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CFTC Notifies the New York Cotton Exchange of its Results of A Rule Enforcement Review , 4114-98 |
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CFTC's Financial Products Advisory Committee to Meet on February 25, 1998 , 4113-98 |
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Commodity Futures Trading Commission Announces Participation in COSRA Investor Education Week , 4112-98 |
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California Court Enteres Orders of Permanent Injunction Against California Telemarketing Firm, Its President, and Two Firm Employees; Orders Resititution Be Paid to Firm's Investors, 4111-98 (Civ 97-4443) , February 19, 1998. , 4111-98 |
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CFTC Files Complaint Against Jack Dwight Cullen of Pradise, Texas, Alleging That He Committed A $174,000 Commodity Fraud and Obtains an Ex Parte Asset Freeze, 4110-98 (4-98-CV-0140A) , February 18, 1998. , 4110-98 |
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Arizona Court Enters Order of Permanent Injunction and Restitution in CFTC and State of Arizona Enforcement Action Against United Metals Trading Corp., Western National Trading, and Anthony F. Andrews, of Scottsdale, Arizona, and Marvin C. Pendergraft, of Phoenix, Arizona, 4109-98 (CIV-96-2185) , February 18, 1998. , 4109-98 |
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CFTC Files Complaint Against Thomas W. Lamar of Waterford, Michigan, Alleging That He Committed $2 million commodity Fraud, 4108-98 (Civ 98-70169) , February 17, 1998. Text of the Complaint . , 4108-98 |
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Ohio Court Issues Permanent Injunction Against Jeffrey A. Smith of Westerville, Ohio, Ordering Him to Disgorge Ill-Gotten Gains, 4107-98 (C2-94-981) , February 17, 1998. , 4107-98 |
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CFTC Adopts Amendments to Its Risk Disclosure Rules Governing Futures Commission Merchants and Introducing Brokers , 4106-98 |
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New York Court Issues Preliminary Injunctions Against William Sanchez and Brian Willis in CFTC Anti-Fraud Enforcement Action, Which Also Charges Worldwide Commodities Ltd. and Templar International Ltd, 4105-98 (97 Civ 5255) , February 12, 1998. , 4105-98 |
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CFTC Institutes Proceedings Against William Koerner and IV Great River Corp. -- Both of Vero Beach, Florida -- Alleging Fraud and Simultaneously Settles the Charges, 4104-98 (CFTC Docket 98-5) , February 9, 1998. , 4104-98 |
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CFTC Files Amended Complaint in CFTC v. FTI Financial Group Charging Four Additional Defendants in Ohio With Fraud, Among Other Violations of Federal Commodity Law, 4103-98 (CIV-97-C7061) , February 9, 1998. , 4103-98 |
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CFTC Files Complaint Against James F. Bonney of Plover, Wisconsin Alleging that He Committed a $540,000 Commodity Fraud, 4102-98 (Civ 98-C0087C) , February 5, 1998. , 4102-98 |
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CFTC Seeks Public Comment on the Application of Cantor Financial Futures Exchange to Become Designated as a Contract Market For Computer-Based Trading of Various U.S. Treasury Securities Futures Contracts , 4101-98 |
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CFTC Seeks Public Comment on the Regulation of Noncompetitive Transactions Executed on or Subject to the Rules of an Exchange , 4100-98 |
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CFTC Seeks Public Comment on a Proposed Regulation to Establish Conflict of Interest Restrictions for Self-Regulatory Organizations Governing Boards and Committees , 4099-98 |
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Hawaii Court Issues Preliminary Injunction in CFTC Enforcement Action Against Brien Sullivan , 4098-98 |
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Commodity Futures Trading Commission Seeks Public Comment on Proposed Procedures for Requesting Exemptive, No-Action and Interpretative Letters 4097-98 , January 13, 1998 , 4097-98 |
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RESPONDENTS ORDERED TO PAY $460,000 IN CIVIL FINES FOR ROLE IN INTERNATIONAL COMMODITY SCHEMES AND BARRED FROM THE COMMODITIES INDUSTRY FOR AIDING AND ABETTING FRAUD BY TWO GERMAN-BASED BROKERAGE FIRMS, 4096-98 (CFTC Docket 95-8 and 95-9) , January 12, 1998. , 4096-98 |
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CFTC Appoints Chairperson Born as Chair of its Financial Products Advisory Committee and Commissioner Spears as Chair of its Agricultural Advisory Committee , 4095-98 |
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CFTC Proposes to Amend its Regulation 1.35(a-1) to Permit Regulated Investment Managers to Place Bunched Orders for Futures and Futures Option Contracts Without Individual Account Identifiers and to Allocate Those Orders on a Post-Trade Basis , 4094-98 |
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Commodity Futures Trading Commission Issues a Concept Release on the Denomination of Customer Funds and the Location of Depositories , 4093-98 |
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CFTC Seeks Public Comment on Proposed Amendments to Rule 1.12 That Will Require an FCM to notify Immediately the CFTC When it Becomes Undersegregated or Undersecured 4092-98 , January 7, 1998 , 4092-98 |
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Commodity Futures Trading Commission Proposes Repealing Commission Reugulation 33.4(a)(2) in Order to Permit the Futures-Style Margining of Commodity Options Traded on Regulated Futures Exchanges , 4087-97 |
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CFTC Provides Guidance to NFA Concerning Floor Broker and Floor Trader Cases , 61-97 |
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Linda J. Ferren Appointed Executive Director of CFTC , 4085-97 |
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CFTC Requests Public Comment on Draft Proposed Revisions by the CBT to Corn and Soybean Futures Contracts , 4084-97 |
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Chairperson Born Expresses Appreciation to Commissioner Joseph Dial , 4080-97 |
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CFTC's Financial Products Advisory Committee to Meet on November 13, 1997 , 4078-97 |
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CFTC Orders the Chicago Board of Trade to Change Delivery Specifications For Its Corn and Soybean Futures Contracts , 4077-97 |
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CFTC Issues Order Granting CME a Dual Trading Exemption for the S&P 500 Futures Contract Market and A Proposed Order Granting CME Conditional Dual Trading Exemptions for Seven Other High-Volume Contract Markets , 4076-97 |
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CFTC Issues Proposed Order Granting CBT Conditional Dual Trading Exemptions for 13 High-Volume Contract Markets , 4075-97 |
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CFTC Notifies the New York Futures Exchange of the Results of A Rule Enforcement Review , 4073-97 |
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Year 2000 Computer Problem , 55-97 |
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Commodity Derivatives Regulator Publish Guidance on Strengthening the Supervision of International Markets , 4072-97 |
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CFTC Proposes Pilot Program for Agricultural Trade Options , 4070-97 |
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CFTC's Agricultural Advisory Committee to Meet on October 29, 1997 , 4069-97 |
