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Rule Enforcement Review of the Financial and Sales Practice Compliance Programs of the Chicago Mercantile Exchange, the New York Mercantile Exchange and the National Futures Association, 4199-98
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CFTC Notifies the Kansas City Board of Trade of the Result of a Rule Enforcement Review, 4198-98
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Hawaii Court Finds That Brien Sullivan, A Defendant In A 1997 CFTC Enforcement Action, Defrauded Customers in Connection With Managed Accounts And A Commodity Pool He Controlled, 4197-98
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Commodity Futures Trading Commission Year 2000 Reporting Requirements for Certified Public Accountants, 42-98
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Commodity Futures Trading Commission Amends Its Rules of Practice, 4196-98
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CFTC Charges Bethesda, Maryland Firm and Their Principal with Fraud and Sale of Illegal Off-Exchange Foreign Currency Futures Contracts in International Foreign Currency Trading Scheme, 4195-98
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CFTC Accepts Settlement Offer of Terry A. Dirksen Arising From Marketing of So-Called"Hedge-To-Arrive" Contracts, 4194-98
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CFTC Extends Comment Period for Concept Release Concerning the Placement of Foreign Board of Trade Computer Terminals in the United States, 4193-98
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CFTC Extends Comment Period Regarding Proposed Revisions to Speculative Position Limits, 4192-98
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CFTC Unveils Redesigned Website, 4191-98
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Director of Enforcement Geoffrey F. Aronow Announces Plans To Leave The Commission, 4190-98
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CFTC Extends Comment Period for Concept Release Regarding Over-the-Counter Derivatives, 4189-98
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CFTC Extends Comment Period for Petition Submitted by the London Clearing House Limited, 4188-98
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CFTC Administrative Law Judge (ALJ) Finds That Jerry W. Slusser, Hans J. Brinks, and Two Indiana Corporations Violated the Anti-Fraud Provisions of the Federal Commodity Law, 4187-98
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CFTC Designates Cantor Financial Futures Exchange, Inc. as a Contract Market, 4186-98
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US District Court for the Northern District of Alabama Enters Consent Order of Preliminary Injunction Against Two Defendants in Alabama Commodity Pool Fraud Case, 4184-98
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U.S. Circuit Court Affirms Subpoena Enforcement Order in CFTC v. Richard W. Tokheim, No. 97-4120, 4183-98, August 26, 1998., 4183-98
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CFTC Accepts Settlement Offer of Competitive Strategies for Agriculture, Ltd.; CSA Investor Services, Inc.; and Lee D. Amundson Arising From Marketing of So-Called "Hedge-To-Ariive" Contracts, 4182-98
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CFTC Amends Its Maintenance of Minimum Financial Requirements Rule, Rule 1.12, to Require an FCM to Notify Immediately the CFTC When It Becomes Undersegregated or Undersecured, 4181-98
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Commodity Futures Trading Commission Amends Commission Regulation 1.35(a-1) in Order to permit Regulated Investment Managers to Place Bunched Orders for Futures and Futures Option Contracts Without Individual Account Identifiers and to Allocate Those Orders on a Post-Trade Basis, 4180-98
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CFTC Enforcement Action Alleging Fraud, Registration and Regulatory Violations by International Futures Corporation, an Introducing Broker in Washington, D.C., As Well As Failure to Supervise Diligently by Its Futures Commission Merchant, LIT Division of First Options of Chicago, 4179-98
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Indiana Court Enters Preliminary Injunction in CFTC Enforcement Action Against Six Defendants Charged with Commodity Pool Fraud, 4178-98
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CFTC Files Seven-Count Enforcement Action and Obtains an Asset Freeze Against New York Curency Exchange Corporation, New York Currency Research Corporation, and Michael T. Matejka in Illegal Currency Futures Fraud Case, 4177-98
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CFTC's Agricultural Advisory Committee to Meet on August 12, 1998, 4175-98
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James E. Newsome Sworn in as CFTC Commissioner, 4176-98
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CFTC to Hold Public Meeting Relating to the Application of Cantor Financial Futures Exchange for Designation as Contract Market, 4174-98
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CFTC Notifies the New York Cotton Exchange of Its Results of a Rule Enforcement Review, 4173-98
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Oregon District Court Issues Permanent Injunction Against michael Myatt, Pragmacapital Corp., and Berkshire International Hedge Fund, All of Beaverton, Oregon, Ordering Restitution to Defrauded Investors, 4172-98
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CFTC Files Civil Anti-Fraud Action Against Thomas Edward Kelly, Andrew David Rhee and Reflex Asset Management Corporation, 4171-98
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CFTC Issues Concept Release Concerning Placement of Foreign Board of Trade Computer Terminals in the United States, 4170-98
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CFTC Proposes Further Streamlining of Contract Market Designation Process, 4169-98
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CFTC Accepts Settlement Offer of Frank J. Mazzara, 4168-98
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CFTC Proposes Reform of Speculative Position Limit Rules, 4167-98
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CFTC Files Complaint in Alabama and Obtains an Asset Freeze Against Seven Defendants Accused of Commodity Fraud, 4166-98
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CFTC Approves New York Mercantile Exchange's Specialist Market Maker Program, 4165-98
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New York Court Finds That AVCO Financial Corp. and Anthony Vartuli Defrauded Over 1,000 Customers in Connection with the Sale of Futures Trading Computer Software, and Directs Them to Disgorge $4.1 million, 4164-98
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CFTC Seeks Public Comment on the London Clearing Hour's Petition for Exemption, 4163-98
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