Meeting of the CFTC’s Global Markets Advisory Committee
Three Lafayette Centre
1155 21st Street, NW
Washington, DC 20581
November 7, 2012 – 9:30 a.m. - 4:30 p.m.
Morning Session: International Regulators' Panel | |
9:30 a.m. |
Opening Remarks CFTC Commissioners/ Introduction of GMAC Chairman Ron Filler |
9:45 a.m. |
CFTC and SEC Presentations on Cross Border Rulemakings and Guidance |
10:15 a.m. |
Regulatory Updates from International Regulators: Cross Border |
12:15 p.m. |
Questions from GMAC Members |
12:30 p.m. |
Lunch Mall Level (downstairs) for Regulators and GMAC Members |
Afternoon Session: GMAC Members' Panel | |
2:00 p.m. |
Topic #1 - Discussion Regarding Definition of US Persons |
2:45 p.m. |
Topic #2- Discussion Regarding Regulation of Conduits |
3:30 p.m. |
Topic #3- Discussion Regarding Substituted Compliance |
4:15 p.m. |
Questions |
4:30 p.m. |
Adjourn |