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CFTC Files Complaint and Obtains An Asset Freeze Against Defendants in Indiana Accused of Commodity Fraud , 4152-98 |
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New York Federal Court Enters Permanent Injunction Against S. David Friedman, Intercap International, Inc., and the Whitehall Trust in CFTC Anti-Fraud Enforcement Action , 4151-98 |
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CFTC Charges Joseph J. Marchiano, Hartford Financial Group, Inc., Keri L. Stewart, Glenn R. Taubman, and Gary V. Valletta in Florida Federal District Court with Violations of A Commission Order and Registration Provisions , 4150-98 |
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Michigan District Court Permanently Bars Meca International Inc., Gary Berus and Patricia Gale from the Futures Industry , 4149-98 |
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CFTC Proposes to Amend Its Recordkeepting Requirements , 4148-98 |
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CFTC's Global Markets Advisory Committee to Meet on May 14, 1998 , 4146-98 |
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California Court Enters $1.1 Million Judgment Against 2 Redondo Beach, CA, Ponzi Scheme Operators in CFTC Enforcement Action , 4147-98 |
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CFTC Seeks Public Comment on the New York Mercantile Exchange's Proposed Specialist Market , 4145-98 |
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CFTC Files and Settles Action Against Sumitomo Corporation For Manipulating the Copper Market in 1995-96 , 4144-98 |
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CFTC Approves Chicago Board of Trade Proposals for Corn and Soybean Futures Contracts , 4143-98 |
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CFTC Issues Concept Release Concerning Over-The-Counter Derivatives Market , 4142-98 |
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CFTC Seeks Public Comment on Proposed Amendments to Regulation 1.41(k) Concerning the Trading Hours of Contract Markets , 4141-98 |
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Commission Issues Advisory Regarding Year 2000 Problem -- Reporting and Disclosure Requirements , 4140-98 |
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CFTC Files Enforcement Action Against Todd Alan Thomas of Florida Alleging Fraud in Soliciting Commodity Option Customers, 4139-98, (CFTC Docket No. 98-13) , April 28, 1998. Text of the complaint . , 4139-98 |
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CFTC Approves Rules Facilitating Merger Between Coffee, Sugar & Cocoa Exchange, Inc. and New York Cotton Exchange , 4138-98 |
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Commodity Futures Trading Commission Extends the Comment Period on Certain Parts of the Concept Release Concerning the Regulation of Noncompetitive Transactions Executed on or Subject to the Rules , 4137-98 |
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CFTC Accepts Settlement Offer of Gloria Albino of Miami, Florida, Finding That She Engaged in Commodity Fraud , 4136-98 |
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Commodity Futures Trading Commission Lifts ban On Agricultural Trade Options; Announces Pilot Program , 4135-98 |
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CFTC Notifies the New York Mercantile Exchange's COMEX Division of Its Results of A Rule Enforcement Review , 4134-98 |
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CFTC Files Civil Anti-Fraud And Registration Charges In Vermont Federal District Court Against Thomas B. O'Connell In Connection With The Sale Of Commodity Futures To The Public 4133-98 , April 8, 1998. , 4133-98 |
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CFTC Files Enforcement Action Against Henry & Horne, PLC, an Accounting Firm, And Two Of Its Accountants 4132-98 , April 8, 1998. , 4132-98 |
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CFTC Files Administrative Complaint Against John F. Ackerman and Sterling Investments of America, Charging Solicitation Fraud and Unauthorized Trading, 4131-98 (CFTC Docket No. 98-9) , April 3, 1998. , 4131-98 |
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CFTC Files Administrative Complaint Against CMB Capital Management Corp., Grace Hsu, and Allen Tsui, Charging Fraud by Unauthorized Trading and Failure to Disclose Trading Risks, Among Other Violations of Federal Commodity Law and CFTC Regulations, 4130-98 (CFTC Docket No. 98-10) , April 2, 1998. , 4130-98 |
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Tennessee Court Issues Permanent Injunction in CFTC Enforcement Action Against Ronald Barback of Knoxville, 4128-98 (Civ 3-97-638) , April 1, 1998 , 4128-98 |
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CFTC Files Complaint and Obtains an Ex Parte Asset Freeze Against Eight in Utah Accused of Commodity Fraud, 4129-98 (Civ-98-Civ-00216J) , March 31, 1998. , 4129-98 |
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CFTC Releases Consumer Advisory on Foreign Currency Trading Fraud , 4127-98 |
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International Futures Regulators Amend Declaration On Cooperation And Supervision Of International Futures Markets And Clearing Organizations To Address Potential Manipulative Or Abusive Practices , 4125-98 |
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Commissioner Barbara Holum Announces Membership of the CFTC's Global Markets Advisory Committee , 4124-98 |
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CFTC Proposes to Amend Its Rules of Practice , 4123-98 |
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CFTC Extends Deadline for Public Comment On Its Concept Release Concerning the Regulation of Noncompetitive Transactions Executed on or Subject to the Rules of a Contract Market , 4122-98 |
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New York Court Orders Defendants To Pay Nearly $4.2 Million in Civil Penalties, and Orders Restitution to Customers in the CFTC's Anti-Fraud Enforcement Action Against Titlis International Inc., 4121-98 (95 Civ. 5416) , March 16, 1998 , 4121-98 |
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CFTC Files Administrative Complaint Against James W. Bradshaw d/b/a Neural-Tech Capital Management of Greenwich, CT, Charging Solicitation Fraud and Account Churning, Among Other Allegations of Federal Commodity Law and CFTC Regulations, 4120-98 (CFTC Docket No. 98-6) , March 11, 1998. , 4120-98 |
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CFTC Institutes Proceedings and Makes Findings Against Gary S. Antonacci of Richmond, California, 4119-98 (CFTC Docket No. 98-8) , March 11, 1998. , 4119-98 |
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CFTC Seeks Public Comment on Proposed Amendments To Its Net Capital Rule, Rule 1.17, That Will Eliminate The Charge Against The Capitol Of An FCM, Known as the The Short Option Value Charge , 4118-98 |
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CFTC Establishes Global Markets Advisory Committee , 4117-98 |
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CFTC Charges Hanover Trading Corp. and Dupont Group, Inc. Both of New York, the President Michael Singer, and a Salesperson in Nationwide Telemarketing Scheme Involving the Fraudulent Sale of Illegal Off-Exchange Futures Contracts, 4116-98 (98-CIV-1365) , March 10, 1998. Text of complaint . , 4116-98 |
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CFTC Files Six-Count Administrative Complaint Against Abraham and Sons Capital, Inc. and Brett G. Brubaker of Colorado, Alleging That the Respondents Defrauded Commodity Pool Customers, 4115-98 (CFTC Docket No. 98-7) , March 6, 1998. , 4115-98 |
