|
|
Federal Court Orders Dante S. Giovannetti and His Companies Emini Experts, LLC and Capital Trading Concepts LLC to Pay over $2.7 Million in Restitution and Monetary Penalties for Commodity Pool Fraud and Other Violations of the Commodity Exchange Act , 7395-16 |
|
|
CFTC Obtains Default Judgment Orders against Three Magee Family Members of Calgary, Alberta, Canada, for Commodity Pool Fraud , 7394-16 |
|
|
Federal Court Orders Florida Resident Todd Owen Marshall, Harvard Assets LLC, London Assets Inc. & Harvard International Trading, Inc. to Pay More than $2.4 Mln for Engaging in Illegal, Off-Exchange Precious Metals Transactions & Registration Violations , 7393-16 |
|
|
CFTC Reopens Comment Period for Certain Elements of Regulation AT , 7392-16 |
|
|
CFTC’s Market Risk Advisory Committee Announces Agenda for June 27 Public Meeting , 7391-16 |
|
|
CFTC Requests Public Comment on a Rule Amendment Certification Filing by ICE Futures U.S. , 7390-16 |
|
|
CFTC Approves Final Rule to Amend Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps , 7389-16 |
|
|
CFTC Extends No-Action Relief to SEFs and DCMs from Certain CFTC Regulations for Correction of Errors , 7388-16 |
|
|
CFTC Proposes Additional Interest Rate Swaps For Clearing Requirement , 7387-16 |
|
|
CFTC’s Market Risk Advisory Committee to Meet on June 27, 2016 , 7386-16 |
|
|
CFTC Charges Three Men and Their Florida-Based Berkley Companies with $2.7 Million Precious Metals and Rare Diamonds Fraud , 7385-16 |
|
|
CFTC Signs MOU with the European Securities and Markets Authority Related to Recognized Central Counterparties , 7384-16 |
|
|
Federal Court Orders Florida Resident Rico Omar Cox to Pay Over $940,000 and Imposes Permanent Trading and Registration Bans for Solicitation Fraud and False Statements in Commodity Futures Fraud Action Brought by CFTC , 7383-16 |
|
|
CFTC Charges Haena Park and Her Companies Phaetra Capital GP LLC, a/k/a/ Argenta Capital GP LLC, Phaetra Capital Management LP, a/k/a Argenta Capital LLC, and Argenta Group LLC with Misappropriation and Fraud , 7382-16 |
|
|
CFTC to Reopen Comment Period for Specific Elements of Regulation Automated Trading , 7381-16 |
|
|
CFTC Orders Bitfinex to Pay $75,000 for Offering Illegal Off-Exchange Financed Retail Commodity Transactions and Registration Violations , 7380-16 |
|
|
CFTC Issues Two Entities Orders of Foreign Board of Trade Registration to Permit Trading By Direct Access from the U.S. , 7379-16 |
|
|
CFTC’s Division of Clearing and Risk Issues No-Action Letter for Shanghai Clearing House , 7378-16 |
|
|
CFTC Staff to Hold Roundtable on Certain Elements of Regulation AT , 7377-16 |
|
|
CFTC Orders Florida Residents Ted L. Romeo, Richard D. Schrutt, and Their Company Cypress Wealth Management Group, Inc. to Pay Restitution and Civil Monetary Penalties Totaling More than $530,000 in Precious Metals Enforcement Action , 7376-16 |
|
|
CFTC Grants Registration to 3 Swap Execution Facilities , 7375-16 |
|
|
CFTC Approves Supplement to Position Limits Proposal to Permit Exchanges to Recognize Non-enumerated Bona Fide Hedges , 7374-16 |
|
|
Federal Court Orders California Resident David Bryant to Pay More than $6 Million in Restitution and Penalties for Fraud and Misappropriation , 7373-16 |
|
|
CFTC Orders Citibank, N.A. and Japanese Affiliates to Pay $175 Million Penalty for Attempted Manipulation of Yen LIBOR and Euroyen TIBOR, and False Reporting of Euroyen TIBOR and U.S. Dollar LIBOR , 7372-16 |
|
|
CFTC Orders Citibank to Pay $250 Million for Attempted Manipulation and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates , 7371-16 |
|
|
CFTC Issues Final Cross-Border Margin Rule , 7370-16 |
|
|
CFTC Staff Issues Residual Interest Deadline Report , 7369-16 |
|
|
CFTC’s Division of Market Oversight Extends Conditional Time-Limited No-Action Relief to Australian-Based Trading Platform Yieldbroker Pty Limited , 7368-16 |
|
|
CFTC Issues Proposed Amendment to the 2013 Final Order Regarding RTOs and ISOs , 7367-16 |
|
|
CFTC Orders Chicago-based Cunningham Commodities, LLC and its Controller Salvatore Carmen Russo Jointly to Pay a $150,000 Penalty for Failing to Immediately Report a Customer Segregated Account Deficiency , 7366-16 |
|
|
CFTC Approves Final Rule on Amendments to the Swap Portfolio Reconciliation Requirement , 7365-16 |
|
|
CFTC and Three Canadian Authorities Sign Counterparts to MOU to Enhance Supervision of Cross-Border Regulated Entities , 7364-16 |
|
|
CFTC Announces Additional Names to Its List of Foreign Entities that Illegally Solicit U.S. Residents in Forex and Binary Options , 7363-16 |
|
|
CFTC Chairman Announces Dan Rutherford as Director of the Office of Customer Education and Outreach , 7362-16 |
|
|
CFTC Orders New York Resident Nathan Schleifer and Galileo Trading to Pay Restitution and Penalties Totaling More than $1.6 Million for Commodity Futures Fraud , 7361-16 |
|
|
CFTC Permanently Bans Brian Hinman from Trading and Registering with the CFTC and Imposes over $141,000 in a Monetary Penalty and Disgorgement for Aiding and Abetting Commodity Pool Fraud , 7360-16 |
|
|
CFTC’s Market Risk Advisory Committee Announces Agenda for April 26 Public Meeting , 7359-16 |
