December 17, 2015

CFTC Staff Issues Advisory Reminding Swap Dealers and Major Swap Participants of their Reporting Obligations as Required by Commission Regulations

Washington, DC — The U.S. Commodity Futures Trading Commission’s (Commission) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a staff advisory to remind swap dealers and major swap participants of their swap data reporting obligations under Commission Regulations 23.204 and 23.205.

These regulations require swap dealers and major swap participants to report all information and data in the time and manner specified in Parts 43 and 45 of the Commission’s regulations. The staff advisory also discusses common examples of issues and failures DSIO has observed with respect to swap data reporting, and provides guidance to assist in addressing these issues and failures.

See Staff Advisory under Related Links.

Last Updated: December 17, 2015