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Opening Statement of Commissioner Caroline D. Pham before the Global Markets Advisory Committee’s March 6 Meeting
Commissioner Caroline D. Pham
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Testimony of Chairman Rostin Behnam: U.S. House Committee on Agriculture
Chairman Rostin Behnam
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Speech of Commissioner Kristin Johnson: Building A Regulatory Framework for AI in Financial Markets
Commissioner Kristin N. Johnson
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Objection of Commissioner Christy Goldsmith Romero to No-Action Letter that Rolls Back Dodd-Frank Act Reforms and Removes Counterparty Protections
Commissioner Christy Goldsmith Romero
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Statement of Commissioner Caroline D. Pham on DCM and SEF Conflicts of Interest Proposal
Commissioner Caroline D. Pham
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Statement of Commissioner Johnson: Dissenting Statement on Incomplete Conflicts of Interest Rules, Need for Vertical Integration Rules, and Equity Transfer Rules
Commissioner Kristin N. Johnson
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Statement of Commissioner Christy Goldsmith Romero on the Importance of Strong Rules for Conflicts of Interest at Exchanges and Swap Execution Facilities
Commissioner Christy Goldsmith Romero
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