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CFTC Orders Two Swap Execution Facilities to Pay $1.3 Million for Swap Data Reporting and Core Principle Violations , 8990-24 |
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CFTC Orders Tradition SEF LLC to Pay $875,000 for System Safeguards Violations and Failing to Provide Records Promptly During CFTC Examination , 8989-24 |
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CFTC Orders Barclays to Pay $4 Million For Swap Reporting Violations , 8988-24 |
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CFTC Charges Fake Commodity Trading Platform with Fraud and Misappropriation in an Online Scam Targeting Asian Americans , 8987-24 |
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CFTC Orders Olam Group Ltd. to Pay $3.25 Million for False, Misleading, or Inaccurate Reporting of Cotton Sales , 8986-24 |
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Division of Clearing and Risk Announces Staff Roundtable Discussion on New and Emerging Issues in Clearing , 8985-24 |
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CFTC Orders CHS Hedging, LLC, To Pay $650,000 for Recordkeeping and Unauthorized Trading Violations , 8984-24 |
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CFTC Requests Public Comment on a Rule Certification Filing by KalshiEX LLC , 8983-24 |
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CFTC Orders Swap Dealer to Pay $1.5 Million Penalty for Position Limit Violations, and Supervision and Position Limit Monitoring Failures , 8982-24 |
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CFTC Orders U.S. Trading Firm to Pay $800,000 Penalty for Federal Natural Gas Futures Position Limits Violations , 8981-24 |
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CFTC Staff Extends No-Action Position for Certain Reporting Obligations Under the Ownership and Control Reports Final Rule , 8980-24 |
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CFTC Charges Texas Associated Person with Misappropriation of Nonpublic Information and Execution of Fictitious Trades , 8979-24 |
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Federal Court Orders Texas Man and Six Companies to Pay Over $9.5 Million in Fraudulent Scheme Involving Futures, Options, and Foreign Currency , 8978-24 |
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CFTC Orders Canadian Imperial Bank of Commerce to Pay $1.25 Million for Untimely Swaps Reporting , 8977-24 |
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CFTC Charges Four Entities for Failing to Register as FCMs , 8976-24 |
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CFTC Orders Canadian Imperial Bank of Commerce to Pay $30 Million for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods , 8975-24 |
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CFTC Announces Four Orders Granting Whistleblower Awards – Marking the Most in a Single Day , 8974-24 |
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CFTC Orders Illinois Futures Commission Merchant to Pay More Than $980,000 for Supervision Failures , 8973-24 |
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CFTC Orders Piper Sandler to Pay $2 Million for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods , 8972-24 |
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CFTC Staff Extends Temporary No-Action Letter Regarding Capital and Financial Reporting for Certain Non-U.S. Nonbank Swap Dealers Domiciled in the EU and the UK , 8971-24 |
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Federal Court Orders New York Man to Pay Over $36 Million for Forex and Digital Asset Fraud , 8970-24 |
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CFTC Approves Final Guidance Regarding the Listing of Voluntary Carbon Credit Derivative Contracts , 8969-24 |
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Cancelled — September 20 Commission Open Meeting , 8968-24 |
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CFTC to Hold a Commission Open Meeting September 20 , 8967-24 |
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The CFTC Approves Part 40 Final Rule to Simplify and Enhance Rule and Product Submission Processes , 8966-24 |
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CFTC Approves Final Rule Regarding Exemptions from Certain Compliance Requirements for Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools , 8965-24 |
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CFTC Charges Unregistered Florida Commodity Pool Operator and Its Chief Executive Officer with Futures Fraud , 8964-24 |
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CFTC Partners with Federal and Private Groups to Distribute Cryptocurrency Relationship Investment Scam Information , 8963-24 |
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Federal Court Orders Israeli Man to Disgorge $7 Million in Gains from Fraudulent Binary Options Scheme , 8962-24 |
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CFTC Issues Order Against Uniswap Labs for Offering Illegal Digital Asset Derivatives Trading , 8961-24 |
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CFTC Staff Issues No-Action Letter Related to Reporting and Recordkeeping Requirements for Fully Collateralized Binary Options , 8960-24 |
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Federal Court Orders Oregon Man to Pay Over $209 Million in Monetary Sanctions for Commodity Pool Ponzi Schemes , 8959-24 |
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CFTC Awards Over $4 Million to Insider Whistleblower , 8958-24 |
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CFTC Grants Kalshi Klear LLC DCO Registration , 8957-24 |
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Federal Court Orders Operator of Commodity Trading Fund to Pay Restitution and Penalties for Defrauding Fund Participants and Commingling Pool Funds , 8956-24 |
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CFTC Staff Extends Brexit-Related No-Action Positions , 8955-24 |
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CFTC Orders Nasdaq Futures, Inc. to Pay $22 Million for Core Principle Violations, Failing to Fully Disclose Incentives, Providing False and Misleading Information , 8954-24 |
