory Clearing of Certain Credit Default Swaps and Interest Rate Swaps Begins Today , 6684-13 |
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CFTC Publishes Concept Release on Risk Controls and System Safeguards for Automated Trading Environments , 6683-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter for Commodity Pool Operators of Registered Funds with Controlled Foreign Corporations , 6682-13 |