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CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief to Provide for Transition to SEF Registration , 6612-13 |
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CFTC Certifies Futures Contracts on the MSCI World Index, MISCI Europe Index, MSCI Japan Index, and the MSCI All Countries Asia Pacific ex-Japan Index Submitted by Eurex Deutschland , 6611-13 |
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CFTC Provides For Mutual Acceptance of Approved Legal Entity Identifiers , 6608-13 |
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CFTC Announces that Mandatory Clearing for Category 2 Entities Begins Today , 6607-13 |
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CFTC’s Division of Clearing and Risk Issues Time-Limited No-Action Relief to Banks Having Assets of Less Than $10 Billion from the Board Approval Requirement of the CEA and the End-User Exception to the Clearing Requirement , 6606-13 |
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CFTC’s Division of Clearing and Risk Issues No-Action Letter for Corporación Andina de Fomento , 6605-13 |
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CFTC’s Division of Clearing and Risk Issues Time-Limited No-Action Relief from Required Clearing for Swaps Entered into by Certain Cooperatives , 6604-13 |
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CFTC’s Division of Clearing and Risk Issues an Advisory Pertaining to the Effective Date of the Clearing Exemption for Swaps Between Certain Affiliated Entities , 6603-13 |
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CFTC’s Division of Clearing and Risk Provides No-Action Relief from the Clearing Requirement for Swaps Entered into by Eligible Treasury Affiliates , 6598-13 |
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CFTC’s Division of Clearing and Risk Issues Extension of Time for Compliance with Certain Pre-Trade Screening Requirements of the Commission’s Rule Regarding Bunched Orders for Futures , 6597-13 |
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CFTC’s Division of Market Oversight Issues Advisory Regarding the Obligation to Report Omnibus Account Information in a Timely Manner , 6592-13 |
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CFTC to Hold Open Meeting to Consider Trade Execution Rules; Anti-Disruptive Trading Practices Guidance , 6585-13 |
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CFTC’s Division of Market Oversight Issues Advisory Providing Guidance to Reporting Markets on How to Submit Block Trade Volume Data , 6583-13 |
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CFTC’s Division of Market Oversight Issues Advisory Reminding Market Participants of Certain Call Cotton Reporting Requirements and a No-Action Position Allowing for E-mail Submission of Form 304 Reports , 6582-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Letter Providing Relief Surrounding Certain Foreign Exchange Transactions with a Settlement Cycle of No More than Seven Local Business Days , 6580-13 |
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CFTC Issues Order of Registration for the Natural Gas Exchange Inc. , 6579-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Regarding the Obligation of Swap Dealers and Major Swap Participants to Provide Certain Disclosures for Certain Transactions Under Regulation 23.431 , 6578-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Providing Time-Limited Relief for Swap Dealers in Connection with Prime Brokerage Arrangements , 6577-13 |
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New CFTC Anti-Fraud Resources Released for Financial Capability Month , 6575-13 |
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CFTC Announces Departure of Office of International Affairs Director Jacqueline H. Mesa; Sarah E. Josephson Announced as New Director , 6574-13 |
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CFTC Announces Public Meeting of the Technology Advisory Committee , 6573-13 |
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Report to the G-20 Meeting of Finance Ministers and Central Bank Governors of 18-19 April 2013 , |
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CFTC Grants Order to ICE Clear Europe Permitting Portfolio Margining of Swaps and Security-Based Swaps in a Cleared Swaps Customer Account , 6566-13 |
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CFTC Vacates Kansas City Board of Trade Clearing Corporation’s Registration as a Derivatives Clearing Organization , 6565-13 |
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CFTC and SEC Approve Joint Final Rule Governing Identity Theft , 6564-13 |
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CFTC’s Division of Market Oversight Provides No-Action Relief from Swap Data Reporting Requirements to Swap Counterparties that are not Swap Dealers or Major Swap Participants , 6563-13 |
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CFTC Announces Jonathan L. Marcus as General Counsel , 6562-13 |
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CFTC’s Division of Market Oversight and Division of Clearing and Risk Issue Joint No-Action Relief for Swaps Between Affiliated Counterparties from Certain Swap Reporting Requirements , 6558-13 |
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CFTC’s Division of Market Oversight Issues No-Action Relief for End-Users from Certain Reporting and Recordkeeping Requirements of the Trade Option Exemption , 6557-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Letter for Commodity Pool Operators of Securitization Vehicles , 6554-13 |
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CFTC Approves Final Regulations Governing Exemption from Required Clearing for Inter-Affiliate Swaps , 6553-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief to Swap Dealers and Major Swap Participants Regarding Certain Recordkeeping Obligations , 6552-13 |
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CFTC Staff Issue Extension of No-Action Relief to Certain Regional Transmission Organizations (RTOs), Independent System Operators (ISOs), and/or Their Participants , 6551-13 |
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CFTC Approves Final Regulations Governing Dual and Multiple Associations of Associated Persons of Swap Dealers and Major Swap Participants , 6550-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain Persons from Registration as an Introducing Broker or Commodity Trading Advisor , 6548-13 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain Futures Commission Merchants Concerning Annual Reports of Chief Compliance Officers , 6547-13 |
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CFTC Issues Final Order to Exempt Certain Specified Transactions of Regional Transmission Organizations and Independent System Operators , 6546-13 |