|
|
CFTC Charges Former Chief Executive Officer of Digital Asset Platform with Fraud in Massive Commodity Pool Scheme , 8805-23 |
|
|
CFTC Commissioner Summer Mersinger Seeks Nominations for the Energy and Environmental Markets Advisory Committee Associate Membership , 8804-23 |
|
|
CFTC Charges Trading Firm, CEO, and COO with $5 Million Forex Commodity Pool Scheme , 8803-23 |
|
|
CFTC Approves Proposed Rule Regarding Exemptions from Certain Compliance Requirements for Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools , 8802-23 |
|
|
CFTC Orders Three Financial Institutions to Pay Over $50 Million for Swap Reporting Failures and Other Violations , 8801-23 |
|
|
CFTC Orders Goldman Sachs to Pay $3 Million for Supervision Failures and Material Omissions in a Letter to the CFTC’s Division of Enforcement , 8800-23 |
|
|
Foreign Trading Platform Charged with Failure to Register and Supervise Its Anti-Money Laundering Procedures , 8799-23 |
|
|
CFTC Charges Four Individuals and a Seychelles Company with Operating a Fraudulent Digital Assets Trading Scheme and Misappropriation , 8798-23 |
|
|
CFTC Vacates SEF Registration of SwapEx LLC , 8797-23 |
|
|
CFTC Charges Eight Entities for Fraudulently Claiming CFTC Registration , 8796-23 |
|
|
CFTC Charges Florida Man and His Company in Connection with a Foreign Currency Fraudulent Solicitation Scheme , 8795-23 |
|
|
CFTC Orders Interactive Brokers to Pay $20 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8794-23 |
|
|
CFTC Orders a Colorado Commodity Pool Operator and Its Owner to Pay More Than $475,000 for Fraud Violations , 8793-23 |
|
|
CFTC Charges Unregistered Pool Operator and its Owner with $7.1 Million Fraud , 8792-23 |
|
|
The CFTC and California Department of Financial Protection & Innovation Charge Los Angeles Area Precious Metals Dealer in $21 Million Fraudulent Scheme , 8791-23 |
|
|
Miami Federal Court Enters Preliminary Injunction Order Against Certified Public Accountant in Connection with $58 Million Foreign Currency Fraud and Misappropriation Scheme , 8790-23 |
|
|
CFTC Charges Mosaic Exchange Limited and Sean Michael with a Fraudulent Solicitation and Digital Asset Commodities Trading Scheme , 8789-23 |
|
|
CFTC Awards Whistleblower More Than $300,000 , 8788-23 |
|
|
Federal Court Orders Chinese National to Pay More than $350,000 for Fraudulent Scheme to Trade Against Employer , 8787-23 |
|
|
CFTC Charges Florida Man with Forex and Binary Options Fraud and Misappropriation , 8786-23 |
|
|
POSTPONED: October 5, 2023 Meeting of the Global Markets Advisory Committee , 8785-23 |
|
|
CFTC Charges Dallas and Los Angeles Area Precious Metals Dealers in Ongoing Fraud Scheme Garnering Over $7 Million from Retirement Accounts , 8784-23 |
|
|
CFTC Announces Technology and Fraud Virtual Event to Explore Social Media Investment Fraud and AI , 8783-23 |
|
|
CFTC Staff Extends No-Action Position for Certain Reporting Obligations Under the Ownership and Control Reports Final Rule , 8782-23 |
|
|
CFTC Orders California Resident to Pay $300,000 for a Fictitious Sales Scheme , 8781-23 |
|
|
CFTC Disapproves KalshiEX LLC’s Congressional Control Contracts , 8780-23 |
|
|
CFTC Orders Chicago-based Advantage Futures LLC to Pay $395,000 for Supervision Failures , 8779-23 |
|
|
CFTC Orders StoneX Markets LLC to Pay $650,000 for Violations of Swap Business Conduct Standards , 8778-23 |
|
|
CFTC Grants Two Whistleblower Awards Totaling Over $15 Million , 8777-23 |
|
|
CFTC’s Division of Clearing and Risk Issues Extension of No-Action Letter for Taiwan Futures Exchange , 8776-23 |
|
|
CFTC Orders Utah Man to Pay More Than $2.5 Million for Leveraged Bitcoin Fraud and Failure to Register , 8775-23 |
|
|
CFTC Issues Orders Against Operators of Three DeFi Protocols for Offering Illegal Digital Asset Derivatives Trading , 8774-23 |
|
|
CFTC Charges Texas Firm and Head Trader with Spoofing and Engaging in a Manipulative and Deceptive Scheme and Violating a Prior CFTC Order , 8773-23 |
|
|
Federal Court Orders South African Company to Pay Over $1.7 Billion in Restitution for Forex Fraud , 8772-23 |
|
|
CFTC Charges “My Forex Funds” with Fraudulently Taking Over $300 Million From Customers Hoping to Become Professional Traders , 8771-23 |
|
|
Federal Court Orders Texas Trading Advisor and Owner to Pay $100,000 Penalty for Registration Violations , 8770-23 |
|
|
CFTC Orders Goldman Sachs to Pay $5.5 Million for Recordkeeping Violations and Violating a Prior Commission Order , 8769-23 |
