|
|
<div align="left"> Commodity Futures Trading Commission Approves the New York Mercantile Exchange's Proposal to Permit EFS Transaction, , 4228-99 |
|
|
<div align="left"> Commodity Futures Trading Commission Proposes Revisions to Part 30 of Its Regulations, , 4226-99 |
|
|
<div align="left"> CFTC Adopts Amendments to Its Rules Governing the Granting of a Temporary Lincense by the National Association, , 4225-98 |
|
|
CFTC Issues an Order Granting Dual Trading Exemption to the Coffee, Sugar & Cocoa Exchange, Inc. , 4223-98 |
|
|
CFTC Adopts New Regulation 1.69 Requiring Self-Regulatory Organizations to Adopt Rules Prohibiting Governing Board, Disciplinary Committee and Oversight Panel Members from Deliberating or Voting on Certain Matters , 4222-98 |
|
|
Florida Court Issues Asset Freeze and Appoints Receiver in CFTC Action Charging Fraudulent Commodity Pool; CFTC Charges Michael Colton and Future-Comm Trading With Defrauding Customers Through Personal Solicitations and an Internet Site , 4221-98 |
|
|
Commodity Futures Trading Commission Announces Education Initiative , 4220-98 |
|
|
California Federal Court Enters Permanent Injunction Against Linton Samaru in Case Charging Nationwide Telemarketing Scheme Involving Precious Metals , 4219-98 |
|
|
CFTC Files Administrative Complaint Against First Options of Chicago, Inc., Charging Recordkeeping Violations , 4218-98 |
|
|
CFTC Files Enforcement Action Alleging Fraud by Steven G. Soule of Atlanta, GA and Aiding and Abetting Fraud by Kyler F. Lunman II of Rumson, NJ and Hold-Trade, Inc., a/k/a Hold Trade, Ltd. of Red Bank, NJ , 4217-98 |
|
|
CFTC's ALJ's Initial Decision On Remand Revokes Registration of Michael F. Staryk, Orders Him to Pay Civil Penalty of $1,327,500 and Imposes Permanent Trading Ban , 4216-98 |
|
|
Kentucky District Court Enters Consent Order of Permanent Injunction Against Charles Nicholas Barth in Commodity Pool Fraud Case , 4215-98 |
|
|
Commodity Futures Trading Commission Announces Its Participation in Department of Justice and FBI Telemarkting Fraud Initiative , 4214-98 |
|
|
CFTC Global Markets Advisory Committee to Meet on December 9, 1998 , 4213-98 |
|
|
CFTC ALJ Denies Todd Alan Thomas Relief from Default, Finds Fraud in Solicitations of Commodity Options Customers , 4212-98 |
|
|
CFTC Adopts Final Rules Establishing Procedures for Requesting Exemptive, No-Action and Interpretative Letters , 4211-98 |
|
|
Florida Federal Court Enjoins Richard Maseri and Private Research Inc. From Violations of the Commodity Exchange Act, and Orders Masteri to Pay Over $552,000 and Private Rsearch to Pay Over $239,000 in Restitution to Customers , 4210-98 |
|
|
CFTC Files Complaint and Obtains an Asset Freeze Against Defendants in Illinois Accused of Commodity Fraud , 4208-98 |
|
|
CFTC ALJ Enters Cease and Desist Order and 10-Year Trading Ban Against Shahrokh Nikkhah For Trade Practice Violations , 4207-98 |
|
|
New York District Court Orders Disgorgement of $2.6 Million in Frontrunning Scheme and Bars Thomas E. Kelly, Andrew David Rhee, adn Reflex Asset Management Corporation From the Futures Industry , 4206-98 |
|
|
CFTC ALJ Finds Grain Land Cooperatives Entered Into Illegal Off-Exchange Futures Contracts , 4205-98 |
|
|
The Commodity Futures Trading Commission Reminds FCM's and IB's of their Obligation to Prepare their Reporting and Disclosure Systems to Accommodate the Introduction of the New Euro-Currency , 47-98 |
|
|
CFTC Releases Consumer Advisory Warning on Sales Pitches Based on Seasonal Demand and Other Public Information , 4204-98 |
|
|
CFTC Issues Order Finding Henry & Horne, PLC, an Accounting Firm, Engaged In Improper Unprofessional Conduct , 4203-98 |
|
|
CFTC Issues Order Finding Anatoly Osadchy a/k/a Anthony Osadchy, An Accounant, Engaged in Impropoer Unprofessional Conduct , 4202-98 |
|
|
CFTC Issues Order Finding That David Green Committed Numerous Violations In Operation of Commodity Pool , 4201-98 |
|
|
Commodity Futures Trading Commission Approves National Futures Association Rule to Permit Two-Part Documents by Commodity Pool Operators , 4200-98 |
|
|
Rule Enforcement Review of the Financial and Sales Practice Compliance Programs of the Chicago Mercantile Exchange, the New York Mercantile Exchange and the National Futures Association , 4199-98 |
|
|
CFTC Notifies the Kansas City Board of Trade of the Result of a Rule Enforcement Review , 4198-98 |
|
|
Hawaii Court Finds That Brien Sullivan, A Defendant In A 1997 CFTC Enforcement Action, Defrauded Customers in Connection With Managed Accounts And A Commodity Pool He Controlled , 4197-98 |
|
|
Commodity Futures Trading Commission Year 2000 Reporting Requirements for Certified Public Accountants , 42-98 |
|
|
Commodity Futures Trading Commission Amends Its Rules of Practice , 4196-98 |
|
|
CFTC Charges Bethesda, Maryland Firm and Their Principal with Fraud and Sale of Illegal Off-Exchange Foreign Currency Futures Contracts in International Foreign Currency Trading Scheme , 4195-98 |
|
|
CFTC Accepts Settlement Offer of Terry A. Dirksen Arising From Marketing of So-Called"Hedge-To-Arrive" Contracts , 4194-98 |
|
|
CFTC Extends Comment Period for Concept Release Concerning the Placement of Foreign Board of Trade Computer Terminals in the United States , 4193-98 |
|
|
CFTC Extends Comment Period Regarding Proposed Revisions to Speculative Position Limits , 4192-98 |
|
|
CFTC Unveils Redesigned Website , 4191-98 |
