Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings.  Please note that not all dispositions are final. 

View Enforcement Actions
View Opinions and Adjudicatory Orders

Date Dispositions
Dorothy Woertz and Herbert Woertz v. Peregrine Financial Group, Inc. PDF Image
CFTC Docket No. 08-R035
Robert B. Johnson v. Michael Zalman Hurwitz, Kerry Dean Marshall, Todd Owen Mar… PDF Image
CFTC Docket No. 08-R042
Betty Price v. National Commodities Corp., Inc., Stuart Ross Marks and Eric Ric… PDF Image
CFTC Docket No. 08-R043
Andrea and Cliff Hallock v. Chesapeake Investment Services, Inc., Vision Financ… PDF Image
CFTC Docket No. 09-R009
Rudolph Kodras v. 20/20 Trading Company, Man Financial, Inc., Sharief Deona McD… PDF Image
CFTC Docket No. 08-R049
Julie S. Riechert v. John Thomas Ciaramella, Comtrust, Inc., Nicholas Alexander… PDF Image
CFTC Docket No. 08-R040
John Laurenzo v. Financial Alliance, Incorporated and Victor Allen Lyons PDF Image
CFTC Docket No. 07-R004
Donna G. Moeller v. MF Global, Inc,. PDF Image
CFTC Docket No. 08-R046
Wayne Goldman v. Ace Investment Strategists, LLC, Yu-Dee Chang, Essex Futures, … PDF Image
CFTC Docket No. 09-R023
Vijayan Charles PSP & Trust v. Dynasty Financial Group, LLC, Prasan Vadassery G… PDF Image
CFTC Docket No. 08-R037