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Director of Enforcement Geoffrey F. Aronow Announces Plans To Leave The Commission , 4190-98 |
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CFTC Extends Comment Period for Concept Release Regarding Over-the-Counter Derivatives , 4189-98 |
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CFTC Extends Comment Period for Petition Submitted by the London Clearing House Limited , 4188-98 |
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CFTC Administrative Law Judge (ALJ) Finds That Jerry W. Slusser, Hans J. Brinks, and Two Indiana Corporations Violated the Anti-Fraud Provisions of the Federal Commodity Law , 4187-98 |
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CFTC Designates Cantor Financial Futures Exchange, Inc. as a Contract Market , 4186-98 |
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US District Court for the Northern District of Alabama Enters Consent Order of Preliminary Injunction Against Two Defendants in Alabama Commodity Pool Fraud Case , 4184-98 |
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U.S. Circuit Court Affirms Subpoena Enforcement Order in CFTC v. Richard W. Tokheim, No. 97-4120, 4183-98, August 26, 1998. , 4183-98 |
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CFTC Accepts Settlement Offer of Competitive Strategies for Agriculture, Ltd.; CSA Investor Services, Inc.; and Lee D. Amundson Arising From Marketing of So-Called "Hedge-To-Ariive" Contracts , 4182-98 |
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CFTC Amends Its Maintenance of Minimum Financial Requirements Rule, Rule 1.12, to Require an FCM to Notify Immediately the CFTC When It Becomes Undersegregated or Undersecured , 4181-98 |
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Commodity Futures Trading Commission Amends Commission Regulation 1.35(a-1) in Order to permit Regulated Investment Managers to Place Bunched Orders for Futures and Futures Option Contracts Without Individual Account Identifiers and to Allocate Those Orders on a Post-Trade Basis , 4180-98 |
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CFTC Enforcement Action Alleging Fraud, Registration and Regulatory Violations by International Futures Corporation, an Introducing Broker in Washington, D.C., As Well As Failure to Supervise Diligently by Its Futures Commission Merchant, LIT Division of First Options of Chicago , 4179-98 |
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Indiana Court Enters Preliminary Injunction in CFTC Enforcement Action Against Six Defendants Charged with Commodity Pool Fraud , 4178-98 |
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CFTC Files Seven-Count Enforcement Action and Obtains an Asset Freeze Against New York Curency Exchange Corporation, New York Currency Research Corporation, and Michael T. Matejka in Illegal Currency Futures Fraud Case , 4177-98 |
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CFTC's Agricultural Advisory Committee to Meet on August 12, 1998 , 4175-98 |
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James E. Newsome Sworn in as CFTC Commissioner , 4176-98 |
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CFTC to Hold Public Meeting Relating to the Application of Cantor Financial Futures Exchange for Designation as Contract Market , 4174-98 |
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CFTC Notifies the New York Cotton Exchange of Its Results of a Rule Enforcement Review , 4173-98 |
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Oregon District Court Issues Permanent Injunction Against michael Myatt, Pragmacapital Corp., and Berkshire International Hedge Fund, All of Beaverton, Oregon, Ordering Restitution to Defrauded Investors , 4172-98 |
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CFTC Files Civil Anti-Fraud Action Against Thomas Edward Kelly, Andrew David Rhee and Reflex Asset Management Corporation , 4171-98 |
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CFTC Issues Concept Release Concerning Placement of Foreign Board of Trade Computer Terminals in the United States , 4170-98 |
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CFTC Proposes Further Streamlining of Contract Market Designation Process , 4169-98 |
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CFTC Accepts Settlement Offer of Frank J. Mazzara , 4168-98 |
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CFTC Proposes Reform of Speculative Position Limit Rules , 4167-98 |
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CFTC Files Complaint in Alabama and Obtains an Asset Freeze Against Seven Defendants Accused of Commodity Fraud , 4166-98 |
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CFTC Approves New York Mercantile Exchange's Specialist Market Maker Program , 4165-98 |
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New York Court Finds That AVCO Financial Corp. and Anthony Vartuli Defrauded Over 1,000 Customers in Connection with the Sale of Futures Trading Computer Software, and Directs Them to Disgorge $4.1 million , 4164-98 |
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CFTC Seeks Public Comment on the London Clearing Hour's Petition for Exemption , 4163-98 |
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Georgia District Court Issues Pemranent Injuction Against Christopher C. Schafer in CFTC's Civil Atni-Fraud Action; Schafer is Ordered to Pay Restitution to Defrauded Investors 4162-98 , July 1, 1998 , 4162-98 |
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CFTC Accepts Settlement Offer of Lawrence J. Bilello , 4161-98 |
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CFTC Seeks Additional Public Comment on the Application of Cantor Financial Futures Exchange for Contract Market Designation , 4160-98 |
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Commodity Futures Trading Commission Extends Deadline for Public Comment on the Concept Release Concerning Over-the-Counter Derivatives , 4159-98 |
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Texas Court Enters Consent Orders of Permanent Injunction Against Christopher C. Schafer and A.R.S. Financial Services; Schafer Ordered to Pay Restitution to Defrauded Investors , 4158-98 |
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CFTC Issues a Concept Release Regarding Performance Reporting and Disclosure Issues for CTAs and CPOs , 4157-98 |
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CFTC Amends Its Net Capital Rule to Eliminate the Short Option Value Charge Against the Capital of an FCM , 4156-98 |
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CFTC Repeals Commission Regulation 33.4(a)(2) to Permit the Futures-Style Margining of Commodity Options Traded on Regulated Futures Exchanges , 4155-98 |
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CFTC's Financial Products Advisory Committee to Meet on June 11, 1998 , 4154-98 |
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Court Issues Contempt Order Against Shaun Schlossmacher for Failing to Comply with Order Requiring Accounting , 4153-98 |
