Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
Carter L. Doolittle v. Timothy J. Kraska and MF Global, Inc. d/b/a Lind-Waldock
 CFTC Docket No. 10-R016 |
|
| George Broglia v. Great Pacific Trading Company, Sean Patrick McGillivray and M…
CFTC Docket No. 10-R003 |
|
| Beverly J. Graves v. Mauricio Jose Miranda Garcia, Sergio Saul Hernandez, III a…
CFTC Docket No. 10-R023 |
|
| Joseph Saxon v. Farr Financial, Inc.
CFTC Docket No. 10-R032 |
|
| Chang Ming Li v. Gain Capital Group, LLC d/b/a Forex.com
CFTC Docket No. 10-R024 |
|
| Justin Fensterman v. Steven H. Joseff and Universal Commodity Corp.
CFTC Docket No. 09-R033 |
|
| Mark Johnson v. Velocity Futures, L.P., et. al.
CFTC Docket No. 10-R013 |
|
| Keith Rossignol v. Alaron Trading Corporation
CFTC Docket No. 09-R014 |
|
| Hsui Chu Liang v. Michael Chen, FC Stone and Global Merchant Center, Inc.
CFTC Docket No. 09-R015 |
|
| Amanullah Quadri and Najma Quadri v. Advanced Markets, LLC d/b/a Advanced Marke…
CFTC Docket No. 10-R005 |