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OTC Derivatives Regulators Issue Report to the G20 , 6678-13 |
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CFTC Issues Interpretation Concerning Retail Commodity Transactions , 6673-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief Regarding Regulation 23.502 for Swap Dealers and Major Swap Participants in Connection with Swaps Subject to Risk Mitigation Techniques under EMIR , 6672-13 |
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Regulators Issue Joint Staff Review of Firms’ Business Continuity and Disaster Recovery Planning , 6667-13 |
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CFTC Approves Final Regulations for Exemption from Required Clearing for Swaps Entered into by Certain Cooperatives; Division of Clearing and Risk Issues Time-Limited No-Action Relief , 6665-13 |
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CFTC Issues Proposed Rules for Derivatives Clearing Organizations to Align with International Standards , 6664-13 |
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CFTC Adopts Harmonization Rules for Registered Investment Companies , 6663-13 |
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CFTC Issues Final Rules to implement Enhanced Risk Management Standards for Systemically Important Derivatives Clearing Organizations , 6662-13 |
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CFTC’s Division of Market Oversight Issues an Amendment to Previously Issued No-Action Relief for Certain Commodity Trading Advisors and Investment Advisors from the Prohibition of Aggregation for Large Notional Off-Facility Swaps , 6660-13 |
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CFTC Releases Rule Enforcement Review of the Chicago Mercantile Exchange and the Chicago Board of Trade , 6658-13 |
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CFTC Division of Clearing and Risk Issues Notice Regarding Expiration of Cross-Border Exemptive Relief from the Clearing Requirement , 6657-13 |
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CFTC Issues Order of Temporary Registration as a Swap Execution Facility to Bloomberg SEF LLC , 6656-13 |
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CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief from the Prohibition of Aggregation Under § 43.6(h)(6) for Large Notional Off-Facility Swaps , 6654-13 |
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CFTC Announces that Mandatory Clearing of iTraxx CDS Indices for Category 2 Entities Begins Today , 6651-13 |
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CFTC’s Agricultural Advisory Committee to Meet July 25, 2013 , 6650-13 |
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CFTC’s Division of Clearing and Risk Issues Extension of Time-Limited No-Action Relief from Required Clearing for Swaps Entered into by Certain Cooperatives , 6648-13 |
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CFTC Names Christopher Ehrman as Director of Whistleblower Office , 6647-13 |
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CFTC Seeks Public Comment on Request from CME Group to Issue Market Regulation Advisory Notice Regarding CME Rule 534 (“Wash Trades Prohibited”) , 6646-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Technical Correction to No-Action Letter Regarding Certain Risk Mitigation Requirements , 6643-13 |
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CFTC Staff Issues Four No-Action Letters Providing Relief in Connection with Issues Relating to Swaps Regulation , 6642-13 |
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The European Commission and the CFTC reach a Common Path Forward on Derivatives , 6640-13 |
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CFTC’s Division of Market Oversight Issues Advisory Regarding the Obligation to Submit Accurate Form 204 Reports Showing Cash Positions in Wheat, Corn, Oats, Soybeans, Soybean Oil, and Soybean Meal , 6639-13 |
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CFTC to Hold Open Meeting to Consider Cross-Border Final Guidance; and Cross-Border Phase-In Exemptive Order , 6638-13 |
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CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief Permitting Part 45 and Part 46 Reporting Counterparties to Mask Legal Entity Identifiers, Other Enumerated Identifiers and Other Identifying Terms, and Permitting Part 20... , 6634-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief from Portfolio Reconciliation Requirements , 6633-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Corrected No-Action Letter on Relief from Certain External Business Conduct Standards and Documentation Standards , 6632-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Providing Relief for Swap Dealers in Connection with Foreign Exchange Intermediated Prime Brokerage Arrangements , 6631-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief from Certain Swap Trading Relationship Documentation Standards with Foreign Exchange Counterparties , 6630-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief Regarding the Treatment of Swap Transactions by Persons Engaging in Floor Trader Activities, for Purposes of Making Calculations Under the Swap Dealer Definitio , 6629-13 |
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CFTC’s Division of Market Oversight Issues Extension of Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants from the Reporting Requirements of Part 45 for CDS Clearing-Related Swaps , 6628-13 |
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CFTC’s Division of Market Oversight Issues Extension of Time-Limited No-Action Relief Concerning Bespoke or Complex Swaps , 6627-13 |
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CFTC’s Division of Market Oversight Extends Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants From Compliance With Reporting Obligations , 6625-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief from Certain External Business Conduct Standards and Documentation Standards , 6624-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain Swap Dealers Concerning Annual Reports of Chief Compliance Officers , 6623-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief Concerning Terms that May Be Excluded from Portfolio Reconciliation , 6622-13 |
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CFTC’s Division of Clearing and Risk Issues Extension of Time-Limited No-Action Relief from Required Clearing for Swaps Entered into by Certain Cooperatives , 6617-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief Providing an Alternative to Fingerprinting to Establish Fitness of Associated Persons Residing Outside the United States , 6616-13 |