REPARATIONS SANCTIONS IN EFFECT
BOOK 1
APRIL 21, 1975 - DECEMBER 31, 1983
- 1 -
RESPONDENT DOCKET NO.
---------- ----------
1. A. L. & T. Trading Co., R79-135-79-463
Inc.
2. Abbot, Meci & Ortz, Inc. R80-516-80-453
R80-592-80-461
3. Abelarde, Peter R77-440-78-68
4. Abrahamson, Norman R81-643-82-201
5. Abramson, Norman R81-483-81-528
R81-999-80-597
6. Acme Coal & Pellets, Inc. 82-R897
7. Acosta, Mike R79-340-79-529
8. Adams, Mike R81-138-82-499
9. Alechman, Sheldon R81-623-81-573
10. Alechman, Sheldon L. R80-135-81-277
11. Alexander, Cheryl R81-1320-82-495
12. Alexander, Jerry 82-R213
13. Alexander, Kent 82-R051
R81-1376-82-492
14. Alexander, Kent G. R81-1320-82-495
R81-1399-82-478
15. Alexandre-Thyseen, R81-833-82-195
Elizabeth
16. Allen, Art 83-R43
R81-877-81-758
.
- 2 -
RESPONDENT DOCKET NO.
---------- ----------
17. Allen, Arthur P. R81-1386-82-345
18. Allen, James R81-1160-82-332
19. Allen, Richard C. R77-505-78-49
20. Allen, Robert C. R77-166
21. Allen, William L. R78-433-79-57
22. Allied Coal Company 82-R930
23. Aloupis, Carl R81-116-82-236
R81-1272-82-317
R81-115-82-364
24. Aloupis, Carl S. R81-783-81-786
R81-811-82-94
R81-834-82-159
R81-1364-82-474
25. Alpha Currency, Inc. R79-596-80-150
26. American Coal Company 82-R265
82-R978
27. American Coal Exchange, 82-R417
Inc.
82-R104
28. American Commodity Corp. R81-606-81-726
29. American Commodity R80-944-80-693
Trading Systems, Inc.
30. American Currency Exchange R80-538-80-405
.
- 3 -
RESPONDENT DOCKET NO.
---------- ----------
American Currency Exchange R80-761-80-460
(continued)
R80-1138-80-727
31. American Gold and Silver R80-491-80-743
Exchange
32. American International R76-23
Trading Company
R77-108
R77-36
R77-38
R77-444-79-83
R77-5
R77-519-78-147
R78-118-79-170
R78-35
33. American Options R77-180
Corporation
R77-278
R77-512-78-154
R77-59
R77-105
34. American Petroleum R80-884-80-696
Exchange
R81-438-81-506
R80-899-80-679
.
- 4 -
RESPONDENT DOCKET NO.
---------- ----------
35. American Petroleum R80-1178-81-173
Exchange Corporation
R80-1181-81-41
R80-795-80-715
R80-1013-80-598
36. American Trading Company R81-635-81-762
37. Amstutz, Virgil R79-734-80-221
38. Annapolis Funding R80-950-80-605
Company, Inc.
39. Ansell, Murray 83-R255
40. Anthony, Peter R82-57-82-427
41. Arabatzis, Steven M. R78-505-79-94
42. Archer, Neal R77-36
43. Argonaut Commodity R81-1013-82-269
Trading Corporation
44. Armstrong, William R80-1008-80-682
R80-1056-80-676
45. Armstrong, William A. 82-R494
46. Astor & Montcalm, Inc. R79-123-79-308
47. Atlantic Coast Silver R80-227-80-266
Exchange, Inc.
R79-230-80-258
R80-1002-80-602
R80-244-80-289
.
- 5 -
RESPONDENT DOCKET NO.
---------- ----------
Atlantic Coast Silver R80-456-80-517
Exchange, Inc.
R80-209-80-298
48. Bailey, Pottes & York, R80-468-80-736
Inc.
49. Baker, Lauren 82-R208
R81-1005-82-164
R81-1072-82-252
50. Baker, Lauren C. R81-1195-82-387
R81-968-82-239
51. Baker, Lawrence C. (Mrs.) R81-941-82-319
52. Barnes, Ray R80-1269-81-331
R80-1319-81-367
53. Barrett, Ted R79-175-79-369
54. Barron, John R81-1107-81-835
55. Bartex Petroleum Corp. R80-999-80-597
56. Baum, Harry R81-1362-82-441
57. Bauman, Bernie R79-637-80-321
58. Bauman, Jeffrey R78-199-79-290
59. Beanstock, Sy R80-1336-81-368
60. Becker, Paul 82-R971
61. Bederson, Edwin R80-999-80-597
62. Bein, Calvin R80-7-80-269
63. Bell, James R77-397-79-81
.
- 6 -
RESPONDENT DOCKET NO.
---------- ----------
64. Bell, Steve 82-R104
65. Benjamin, Chuck R81-20-81-538
R81-55-81-444
66. Benson, C.B. Co., Inc. R80-7-80-269
67. Benson, Jim 82-R589
68. Berger, Robert R78-515-81-114
69. Berke, Michael R79-742-81-153
70. Berman, Harold R77-108
R77-36
R77-444-79-83
R77-519-78-147
R78-35
71. Berman, Melvin R77-36
R77-519-78-147
72. Bieri, Ray R79-82-80-17
73. Big Red American, Ltd. R79-235-81-357
74. Big Red Commodities Corp. R79-83-79-460
R79-67-79-482
75. Bilal, Muhammad Ali R79-758-80-352
76. Billups, Arthur R81-789-82-41
77. Billups, Glen R80-159-80-307
78. Bionstock, Sy R81-1092-82-25
.
- 7 -
RESPONDENT DOCKET NO.
---------- ----------
79. Blackstone Trading Company R80-1314-81-136
R81-877-81-758
80. Blake, Tom R80-1152-81-297
81. Bloch, Andy 82-R620
82. Bloch, Harvey 82-R620
R82-57-82-427
83. Bloch, Harvey M. R81-751-81-800
R81-877-81-758
84. Bloch, Noel R82-57-82-214
85. Bockhorn, Don R77-201
86. Bolard Precious Metals R79-121-79-467
Corporation
R79-171-79-315
R79-334-80-37
R79-507-80-282
R79-956-80-596
R80-395-80-593
87. Boman, Al 82-R104
88. Bonair Trading, Inc. R80-1018-80-599
89. Bonaire Trading Corp. R80-700-80-514
R81-534-82-518
90. Borell, Anthony R81-623-81-573
91. Borrell, Tony 82-R368
.
- 8 -
RESPONDENT DOCKET NO.
---------- ----------
92. Boston Gold & Silver R80-822-81-23
Exchange
R80-873-80-688
R80-87-80-202
93. Bower, Noah 83-R255
94. Bowman, Thomas R78-780-79-216
95. Boyd, Kenneth Douglas R78-85-78-205
96. Brandenberg Commodities, R80-114-80-179
Inc.
97. Brandenberg, Gregory J. R80-114-80-179
98. Brenick, George R78-58
99. Brent, Howard 82-R920
100. Bristol Options, Inc. R78-158-79-53
R77-190
101. British American R77-116
Commodity Options Corp.
R78-567-79-254
R79-185-79-532
R79-355-80-52
102. British Crown R78-678-81-312
Commodities, Inc.
R79-214-79-400
R79-38-79-454
103. Brown, Arthur G. R79-767-80-118
.
- 9 -
RESPONDENT DOCKET NO.
---------- ----------
104. Brown, Charles R80-1018-80-599
105. Brown, Dexter R78-331-78-254
106. Brown, Joe R79-214-79-400
107. Brown, Norman R80-1018-80-599
R81-534-82-518
108. Brown, Tom R79-38-79-454
109. Brutzman, Charles R77-295
110. Buckley, Tim R81-1315-82-347
R81-1327-82-449
111. Bugarski, Walter 82-R293
R81-1369-82-400
112. Burnbaum, Larry R80-227-80-266
R80-244-80-289
113. Burns, John (Jack) 82-R897
114. Bush, Jerry 82-R736
R81-1019-82-221
115. Bushe, Mr. R81-992-82-444
116. Buzzi, Stephen R. R81-1207-82-351
117. Buzzi, Steve R80-394-81-33
118. Cabot, Scott 82-R182
119. Caddell, Philip P. R81-598-81-689
120. Cadell, Phillip R81-536-81-531
.
- 10 -
RESPONDENT DOCKET NO.
---------- ----------
121. Cagnina, Jack R81-869-82-183
122. Capital Development R80-271-80-262
Systems, Inc.
123. Capital Fidelity Group 82-R908
82-R918
124. Capital First Fidelity 82-R908
Corporation
125. Carademetropulo, Michael 82-R435
126. Carino, Anthony R81-483-81-528
127. Carmens, Neil R81-50-81-410
128. Carter, John R79-246-79-403
129. Carter, Rodgers & R79-453-80-308
Whitehead, Inc.
R79-551-80-225
R79-563-80-265
R79-671-80-304
R79-707-80-286
R79-724-80-284
R79-758-80-352
R79-782-80-216
R79-813-80-319
R80-360-80-353
R80-383-80-361
R80-157-80-302
.
- 11 -
RESPONDENT DOCKET NO.
---------- ----------
Carter, Rodgers & R80-174-80-274
Whitehead, Inc.
R80-175-81-50
R80-75-80-273
R80-161-80-303
R80-391-80-360
R80-448-80-334
R79-817-80-419
130. Caten, Peter R80-1056-80-676
131. Caufield, Michael H. R79-853-80-211
R81-70-81-151
132. Cayman Associates, Ltd. R78-698-79-165
R78-870-79-237
R79-271-79-477
R79-623-80-169
133. Central Commodities, Inc. 82-R204
82-R707
134. Cercone, Lou R80-277-81-36
R80-87-80-202
135. Certified Gems, Inc. R80-531-80-655
136. Charles, Jack R78-422-79-274
137. Charleton, Russell R78-553-79-495
138. Chartered Systems Corp. R79-799-80-160
of New York, Ltd.
.
- 12 -
RESPONDENT DOCKET NO.
---------- ----------
Chartered Systems Corp. R80-1140-81-98
of New York, Ltd.
R81-772-81-612
R81-297-81-723
R78-711-79-121
R79-36-80-410
R79-310-80-376
R79-53-79-376
R79-875-80-188
R80-11-80-192
R80-1336-81-363
R80-1336-81-368
R80-42-80-509
R81-1092-82-25
R81-236-81-344
R81-294-81-724
139. Chartered Systems 82-R214
Corporation
140. Chartered Systems 82-R488
Corporation of New York
R80-395-81-73
141. Chavis, Ellie R81-606-81-726
142. Cherry, Pat R81-658-82-82
R82-144
.
- 13 -
RESPONDENT DOCKET NO.
---------- ----------
143. CIC International of R77-268
California
R77-313
R77-516-78-90
144. Cioffi, Dennis R80-582-81-391
R81-893-82-32
145. Circharo, Armand R79-145-80-86
146. Circiello, Franco R79-13-80-498
147. Citadel Trading Co., Ltd. R78-365-78-232
148. Citadel Trading Company R77-4
of Chicago
149. Clancy, James K. R79-97-79-389
150. Clark, Matthew 82-R120
R81-1140-82-191
151. Cleary Trading Company, R78-472-79-159
Inc.
152. Clifton, Richard R81-855-81-793
153. Cochems, Robert R79-156-80-23
R79-246-79-403
154. Cohen, Bernard 82-R228
155. Cohen, Neil 82-R228
156. Cohen, Patricia Cherry R82-29-82-286
157. Cohen, Randall Cherry R82-29-82-286
158. Cohen, Seymour R77-242
.
- 14 -
RESPONDENT DOCKET NO.
---------- ----------
Cohen, Seymour R78-129-78-207
(continued)
R78-11-78-175
R78-407-79-149
R78-415-79-6
R78-522-79-98
R79-99
159. Cohn Commodities, Inc. R78-525-79-391
R78-554-79-154
R79-326-82-529
160. Collins, John R80-1258-81-315
R80-1294-81-466
R80-1248-81-306
R81-1333-81-406
R81-25-81-465
161. Colopy, Gene R78-372-79-91
162. Comex International R80-1376-81-91
163. Comex International R80-1377-82-531
Investors, Ltd.
R81-747-82-84
R81-706-81-776
164. Commerical Petrolera R80-999-80-597
International
165. Commodity Corporation of R78-113-78-221
America
.
- 15 -
RESPONDENT DOCKET NO.
---------- ----------
Commodity Corporation of R78-291-78-255
America
R78-345-79-44
R78-591-79-184
R78-670-79-171
R78-754-79-204
R79-12-79-229
R79-251-79-478
R79-252-79-445
166. Commodity Investment R78-790-79-48
Counselors
R78-872-79-115
R79-570-80-442
167. Commodity Management 82-R640
Assoc.
R81-994-82-137
168. Commodity Management 83-R20
Services, Inc.
83-R255
169. Commodity Resources, Inc. 82-R307
82-R848
R80-294-80-327
R81-520-81-488
R82-90
R81-64-81-210
.
- 16 -
RESPONDENT DOCKET NO.
---------- ----------
Commodity Resources, Inc. R81-807-81-819
(continued)
R81-963-81-768
R81-1322-82-487
170. Commodity Services R80-108-80-272
International
171. Commodity Trading Corp. 82-R522
R81-1160-82-332
R81-68-81-327
172. Commonwealth Petroleum R80-505-82-505
Corp.
R80-593-80-656
173. Comstock Investment Mgmt. R77-363-78-5
Corp.
174. Comstock Investors, Inc. R79-535-80-234
R80-116-80-173
175. Comvest Trading Corp. 82-R522
R79-564-80-454
R79-574-80-94
R79-600-80-102
R79-688-80-62
R79-790-80-178
R79-856-80-164
R79-886-80-189
R80-50-80-207
.
- 17 -
RESPONDENT DOCKET NO.
---------- ----------
Comvest Trading Corp. R80-51-80-163
(continued)
R80-53-81-107
R80-5-80-193
R80-85-80-240
R80-92-80-545
R81-1160-82-332
R81-786-81-728
176. Comvest, Inc. R79-522-80-105
R79-564-80-454
R79-574-80-94
R79-629-80-182
R79-702-80-186
R79-711-80-158
R79-768-80-152
R79-835-80-292
R80-1065-80-633
R79-856-80-164
R80-107-80-687
R79-880-80-159
R80-102-80-196
R79-792-80-177
R79-850-80-249
.
- 18 -
RESPONDENT DOCKET NO.
---------- ----------
Comvest, Inc. R80-1160-81-7
(continued)
R80-1271-81-48
R80-129-80-279
R80-130-80-268
R80-156-80-162
R80-166-80-173
R80-184-80-538
R80-285-80-317
R80-936-80-626
R80-384-80-473
R81-1067-82-97
R80-503-81-409
R81-763-82-524
R80-540-80-467
R80-598-80-466
R80-695-80-571
R80-823-80-739
R80-839-80-625
R80-85-80-240
R80-264-80-325
R80-343-80-465
R80-476-80-568
.
- 19 -
RESPONDENT DOCKET NO.
---------- ----------
177. Connelly, Brian R79-702-80-186
178. Conner, Michael R81-32-81-339
179. Connors & Davenport, Ltd. R79-742-81-153
R80-1048-80-634
R80-301-80-383
R80-302-80-373
R80-563-80-416
180. Consolidated Advisory 82-R333
Corporation
181. Consolidated Gold & R79-503-80-80
Silver, Inc.
R80-1397-81-152
R80-27-80-264
182. Continental Metals, Inc. 82-R563
R80-377-80-570
183. Cook, Thomas 82-R582
184. Cooley, Dan R81-1414-82-448
185. Cordero, Joseph M. R81-1288-82-469
186. Cosmopolitan Research and 82-R494
Development Corp.
R80-1008-80-682
R80-1056-80-676
R80-1157-81-58
R80-1311-81-65
.
- 20 -
RESPONDENT DOCKET NO.
---------- ----------
Cosmopolitan Research and R81-777-81-658
Development Corp.
187. Couch, Jean R79-782-80-216
R79-817-80-419
188. Crain, Ed R81-1119-82-88
189. Cramer, E. Bud 82-R927
R81-466-81-548
190. Cramer, Robert 82-R797
191. Crawford, Harrison R80-1377-82-531
192. Creadon, Henry J. R77-440-78-68
193. Cronauer, Peter R. R78-626-79-105
194. Cronkite, Chris 82-R908
195. Crouch, Betty R81-471-82-29
196. Culhane, Al R79-123-79-308
197. Cunningham, Don R80-1212-81-313
R80-1295-81-392
198. Cunningham, Steve R81-1013-82-269
199. Currency & Metals R80-1298-81-81
Exchange, The
200. Cycle System Index, Inc. R79-734-80-221
201. D.F.S. Commodities R78-128-78-243
202. Dameron, Dana R80-626-81-168
R81-1282-82-180
203. Dameron, Dana D. R81-1043-82-63
.
- 21 -
RESPONDENT DOCKET NO.
---------- ----------
Dameron, Dana D. R81-1103-82-59
(continued)
204. Dameron, Inc. R81-1103-82-59
R81-1288-82-180
R81-1043-82-63
R81-861-81-810
R81-450-81-824
205. Daniel, Beverly M. R81-1160-82-332
206. Daniel, Joseph T. 82-R51
207. Daniels, Jim 82-R270
82-R271
R81-1109-82-223
R81-695-82-93
82-R272
208. Data Maui, Inc. 82-R371
209. Dauman, Robert R81-64-81-210
210. Davidson, John 83-R118
83-R56
211. Davidson, Phil R81-394-81-475
212. Davidson, Phillip R80-1387-81-434
R81-225-81-515
R81-24-81-636
213. Davis, Ben R81-121-81-181
.
- 22 -
RESPONDENT DOCKET NO.
---------- ----------
214. Davis, Greg R81-49-81-625
215. Davis, John H. 82-R517
216. Dawes, Douglas R78-468-79-75
217. Day, Dan R81-1269-82-250
218. Day, Danny 82-R140
R81-1369-82-440
R81-1399-82-478
219. Deane, Norman R78-678-81-312
R79-245-80-15
220. DeBerry & Co., S.E., Inc. 82-R807
221. DeBerry, S.E. R81-523-81-529
222. DeBerry, S.E., Inc. R81-523-81-529
223. DeBerry, Sims E. R80-56-81-138
R81-276-81-461
224. Dees, Charles R77-309
225. Deile, M. R81-843-82-98
226. Delphi Commodities, Inc. R80-256-80-294
R80-349-80-564
R80-721-80-672
R80-759-81-100
R80-1232-81-193
R81-1131-82-502
.
- 23 -
RESPONDENT DOCKET NO.
---------- ----------
227. DeNegris, Michael R79-53-79-376
R78-870-79-237
228. DePalma, Robert R79-334-80-37
R79-507-80-282
R80-757-81-158
229. Deprizio, Daniel R80-757-81-158
230. DeRosa, Robert R77-488-78-63
231. DeSano, Mark 82-R876
232. DeShore, Jan R78-209-78-297
233. Dibartolomeo, Dan R81-1077-82-205
234. Dieli, Carmi R81-782-82-42
235. Dieli, Carmine R81-112-81-541
R81-803-82-66
R81-837-82-26
236. Dietrich & Ziker R78-248-79-147
Marketing Services, Inc.
237. Dimaria, Ronald R. R79-143-80-54
238. Diversified Financial 82-R927
Sciences
a/k/a North Atlantic
Mgmt. Corp.
239. Diversified Financial R81-1207-82-351
Sciences, Inc.
R81-466-81-548
R81-548-81-675
.
- 24 -
RESPONDENT DOCKET NO.
---------- ----------
Diversified Financial R81-675
Sciences, Inc.
240. Domestic Oil Corporation R80-999-80-597
R80-585-80-628
R80-808-80-632
R80-816-80-631
R80-915-80-642
R80-641-80-629
R80-770-80-630
241. Domestic Oil Corporation, 82-R613
U.S.A.
242. Donney Securities, Ltd. R79-317-79-511
R80-757-81-158
R78-524-79-233
243. Dorchester Commodities, R78-621-79-129
Inc.
R80-58-80-271
244. Dotson, Robert R81-611-82-325
245. Douglass, Lynn 82-R58
246. Drexel Equity Associates, 82-R298
Inc.
82-R487
83-R242
247. Drexel, Ryan & Brown R80-1357-81-237
R80-408-80-495
.
- 25 -
RESPONDENT DOCKET NO.
---------- ----------
248. Duarte, George R80-133-80-283
249. Dumas, Ben R81-852-81-700
250. Duncan, Frank R81-1369-82-440
251. Dunn, Bradford & Willis R80-392-80-351
R80-546-80-418
R81-4-81-322
252. Dunn, John 82-R225
253. E.K. Capital Corp. R80-769-80-482
R80-778-80-529
R80-652-80-425
R80-654-80-426
R80-598-80-413
R81-789-82-41
R80-573-80-394
R80-633-80-432
R81-29-81-562
R80-1022-80-588
R80-954-80-638
R80-528-81-22
R80-1058-80-635
R80-533-80-381
R80-1071-80-580
.
- 26 -
RESPONDENT DOCKET NO.
---------- ----------
E.K. Capital Corp. R80-554-80-372
(continued)
R80-1071-80-636
R80-554-80-379
R80-1097-80-662
R80-569-80-380
R80-1110-80-702
R80-510-80-393
R80-1183-81-3
R80-574-80-403
R80-1143-81-46
R80-864-80-558
R80-1161-81-503
R80-779-80-556
R80-463-80-395
R80-666-80-484
R80-482-80-398
R81-1083-82-397
R80-662-80-462
R80-914-81-26
R80-819-80-604
R80-730-80-472
R81-644-81-743
.
- 27 -
RESPONDENT DOCKET NO.
---------- ----------
E.K. Capital Corp. R80-866-80-585
(continued)
R80-854-80-554
R80-798-80-574
R80-756-80-487
R80-686-80-429
254. E.P. North American R80-384-80-485
Trading Corp.
R80-647-80-486
255. E.R.G. Resources, Inc. 82-R434
256. Eckhardt, Ralph R78-185-79-22
257. Eckhardt-Quiter & Co. R78-135-79-22
258. Ecomonic Systems, Inc. R77-236
R78-4-78-182
259. Edwards, Kenneth R79-62-79-527
260. Edwards, Roy R79-254-79-396
261. Eisbart, Sami R78-711-79-121
262. Eisenberg, Murray R78-692-79-341
R79-570-80-442
R80-1352-81-166
263. Eisenberg, Murray I. R78-872-79-115
R78-790-79-48
264. Emden, Jeffery R80-1338-81-362
R79-640-80-275
.
- 28 -
RESPONDENT DOCKET NO.
---------- ----------
265. Enivel Management R81-710-81-664
266. Epstein, Hank R80-291-80-215
267. Epstein, Steven R. 82-R848
268. Esposito, Edward R80-999-80-597
269. Euro American Advisory R81-852-81-700
Corporation
270. Euro American 82-R660
Commodities, Inc.
271. Euro American Trading R81-1407-82-271
Corporation
272. Euro American Trading R81-575-81-763
Group
82-R596
273. Euro American Trading 82-R271
Group, Ltd.
82-R270
R81-695-82-93
R81-717
R80-1386-81-96
R81-1109-82-223
R81-1114-82-88
R81-1146-82-224
82-R272
274. Evans, Steve R79-123-79-308
275. Everett, Donovan R78-248-79-147
.
- 29 -
RESPONDENT DOCKET NO.
---------- ----------
276. F & W Coal, Inc. 82-R235
82-R55
277. Fairchild, Arabatzis and R78-268-78-226
Smith, Inc.
R78-478-79-305
R78-622-79-54
R79-123-79-308
R79-175-79-369
R79-50-79-262
278. Farber, Fred 82-R360
279. Farrell, Arthur R78-484-79-240
280. Fasano, Gilda R78-214-78-228
R78-459-79-117
281. Federal Gold Exchange Co. R80-233-81-820
R80-396-80-620
R80-703-80-578
282. Federal Metals Depository R79-307-80-101
Corp.
283. Feeney, David S. R79-600-80-102
R81-518-81-735
284. Fidelity Federal Bullion R80-442-80-516
Co.
R80-945-80-573
285. Fienga, Joe R81-209-81-554
.
- 30 -
RESPONDENT DOCKET NO.
---------- ----------
286. Fienga, Joseph 82-R33
R81-1362-82-425
287. Finley, Marvin R79-267-79-413
R79-554-80-170
288. First American Currency R80-1180-81-44
Corporation
289. First Bergen Investors 82-R299
Corporation
290. First California R81-1032-82-207
Commodities
291. First Fidelity Bullion R80-857-80-737
292. First Fidelity Financial 82-R104
Corporation
293. First Financial Investment R80-1077-80-699
294. First London Commodity R77-440-78-68
Options, Ltd.
295. First Mercantile R80-389-80-648
Investment
296. First N.Y. Commodity R77-228
Options, Ltd.
R73-596-79-329
297. First National Bullion R79-424-80-129
Corp.
R79-542-80-270
R79-640-80-275
R80-413-80-323
.
- 31 -
RESPONDENT DOCKET NO.
---------- ----------
First National Bullion R80-654-80-406
Corp.
R80-177-80-430
R79-381-80-92
R79-394-80-68
R79-407-80-69
R79-408-80-70
R79-473-80-91
R79-554-80-170
R79-452-80-73
R79-664-82-71
R79-292-79-434
R80-420-80-358
R79-637-80-321
R79-652-80-171
R79-654-80-406
R79-586-80-745
R79-640-80-275
R80-464-80-384
R80-525-80-382
R80-680-80-437
R79-572-80-146
R79-591-80-214
.
- 32 -
RESPONDENT DOCKET NO.
---------- ----------
298. First National Currency R80-329-80-502
R79-572-80-146
299. First New England R77-126
International Commodities
R77-17-78-3
300. First New York Investors R78-482-79-140
Corp.
R74-143-80-54
R78-517-79-134
R78-574-79-32
R78-789-80-233
R79-130-80-27
R79-551-80-316
R79-676-81-286
R79-745-80-212
R80-392-80-155
R77-411-80-111
R78-801-79-310
R78-207-79-34
R78-363-79-481
R78-370-79-36
R78-556-79-136
R78-640-79-108
.
- 33 -
RESPONDENT DOCKET NO.
---------- ----------
First New York Investors R78-865-79-313
Corp.
R79-16-79-276
R79-254-79-396
R79-70-79-296
R78-277-79-148
R78-248-79-147
301. First Regal Commodities R78-257-79-42
R78-398-78-293
R78-749-79-273
R78-99-78-202
R79-326-80-529
302. First Worthington 82-R225
Financial
303. Fish, Joe R81-464-81-559
304. Fish, Joe H. R81-803-82-66
305. Fitzgerald, Steven R77-4
306. Flaherty, Richard R79-745-80-212
307. Flaks, Stephen R78-621-79-129
R78-621-79-42
308. Forbes & Bradstreet, Inc. R80-838-80-714
R81-188-81-335
R81-33-81-288
309. Foster, Stephen C. R79-239-79-129
.
- 34 -
RESPONDENT DOCKET NO.
---------- ----------
310. Frank, Edward L. R81-1299-82-520
311. Frankford, Gary R81-212-81-346
312. Frankland Commodities R78-331-78-254
Corp.
R78-524-79-426
313. French, Jim 83-R248
314. Gallagher, Christopher R81-1131-82-502
315. Galligano, Michael 82-R976
316. Galligano, Michael A. 83-R388
R79-643-80-35
317. Gambino, Victor R80-882-80-657
R81-1013-82-269
318. Garner, Phil 82-R970
319. Garvanne, Eric R77-372-78-9
320. Garvey, Michael R80-286-81-31
321. George, Eric R81-1344-82-480
322. Gharbi, Michael 82-R435
a/k/a Carademetropulo,
Michael
R81-1315-82-347
R81-1327-82-449
323. Ghun, Hak R79-724-80-284
R80-282-80-311
R81-234-81-269
.
- 35 -
RESPONDENT DOCKET NO.
---------- ----------
Ghun, Hak R81-354-81-300
(continued)
R81-661-81-699
R81-920-81-806
324. Gilkison, Kenneth R81-734-81-790
325. Ginefra, Patrick R78-407-79-149
326. Glass, George R81-1064-82-140
R81-939-82-218
327. Global Precious Metals 82-R360
328. Glover, John J. R80-264-80-325
329. Goddard, Dennis R79-612-80-301
330. Gold International, Inc. R79-267-79-413
331. Gold, Dr. Phillip 82-R574
332. Gold, Phillip 82-R964
333. Goldberg, Samuel R79-503-80-80
R80-27-80-264
334. Golden, Robert R78-678-81-312
335. Goldsmith, Roy 82-R861
336. Gondar, Frank R78-516-80-475
337. Goodsmith, Cary J. R81-889-82-13
338. Goolsby, Jerry 82-R979
339. Gorenstein, Stewart R78-113-78-221
R78-291-78-255
.
- 36 -
RESPONDENT DOCKET NO.
---------- ----------
Gorenstein, Stewart R78-345-79-44
(continued)
R79-251-79-478
R78-591-79-184
R78-670-79-171
R78-754-79-204
R79-12-79-229
R79-251-79-478
R79-252-79-445
R78-754-79-204
340. Gott, Stan R79-637-80-321
341. Gottlieb, Gary R80-999-80-597
342. Gottsch, Patrick 82-R161
343. Gray, Ted R79-637-80-321
344. Green, Mark R81-399-81-781
345. Greenberg, Daniel R77-378-78-24
346. Greenbrier Trading 82-R699
Services, Inc.
R81-1140-82-191
82-R120
347. Gregory Commodity Options R79-250-80-402
348. Gregory Commodity R77-113
Options, Inc.
R77-132
.
- 37 -
RESPONDENT DOCKET NO.
---------- ----------
Gregory Commodity R77-191
Options, Inc.
R77-225
R77-244
R77-248
R78-239-79-110
R78-37
349. Gregory Commodity R78-516-80-475
Options, Ltd.
350. Griffin, Ronald R. R78-692-79-341
R77-244
351. Guest, Mark 82-R51
352. Guinn, Paul 82-R777
353. Gune, William R80-61-81-179
R81-1390-82-291
354. Gunther, Mr. 82-R1049
82-R1050
355. Gurley, Dale 82-R265
356. Haas, Mr. R81-1013-82-269
R81-743-82-127
357. Haas, Steven C. R81-1381-82-479
358. Haberbush, Arthur R80-452-81-73
359. Hagan, David R77-317
R77-392-78-35
.
- 38 -
RESPONDENT DOCKET NO.
---------- ----------
360. Hagon, David R79-875-80-188
361. Haines, Peter R81-503-81-734
362. Hall, Chuck R80-286-81-31
363. Hall, William E. R81-537-81-699
364. Hallander, Fred R81-772-82-612
365. Hamilton Investors Corp. R80-61-81-179
366. Handy, John R79-623-80-169
367. Handy, Jon 82-R371
368. Hannun, Donald R. R77-126
R77-17-78-3
369. Hardwick & Wells R81-1064-82-140
Commodities, Inc.
R81-833-82-195
R81-939-82-218
370. Harmer, James R81-33-81-228
371. Harrison, Sheldon R80-1034-81-291
372. Hartford, Joseph R81-437-82-391
373. Harvey, Dodels R77-275
374. Harvey, Robert T. 82-R962
375. Havens, Thomas C. R80-517-80-499
376. Hayden, Richard R77-138
377. Haydon Allen Associates, R81-427-81-579
Inc.
.
- 39 -
RESPONDENT DOCKET NO.
---------- ----------
Haydon Allen Associates, 82-R493
Inc.
82-R693
378. Heller, Leslie R81-1033-82-262
379. Herr, Alan 82-R221
82-R861
380. Herr, Herb 82-R703
R81-575-81-763
381. Herr, Herbert 82-R827
382. Herrington, Frank R80-263-80-375
383. Hertford Trading Co. R79-753-80-211
R81-70-81-151
384. Hesterman, William B. R77-59
R77-278
385. Higgins, John 82-R13
386. Hobard Securities R79-507-80-282
387. Hodge, Buddy 82-R55
388. Hoffman, Ted R80-1284-81-219
389. Hogan, Dane R79-875-80-188
390. Hogan-Orr, Inc. R79-340-79-529
R80-159-80-307
R80-369-80-590
R80-636-81-168
.
- 40 -
RESPONDENT DOCKET NO.
---------- ----------
391. Holiusa, Richard S. R79-447-81-19
R79-448-81-12
392. Hollman, Al R80-1337-81-236
393. Holness, Lenward R78-281-80-19
394. Holt, William R78-789-80-233
395. Howe, William A. R81-518-81-735
396. Howell, Bobby Lee R81-1288-82-469
397. Hunt, Thaddeus R. R81-843-82-98
398. Huntley, Jack R81-1146-82-224
R81-1178-82-381
399. Hutson Investment Group R81-1206-82-258
400. Hutson, George H. R81-1206-82-258
401. I.G.B. Trading R81-632-81-716
402. Iaciofano, Dom R80-263-80-375
403. Iaciofano, Victor P. R81-366
404. ICI Commodities R78-254-79-20
405. Inczedy, Stephen R79-723-80-195
406. Inn-vest, Inc. R81-212-81-346
R81-545-81-645
407. Intercontinental Gold, R79-178-80-228
Inc.
408. International Commodities R77-74
Corp.
.
- 41 -
RESPONDENT DOCKET NO.
---------- ----------
International Commodities R79-457-80-84
Corp.
R77-562-78-13
R77-356
R77-295
R78-106-79-246
R77-377-78-10
R79-27-79-281
409. International Commodity R77-230
Advisors, Inc.
R77-166
410. International Commodity R81-611-82-325
Investments
411. International Commodity R79-99
Options
R79-457-80-84
R78-210
R78-415-79-6
412. International Commodity R78-522-79-98
Options, Ltd.
R78-407-79-149
R79-199-79-290
R78-752-79-186
R78-710-79-420
R80-404-81-412
.
- 42 -
RESPONDENT DOCKET NO.
---------- ----------
International Commodity R78-768-79-199
Options, Ltd.
R78-11-78-175
R78-148-78-231
R78-139-78-242
R77-242
R77-187
R79-6-79-264
413. International Dynamics, 82-R289
Inc.
83-R248
83-R269
83-R280
83-R467
83-R507
414. International Gold 83-R582
Bullion Exchange
R80-959-80-663
415. International Metals Corp. R80-785-80-584
416. International Metals R80-689-81-21
Exchange, Ltd.
R80-323-80-412
R80-724-80-493
R80-308-80-388
R80-529-80-357
.
- 43 -
RESPONDENT DOCKET NO.
---------- ----------
International Metals R80-367-80-389
Exchange, Ltd.
R80-340-80-374
R80-804-80-547
R80-634-80-435
R80-515-80-546
R80-428-80-391
R80-424-80-364
R80-420-80-355
R80-398-80-365
R80-381-80-356
R80-380-80-387
R81-229-81-578
R81-893-82-32
R80-311-80-411
417. International Monetary R80-617-80-298
Corp.
R80-352-80-490
R80-785-80-584
418. International Monetary R81-1380-82-298
Group, Inc.
419. International Monetary R80-670-80-471
Market
R80-837-80-542
R81-437-82-391
.
- 44 -
RESPONDENT DOCKET NO.
---------- ----------
420. International Monetary R78-847-79-302
Systems, Inc.
421. International Petroleum R80-999-80-597
Exchange, Inc.
422. International Royal R80-62-80-172
Investors, Ltd.
R80-799-80-713
R80-891-80-694
R79-505-80-65
423. International Trading R80-488-80-616
Corp.
424. International Trading R80-488-80-616
Group, Inc.
425. International Trading R77-378-78-24
Group, Ltd.
426. Jackel, Marc 82-R588
427. Jackell, Marc R82-64-82-287
428. Jackson, Keith 82-R104
429. Jackson, Robert R77-572-78-154
430. Jackson, Russell R79-586-80-745
431. Jankowski, Christopher A. R77-2
R78-870-79-237
432. Jefferson Investment & R82-107
Trust Company
433. Joffe, Anthony Q. R79-145-80-86
434. Joffee, A.Q. R78-660-79-205
.
- 45 -
RESPONDENT DOCKET NO.
---------- ----------
435. Johnson, Ed R80-637-81-146
436. Jonlyn Investors R80-1098-80-664
Services, Ltd.
R80-534-80-450
R80-575-80-407
R80-681-80-434
R80-685-80-449
R80-733-80-428
R80-747-80-470
R80-1003-80-613
R80-1082-80-721
R80-508-80-338
R80-664-80-431
R80-548-80-367
R80-432-80-346
R80-560-80-354
R80-711-80-536
R80-566-80-724
R80-472-80-339
R80-630-80-445
R80-506-80-336
R80-635-80-448
R80-405-80-342
.
- 46 -
RESPONDENT DOCKET NO.
---------- ----------
Jonlyn Investors R80-663-80-420
Services, Ltd.
R80-441
R80-425-80-348
R80-497-80-340
R80-448-80-334
R80-503-80-359
R80-527-80-444
R80-483-80-341
R80-496-80-344
R80-762-80-459
R80-764-80-488
R80-825-80-549
R80-896-80-565
R80-971-80-583
437. Joseph, Eugene R77-313
438. Joseph, Gene R77-268
R81-185-81-369
439. Jupe, Janice R77-147
440. Justesen, Roy R80-1201-81-249
441. K & M Metals & Trading R80-307-80-428
R80-481-80-392
442. Kahn, William R81-299-81-724
.
- 47 -
RESPONDENT DOCKET NO.
---------- ----------
Kahn, William R81-772-81-612
(continued)
R81-927-81-723
443. Kane, Barry R81-1227-82-219
R81-642-81-807
444. Kane, Bill R81-717
445. Kaplan, Marvin J. 82-R398
446. Karet International Corp. R80-594-80-656
447. Karr, Victor 83-R176
448. Katel, Ellis R78-36-78-136
449. Kauhini, John 82-R910
82-R957
450. Keeling, Rick R81-475-81-618
451. Keller, Dick R81-711-82-83
R81-908-82-173
452. Kelley, David R80-1365-81-293
453. Kelly, David R80-1325-81-381
R81-307-81-290
454. Kent, Herbert R81-1033-82-262
R81-1056-82-212
R81-1195-82-387
R81-834-82-159
R81-910-82-214
.
- 48 -
RESPONDENT DOCKET NO.
---------- ----------
455. Kent, Herbert J. 82-R208
R81-1000-82-96
R81-1005-82-164
R81-1007-82-133
R81-1009-82-16
R81-1018-82-244
R81-101-81-294
R81-1029-82-312
R81-1053-82-129
R81-1069-82-160
R81-1072-82-252
R81-1104-82-168
R81-115-82-364
R81-1120-82-117
R81-116-82-236
R81-1143-82-420
R81-1159-82-184
R81-1076-82-235
R81-1112-82-154
R81-1272-82-317
R81-1292-82-135
R81-1362-82-441
.
- 49 -
RESPONDENT DOCKET NO.
---------- ----------
Kent, Herbert J. R81-1366-82-482
(continued)
R81-1413-82-500
R81-806-82-121
R81-811-82-94
R81-848-82-194
R81-812-82-158
R81-713-82-73
R81-826-82-139
R81-858-82-240
R81-829-82-78
R81-769-82-104
R81-830-82-5
R81-793-82-439
R81-845-82-55
R81-70-81-151
R81-846-82-67
R81-763-82-50
R81-711-82-83
R81-773-82-101
R81-767-82-99
R81-783-81-786
R81-818-81-803
.
- 50 -
RESPONDENT DOCKET NO.
---------- ----------
Kent, Herbert J. R81-760-82-6
(continued)
R81-772-82-49
R81-863-82-65
R81-867-82-150
R81-869-82-183
R81-886-82-153
R81-908-82-173
R81-911-81-296
R81-918-82-146
R81-951-82-254
R81-928-82-148
R81-941-82-319
R81-946-82-523
R81-911-82-296
R81-967-82-274
R81-968-82-239
R82-49-82-390
456. Kenworthy, Richard, Sr. 82-R170
457. Kerkel, Marc R81-877-81-753
458. Kilpatrick, John 82-R772
459. Kimball, Ken R81-556-81-576
R81-1387-82-499
.
- 51 -
RESPONDENT DOCKET NO.
---------- ----------
460. Kimball, Kenneth R81-210-81-681
R81-710-81-664
461. King, Gary R81-612-82-92
462. King, Penny R79-326-80-529
463. Kingston Commodity Corp. R81-366
R81-187-81-591
464. Kingston P.M.A., Inc. R81-2-81-588
R81-150-81-209
R81-121-81-181
465. Kirkpatrick, John 82-R772
466. Kirkpatrick, Mr. 82-R310
467. Kiroly, Mary R79-745-80-212
468. Klein, Paul R78-760-80-7
469. Knyff, Adrian R81-1012-82-393
470. Kocot, Bruce R81-1083-82-397
471. Komp Trading Co. R80-481-80-392
472. Korsen, Steve R81-312-81-319
473. Korsen, Steven R81-1013-82-269
474. Kretchmar, William R81-218-82-424
475. Kyser, Elmer 82-R517
476. LaMarca, Michael R78-310-78-222
477. Lande, Renee 82-R962
.
- 52 -
RESPONDENT DOCKET NO.
---------- ----------
478. Landmark Group, The 83-R33
479. Lange, Thomas R78-229-78-234
480. Larson, Donald R81-1399-82-478
481. Larson, John R78-312-79-137
482. Latson, Donald R81-1320-82-495
483. Lawrence, J. Randall R81-658-82-82
R82-144
R82-29-82-286
484. Layne, Stanley R79-664-82-71
485. Leavitt, Al R81-887-81-833
486. Leavitt, Allen R78-39-78-160
487. LeClair, Ray R78-363-79-481
488. Lee, Bob 82-R55
489. Lee, Larry R81-304-81-311
R81-354-81-300
490. Leist, Neil R79-314-79-475
R79-332-79-519
491. Lesta, Elaine 82-R265
492. Levin, Marian R81-520-81-488
493. Levitt, Ted 83-R102
83-R43
494. Levitt, Theodore R81-1249-82-115
.
- 53 -
RESPONDENT DOCKET NO.
---------- ----------
495. Levy, Mike 82-R515
R81-743-82-127
496. Lewellyn, Chris R79-851-80-236
497. Lewis Marlow Commodities R80-886-81-24
498. Lewis, Dan R78-6-79-111
499. Lewis, Harvey R79-654-80-406
500. Lewis, Michael J. R78-760-80-7
501. Lincoln Fed. Investment R78-524-79-426
Corp.
502. Lincolnwood Commodities R78-841-79-375
(California)
R79-111-79-359
503. Lincolnwood Commodities, R77-308
Inc. of California
R77-439-78-69
R79-286
504. Lindsay, Paul 82-R367
505. Llewellyn, Christopher R79-648-80-281
506. Loila, Ralph R. R77-372-78-9
507. Lombardi, Joseph R81-218-82-424
508. London Commodity House R77-159
509. London Commodity House of R77-142
Boston, Inc.
510. London Commodity House, R77-147
Inc.
.
- 54 -
RESPONDENT DOCKET NO.
---------- ----------
London Commodity House, R77-169
Inc.
R77-201
R77-250
R77-339-78-56
R77-467-78-187
511. London Commodity Option, R77-474-78-43
Ltd.
R78-692-79-341
R77-465-78-97
512. London Futures, Ltd. R77-358-78-2
R78-151-78-204
R78-158-79-53
R78-209-78-297
R78-653-79-27
R78-36-78-136
R78-427-79-71
R78-417-79-100
R78-459-79-73
R78-626-79-105
R78-660-79-205
R78-753-79-86
R78-484-79-240
R78-792-79-172
.
- 55 -
RESPONDENT DOCKET NO.
---------- ----------
London Futures, Ltd. R78-855-79-213
(continued)
R79-145-80-86
R79-35-79-208
R79-35-79-305
R79-43-79-533
R80-31-80-288
513. Lord, Jack R80-112-80-306
R81-614
514. Lorde, Jack R81-294
R81-432
515. Lowe, David J. R79-190-79-522
516. Luka, Barry L. 82-R429
82-R429
517. Lutz, Tim R81-483-81-528
518. Lynch, Bill R81-132-81-500
519. Lynch, Kenneth R81-353
R81-426
520. Lynch, Matthew R81-1032-82-207
521. Lynch, Norbert C. R81-362-81-348
R81-373-81-400
R81-417-81-386
R81-435-81-438
.
- 56 -
RESPONDENT DOCKET NO.
---------- ----------
Lynch, Norbert C. R80-1393-81-191
(continued)
522. MacDonald, Gordon G. R78-729-79-188
523. MacGregor, George R79-124-80-34
524. Macleod, Winford Newton 83-R28
525. Madda Trading Company R78-64-78-161
526. Mandell, Howard M. R80-757-81-158
527. Manglapus, Raul, Jr. R81-298-81-477
528. Marcum, Anastasia R78-4-78-182
529. Margulies, David R81-1399-82-478
530. Margulis, Joel R81-553-81-611
531. Market Timer R78-764-79-457
532. Marlow Templeton & Jones, R80-359-80-369
Ltd.
R80-370-80-377
R80-411-80-345
533. Marzullo, Richard 82-R633
534. Massaro, James 82-R1009
82-R884
535. Massaro, James W. 82-R876
82-R888
536. Mathes, Paul R77-438-78-58
537. Mathias, Carl 83-R333
538. Mathis, Timothy R78-819-79-166
.
- 57 -
RESPONDENT DOCKET NO.
---------- ----------
539. Mattox, Marcus R77-36
540. Maxwell, Kathy R81-225
541. Mayer, Andrew 82-R589
542. Mayfield, Bob R80-233-81-820
543. Mayo, Arlene R80-1317-81-377
R81-785-82-64
544. McAlpine, Polly 82-R522
545. McArthur, Mike 82-R235
546. McClair, Ray R78-865-79-313
547. McCormack, John J. R81-1299-82-259
548. McDaniels, Charles R79-469-80-224
549. McDougal, Jerry 82-R213
82-R519
550. McDougall, Mr. 82-R310
551. Meehan, William F. R81-548-81-675
552. Menkes, Michael R78-488-79-397
553. Merdinger, Stanley R79-586-80-745
R79-542-80-270
R79-554-80-170
R79-640-80-275
R80-413-80-323
554. Meridian Equities Corp. R79-200-80-257
.
- 58 -
RESPONDENT DOCKET NO.
---------- ----------
Meridian Equities Corp. R79-314-79-475
(continued)
R79-332-79-519
555. Metcalf, John R81-837-82-26
556. Meyers, Diana J. R81-1292-82-135
557. Meyers, Robert R81-789-82-41
R81-863-82-65
558. Meyers, Steve R81-819-82-86
559. Mid-America Corp. 82-R897
560. Mid-South Coal, Inc. 82-R265
561. Miller, Harold D. R79-35-79-208
562. Miller, Noel R81-1386-82-345
563. Mills, J. Marcellus R81-1301-82-512
R82-64-82-287
564. Mills, Mark R81-1038-82-143
565. Mischenob, Mr. 82-R301
566. Mishno, Kasimire R81-694
567. Mitchell, George R81-1000-82-96
R81-1009-82-16
R81-894-81-784
568. Mizell, Ar. R80-1282-81-193
a/k/a Ariel Meisells
569. Mizrahi, Sam R79-153-80-95
570. Mo-Comm Futures, Inc. R78-729-78-188
.
- 59 -
RESPONDENT DOCKET NO.
---------- ----------
571. Moffie, Nancy R81-867-82-150
572. Moore, Robert E. R81-1029-82-312
R81-114-82-260
R81-767-82-99
R81-772-82-49
R81-773-82-101
R81-835-81-804
R81-845-82-55
R81-946-82-523
573. Moorthy's Commodity Corp. 82-R591
574. Moorthy's Commodity 82-R687
Services, Inc.
575. Moorthy's Securities Corp. 82-R391
576. Moran, John R81-1371-82-493
577. Morehead, Sam 82-R979
578. Morgan & Smith R79-648-80-281
Commodities, Ltd.
R79-851-80-236
R80-112-80-306
R80-309-80-436
579. Morgan, Ed 82-R104
580. Morgan, Frank R80-1377-82-531
581. Morgan, Louis R78-244-79-387
.
- 60 -
RESPONDENT DOCKET NO.
---------- ----------
582. Morgan, Rogers & Roberts, R79-76-79-277
Inc.
583. Morill, Marian J. R82-64-82-287
584. Morris, Larry 82-R104
585. Morris, Lawrence 82-R918
586. Morris, Mr. L. 82-R797
587. Morse, Stephen W. R80-102-80-196
588. Moy, Daniel York 82-R640
589. Moyer, Andrew 82-R589
590. Moynihan, Francis R78-25
R77-376-78-18
591. Muhammed, Nuridden R79-245-80-15
592. Multi-National Holding 82-R182
Corp.
82-R221
593. Multi-National Holding 82-R757
Corp. Investment Group
594. Munir, Al R79-563-80-265
595. Munir, Robert R79-453-80-308
596. Murphy, James T. R82-45-82-412
82-R250
82-R383
82-R588
R81-1038-82-143
.
- 61 -
RESPONDENT DOCKET NO.
---------- ----------
Murphy, James T. R81-1333-82-327
(continued)
R81-442-81-712
597. Murphy, James Terrance 82-R321
598. Murphy, Terry R82-64-82-287
599. Nagorniak, Ronald R79-230-80-258
R80-227-80-266
R81-437-82-391
600. National Century 82-R976
Financial Corporation
83-R388
601. National City Trading R80-286-81-31
Corp.
R80-291-80-215
602. National Coal Exchange 82-R731
82-R768
82-R905
603. National Coal Exchange, 82-R259
Inc.
82-R1078
82-R265
82-R225
82-R260
82-R213
82-R235
.
- 62 -
RESPONDENT DOCKET NO.
---------- ----------
National Coal Exchange, 82-R279
Inc.
82-R310
82-R429
82-R435
82-R479
R81-1019-82-221
82-R55
82-R680
82-R633
82-R736
82-R643
82-R655
82-R546
82-R579
82-R772
82-R819
83-R767
82-R519
R82-60-82-460
604. National Investment R81-608-81-648
Publishing
605. Nelson, Ghun & R79-224-80-284
Associates, Inc.
.
- 63 -
RESPONDENT DOCKET NO.
---------- ----------
Nelson, Ghun & R80-1210-81-194
Associates, Inc.
82-R962
R80-1047-81-2
R80-1120-80-670
R80-1147-81-231
R80-1034-81-291
R80-1261-81-218
R80-1284-81-219
R80-1301-81-239
R80-1318-81-232
R80-1325-81-381
R81-12-81-280
R81-82-81-339
R80-1365-81-293
R80-159-80-307
R80-1379-81-226
R81-354-81-300
R80-282-80-311
R80-851-80-661
R80-795-80-716
R81-1173-82-125
R80-937-81-25
.
- 64 -
RESPONDENT DOCKET NO.
---------- ----------
Nelson, Ghun & R80-1365-81-293
Associates, Inc.
R81-1172-82-52
R80-282-80-657
R81-1227-82-219
R81-105-81-174
R81-172-81-258
R81-481-82-586
R81-307-81-290
R81-312-81-319
R81-1344-82-480
R81-174-81-221
R81-312-81-319
R81-642-81-807
R81-645-81-764
R81-6-81-284
R81-71-81-312
R81-781-82-69
R81-791-81-805
R81-920-81-806
R81-949-82-373
606. Nesbet, Paul R81-417-81-386
R81-650-81-832
.
- 65 -
RESPONDENT DOCKET NO.
---------- ----------
607. Neuberger Securities Corp. R78-442-79-274
R78-584-79-156
R78-641-79-332
R78-770-79-417
608. Newport Investment 82-R140
Management Corp.
82-R414
82-R486
R81-1369-82-440
R81-1269-82-250
82-R581
R82-114-82-428
R81-1107-81-835
R81-1303-82-380
82-R704
R81-1399-82-478
R81-1300-82-335
R82-54-82-398
R82-69-82-237
R82-74-82-464
609. Nichols, Francis R77-500-78-190
610. Nicoll, John R81-932-82-15
611. Nicoll, John M. R81-992-82-489
.
- 66 -
RESPONDENT DOCKET NO.
---------- ----------
Nicoll, John M. R82-482
(continued)
612. NIMC R82-128-82-470
613. NIMC Precious Metals, Inc. 82-R293
82-R8
R82-114-82-428
R82-69-82-237
614. NIMC, Inc. 82-R4
82-R9
R81-1376-82-492
R81-1399-82-478
R81-1320-82-495
615. Nobels, Alexander R79-292-79-434
616. Nolan, Thomas R81-611-82-469
617. North American Coal 82-R908
Exchange, Inc.
82-R918
82-R797
618. North American Management 82-R927
Corp.
619. North American Traders, R80-1347-81-134
Inc.
R80-555-80-533
620. North Atlantic Management R81-1207-82-351
Corp.
.
- 67 -
RESPONDENT DOCKET NO.
---------- ----------
621. Norwell Trade Winds, Ltd. 82-R3
82-R375
82-R571
82-R8
R81-1052-82-361
R81-1115-82-61
R81-1209-82-182
R81-1241-82-20
622. O'Hare, Mike 82-R908
623. O'Maley, J.B. 83-R505
624. O'Rourke, John R78-158-79-53
625. Ocasio, Rick R81-464-81-559
626. Orr, Richard L. R79-340-79-529
627. Pacific Currency Exchange R80-1135-80-673
R80-1178-81-173
R80-1207-81-53
R80-336-80-559
R80-542-80-643
R80-579-80-659
R80-859-80-641
R80-955-80-592
628. Pal, Jim 82-R204
.
- 68 -
RESPONDENT DOCKET NO.
---------- ----------
629. Palagonia, James 82-R707
R77-132
R77-248
630. Palella, Sam R79-99
631. Pan Eastern Petroleum R81-519-81-747
632. Parisi, Ceasar R81-837-82-26
R82-138-82-451
R82-65-82-421
633. Parsons, Hal R79-453-80-46
a/k/a Parson, Grady
634. Parsons, Howel Grady R79-453-80-46
635. Pausett, Lonnie R77-512-78-154
636. Pavani, Harry R80-282-80-311
637. Peabody Trading (Boston) R80-422-80-481
R80-1393-81-191
638. Peabody Trading Co. R81-435-81-438
(Boston)
R81-362-81-348
639. Peabody Trading Company R81-1037-82-506
of Boston
R81-870-82-406
R81-1165-82-85
R81-650-81-832
R81-450-81-801
.
- 69 -
RESPONDENT DOCKET NO.
---------- ----------
640. Peabody Trading of Boston R81-373-81-400
R81-417-81-386
R81-435-81-438
R81-362-81-348
641. Pearson, Robert R78-554-79-154
642. Pearson, Robert L. R79-116-80-40
d/b/a Evergreen Coin
Investments
643. Peck, Robert R78-255-78-265
644. Pellar, Sara R81-79-81-643
645. Penn-Holl Commodities, R81-537-81-699
Ltd.
646. Pepe, Marie R81-749-81-652
R82-65-82-421
647. Performance Investment 83-R118
Company
83-R137
83-R191
83-R56
648. Perini, Steven T. R81-806-82-121
649. Perkins, Joseph 82-R927
R81-1207-82-351
650. Perkins, Steven T. R81-806-82-121
651. Petasun, David 82-R918
.
- 70 -
RESPONDENT DOCKET NO.
---------- ----------
652. Peters, Gary R77-191
R77-244
653. Peters, George R78-847-79-302
654. Peterson, Aaron C. R78-213-78-288
655. Petto, Daniel R81-531
656. Phelps, A.L. R81-381-82-516
657. Pollinger, George 82-R1049
82-R1050
658. Posy, Manny R77-225
659. Prattes, Katherine R80-622-80-315
660. Precious Metals Associates R80-689-81-20
661. Precious Metals R78-468-79-75
Associates, Inc.
R79-156-80-23
R79-240-79-402
R79-246-79-403
R79-643-80-35
R80-1104-81-42
662. Premier Precious Metals 82-R529
663. Prentice, Jeffrey San 82-R796
664. Price, Rick 82-R265
665. Professional Financial R80-135-80-322
Services
.
- 71 -
RESPONDENT DOCKET NO.
---------- ----------
666. Pruitt, Ivan P. R81-1380-82-298
667. Puncerelli, Kenneth 82-R488
668. Put and Call Commodities, 82-R488
Inc.
669. Quinaugh, Dan 82-R429
670. Quinn, Paul R81-1076-82-235
R81-793-82-439
671. Quionones, Phyllis R80-1349-81-463
672. R.T. & J. Trading R80-456-80-517
673. Radcliff, John 82-R699
674. Rader, James A. R79-83-79-460
675. Raisinger, John R77-236
676. Ramachandran, Chinniah 82-R391
R81-257-81-451
677. Reed, Norman R81-632-81-716
678. Reinger, Bill 83-R328
679. Reitz, Charles R. 82-R980
680. Republic Advisory Corp. 82-R10
82-R33
82-R337
R80-1132-81-202
R80-1206-81-295
R81-1071-82-251
.
- 72 -
RESPONDENT DOCKET NO.
---------- ----------
Republic Advisory Corp. R81-112-81-541
(continued)
R81-1313-82-249
R81-132-81-500
R81-1368-82-425
R81-1387-82-499
R81-536-82-270
R81-749-81-652
R81-556-81-576
R81-210-81-681
R81-597-81-481
R81-782-82-42
R81-598-81-689
R81-433-81-505
R81-612-82-92
R81-536-81-531
R81-674-82-308
R81-1403-82-490
R81-742-81-628
R81-209-81-554
R81-464-81-559
R81-381-82-516
R81-483-81-528
.
- 73 -
RESPONDENT DOCKET NO.
---------- ----------
Republic Advisory Corp. R81-554-81-557
(continued)
R81-211-81-507
R81-433-81-505
R81-80
R81-803-82-66
R81-837-82-26
R81-843-82-98
681. Republic National R81-165-81-568
Monetary Corp.
R81-544-81-640
682. Republic Resource of R79-153-80-95
America
R80-556-80-689
683. Resnick, Richard R81-188-81-335
684. Reynolds, John S. R80-177-80-430
685. Richards, Terry 82-R310
686. Richardson, George R79-67-79-482
687. Richter, Robert R81-373-81-400
R81-870-82-406
688. Richter, Robert Alfred R81-1165-82-85
689. Riley, Earl K. & Co. R78-345-79-44
690. Riley, Grantley L. R80-112-80-306
691. Riley, The Earl K. R78-291-78-255
.
- 74 -
RESPONDENT DOCKET NO.
---------- ----------
692. Robb, Sam 82-R704
R81-1269-82-250
693. Roberts, Martin R80-1217-81-307
694. Robinson, Ashley R77-278
R77-512-78-154
695. Rock, Stan R78-478-79-305
696. Rooy, Ronald G. R79-535-80-234
697. Roso, Tono R81-438-81-506
698. Rosoff, Melvin 82-R333
699. Rossberger, Caryl A. R81-812-82-158
700. Rossi, Louis R78-525-79-391
701. Rothchild Commodity Corp. R78-58
702. Royal, Joseph B. R81-1299-82-520
703. Royce Brokerage of Dallas R78-6-79-111
704. Rubiano, Sherman R80-158-80-147
705. Ruby, David R81-789-82-41
706. Rugeloff, Murray R80-1132-81-202
707. Russo, Sal R81-751-81-800
708. Russo, Tony R80-1377-82-531
709. Ruston, Robert R77-147
710. S.S. Associates R82-166-82-461
82-R290
.
- 75 -
RESPONDENT DOCKET NO.
---------- ----------
711. Sanet, Jay R81-520-81-488
712. Santiago, Joseph L. R78-574-79-32
713. Savage, I.W. (Wesley) R80-107-80-272
714. Sawyer, Steven R78-749-79-273
R78-99-78-202
715. Saxon & Windsor Corp. R80-1031-80-704
R80-1031-80-705
716. Scapier, Bruce 82-R182
a/k/a Cabot, Scott
717. Schaeffer, Peter R81-886-82-153
718. Schaeffer, Peter J. R81-1159-82-184
R81-846-82-67
719. Schubowski, Alan R78-36-78-136
720. Schwartz, Martin B. R81-105-81-174
721. Schwartz, Marty R81-184-81-462
722. Scott, Vernon Angus R78-701-79-135
723. Searle, Anne 82-R767
82-R768
82-R772
724. Sedac Unit Fund 82-R807
R80-1130-81-83
R80-1311-81-65
R80-1391-81-160
.
- 76 -
RESPONDENT DOCKET NO.
---------- ----------
Sedac Unit Fund R80-56-81-138
(continued)
R81-276-81-461
725. Seeman, Abe R79-310-80-376
726. Senezik, Dennis R81-743-82-127
727. Sforza, Jerry R81-781-82-69
728. Shaffer, Dennis R82-69-82-237
729. Shapiro, Jack R77-358-78-2
730. Sharpe, Peter R80-1216-81-742
R80-1268-81-574
731. Sharpe, Peter J. R80-1234-81-251
R80-1252-81-316
R81-80-81-600
732. Shaw, Clyde R80-1313-81-338
R80-1317-81-377
R81-461-82-68
R81-785-82-64
R81-878-82-157
R81-9-81-464
733. Shaw, Robert M. 82-R503
734. Shoher, Robert R80-266
R80-277-80-266
735. Shoor, William R81-340-82-76
.
- 77 -
RESPONDENT DOCKET NO.
---------- ----------
736. Shultis, Paul R77-392-78-35
737. Siegel, David 82-R620
R81-1025-82-70
738. Siegel, David H. R81-1181-82-11
R81-696-81-632
R81-758-81-608
R81-828-82-48
R81-905-81-693
739. Siegel, David H., Inc. 82-R549
82-R91
82-R970
R80-110-81-275
R80-1154-81-156
R80-1204-81-200
R80-1382-81-199
R81-1025-82-70
R81-758-81-608
R81-1062-82-20
R81-1181-82-11
R81-135-81-277
R81-633-82-176
R81-786-81-783
.
- 78 -
RESPONDENT DOCKET NO.
---------- ----------
Siegel, David H., Inc. R81-857-81-682
(continued)
R81-415-81-394
R81-883-81-818
R81-887-81-833
R81-905-81-693
740. Simon, Bob R81-307-81-290
R81-60-81-284
741. Skalsky, Leo R77-372-78-9
742. Slesinger, Norman R78-640-79-108
743. Smith, Phil R81-743-82-127
744. Smith, Philip M. R79-588-80-256
745. Smith, Ziky R79-648-80-281
746. Smythe-Wheatley, Ltd. 83-R505
747. Solomon & Mathers, Inc. R80-354-80-523
R80-470-80-522
748. Somatin, Fred R78-301-78-260
749. Sommers, John R77-36
750. Sona, Jay R81-1322-82-487
751. Sonig Capital Company 82-R920
752. Sorkin, Harold 83-R248
83-R289
83-R333
.
- 79 -
RESPONDENT DOCKET NO.
---------- ----------
753. Sorris, Paul 82-R434
754. Sorris, Paul J. R81-743-82-127
755. Spaloss, Roy R78-517-79-134
756. Spath, Brian R77-126
R77-17-78-3
757. Spectra, Ltd. 83-R467
758. Sperber, Kenneth R78-753-79-86
759. Sperber, Robert R81-211-81-507
760. Spitzer, Ralph R80-757-81-158
761. Stabile, Joseph R78-365-78-232
762. Standard Capital Partners R79-723-80-195
of America
763. Stanford Mgmt. Corp. 82-R368
82-R409
82-R573
82-R574
82-R620
82-R964
83-R102
83-R43
82-R593
R81-1025-82-70
R81-1245-82-226
.
- 80 -
RESPONDENT DOCKET NO.
---------- ----------
Stanford Mgmt. Corp. R81-1249-82-115
(continued)
R81-877-81-758
R81-1386-82-345
R81-1129-82-72
R81-553-81-611
R81-623-81-573
R81-751-81-800
R81-218-82-424
R81-621-81-630
R81-889-82-13
82-R368
R82-57-82-427
764. Starr, Bruce R79-240-79-402
765. Stein, Al 82-R757
766. Stein, George 82-R421
767. Stephens, Neil Assoc., 82-R228
Inc.
82-R308
82-R318
82-R327
82-R329
82-R349
82-R390
.
- 81 -
RESPONDENT DOCKET NO.
---------- ----------
Stephens, Neil Assoc., 82-R440
Inc.
82-R462
82-R475
82-R476
82-R578
82-R594
82-R679
82-R350
82-R196
768. Stewart, Weston R80-1232-81-479
769. Stoddard, Jewett 82-R13
770. Strand, Bill R77-438-78-57
771. Strategic Metals 82-R139
International, Inc.
82-R424
82-R8
83-R326
772. Strategic Metals 82-R13
International, Ltd.
773. Striker, David 82-R827
774. Sturm, Walter R77-6
R78-764-79-457
775. Sullivan, John R81-742-81-628
.
- 82 -
RESPONDENT DOCKET NO.
---------- ----------
776. Summit Trading Systems, R80-1260-81-167
Inc.
R80-209-80-298
777. Sutherland, Colin R77-6
778. Sutton Ross Associates, 82-R321
Inc.
82-R383
82-R250
82-R588
R82-327
R82-45-82-412
R82-512
R82-64-82-287
R81-712
R81-1038-82-143
R82-971
779. Svagdis, Edward 82-R375
R81-1209-82-182
R81-1155-82-61
R81-1052-82-361
780. Svagdis, Edward J. 82-R3
781. Sweeney and Associates R81-123-82-409
782. Sweeney, James J. 82-R168
.
- 83 -
RESPONDENT DOCKET NO.
---------- ----------
Sweeney, James J. R81-123-82-409
(continued)
82-R1075
783. Tangiguchi, Minoru R79-36-80-410
784. Taylor, Cynthia 83-R33
785. Taylor, John R77-273
786. Tec Industries, Inc. 82-R213
82-R260
82-R265
82-R310
82-R510
82-R519
82-R633
82-R680
82-R736
82-R767
82-R768
82-R772
82-R819
R81-1019-82-221
R82-259
R82-60-82-460
787. Tennerman, Gayle 83-R191
.
- 84 -
RESPONDENT DOCKET NO.
---------- ----------
788. Themy, Tim R77-278
R77-512-78-154
789. Thomas, Audrey L. R79-38-79-454
790. Thomas, Chuck R81-354-81-300
791. Thomas, Frank R80-999-80-597
792. Thomas, John 82-R299
793. Thompson and Lewis, Inc. R78-6-79-111
794. Thompson, R.B. 82-R171
Associates, Inc.
795. Thompson, Richard 82-R171
796. Thompson, Travis R78-6-79-111
797. Tiel, Lori R82-64-82-287
798. Tisdale, Douglas R77-737-78-41
799. Todd, Anthony 82-R519
800. Toups, Frances L. R78-487-79-217
R79-135-79-463
801. Toups, Roland R79-135-79-463
802. Towle, Phil R81-1366-82-482
R81-858-82-240
R81-970-82-204
R81-1413-82-500
803. Traders International, 83-R287
Inc.
.
- 85 -
RESPONDENT DOCKET NO.
---------- ----------
804. Traders Investment Corp. R81-471-82-29
of California
805. Trans World Metals, Inc. 82-R777
806. Trans-Continental R80-1124-81-65
Petroleum
807. Transocean Commodity, Ltd. R78-301-78-260
808. Trimble, Lee R78-281-80-19
809. Troy International, Ltd. R80-322-80-456
810. Turkin, Stewart R78-430-79-89
811. Turner, Greg R82-65-82-421
812. U.M.E. Capital Corp. R80-57-80-651
813. U.S. Petroleum Corp. R80-582-81-391
R80-518-81-401
814. Underdahl, Harvey R79-326-80-529
815. United American Coal 82-R429
816. United Metals 82-R582
International, Inc.
817. United States Investment R81-772-82-49
R81-1018-82-244
R81-773-82-101
R81-1069-82-160
R81-783-81-786
R81-115-82-364
R81-806-82-121
.
- 86 -
RESPONDENT DOCKET NO.
---------- ----------
United States Investment R81-1272-82-252
(continued)
R81-818-81-803
R81-1292-82-135
82-R208
R81-835-81-804
R81-116-82-236
R81-855-81-793
R81-867-82-150
R81-1029-82-312
R81-626-82-139
R81-1012-82-303
R81-909-81-795
R81-1364-82-474
R81-769-82-104
R81-1101-82-294
R81-1272-82-317
R81-713-82-73
R81-768-81-794
R81-1012-82-393
R81-928-82-148
R81-941-82-319
R81-967-82-274
.
- 87 -
RESPONDENT DOCKET NO.
---------- ----------
United States Investment R81-911-82-296
(continued)
R81-928-82-148
R81-894-81-784
818. United States Investment R81-819-82-86
Co., Inc.
R81-1009-82-16
R81-830-82-5
R81-1053-82-129
R81-834-82-159
R81-114-82-260
R81-1068-82-454
R81-1100-82-161
R81-1120-82-117
R81-858-82-240
R81-845-82-55
R81-848-82-194
R81-1413-82-500
R81-863-82-65
R81-760-82-6
R81-869-82-183
R81-763-82-50
R81-886-82-153
R81-1056-82-212
.
- 88 -
RESPONDENT DOCKET NO.
---------- ----------
United States Investment R81-767-82-99
Co., Inc.
R81-1112-82-154
R81-811-82-94
R81-1182-82-148
R81-1033-82-262
R81-762-82-192
R81-1076-82-235
R81-806-82-121
R81-1122-82-225
R81-812-82-158
R81-711-82-83
R81-1008-82-215
R81-766-82-232
R81-1000-82-96
R81-908-82-173
R81-918-82-146
R81-982-82-15
R81-992-82-484
R81-898-82-475
R81-910-82-214
R82-49-82-390
819. Universal Precious 82-R634
Metals, Inc.
.
- 89 -
RESPONDENT DOCKET NO.
---------- ----------
820. Vader, Rachael R81-843-82-98
821. Vaughn, Jack R79-381-80-92
822. Vinci, John R79-307-80-101
R80-999-80-597
823. Vines, Lee R78-118-79-170
824. Viti, Albert M. R79-334-80-37
825. Vitte, Al R79-507-80-282
826. Vitti, Albert R80-757-81-158
827. Von Hofman, Kurt R79-526-81-47
828. Vorrius, Thomas R81-791-81-805
829. Wagner, Leo R79-612-80-301
830. Walters, Jim R79-340-79-539
831. Ward, Dick R81-86-81-452
R80-1306-81-378
832. Warren, Craig D. R79-7-80-21
833. Watson, Paul R80-1226-81-274
R80-1229-81-261
R80-1263-81-546
R81-118-81-443
834. WE Commodity Fund, Ltd. R80-1352-81-166
R80-341-80-621
R80-922-80-589
.
- 90 -
RESPONDENT DOCKET NO.
---------- ----------
835. Webber, David R81-4-81-322
836. Weeks, Wendell R79-591-80-214
837. Wellesley Precious Metals R80-535-80-507
R80-549-80-553
R80-649-80-531
R80-675-80-528
R80-697-80-527
R80-715-80-530
R80-716-80-508
R80-773-80-496
838. Wenbrook Corporation R80-743-80-695
839. West American Oil, Co. R80-847-80-669
840. West Pet Resources, Inc. R80-1152-81-169
841. West, Jacques D. R76-20
842. West, Mike 82-R596
843. West, Ronald R81-803-82-66
R81-782-82-42
844. Western Financial 82-R980
Management
845. Weston, David E. 82-R515
846. Weston, David E. & Co. 82-R515
847. White, Michael R81-1367-82-266
848. White, Mike 82-R519
.
- 91 -
RESPONDENT DOCKET NO.
---------- ----------
White, Mike 82-R767
(continued)
82-R768
82-R772
849. Williams, Eddy A., Jr. R81-1131-82-502
850. Williams, Geoffrey R79-27-79-281
851. Williston Corp. R78-470-80-433
a/k/a Williston Trading
Corp.
R79-214-79-400
R79-260-80-401
R79-474-80-124
852. Williston Trading Corp. R78-414-79-56
R78-606-79-323
R78-678-81-312
R78-760-80-7
R78-828-79-212
R79-117-80-38
R79-361-80-44
R79-449-79-78
853. Wilson, R.G. R77-45
R78-51
854. Wilson, R.G., & Co., Inc. R77-138
R77-137
.
- 92 -
RESPONDENT DOCKET NO.
---------- ----------
Wilson, R.G., & Co., Inc. R77-154
(continued)
R77-45
855. Wilson, R.G., R78-51
Commodities, Inc.
R77-275
856. Winchester Harden R77-164
Oppenheimer Trading Co.
R77-188
R77-189
R77-192
R77-275
R78-25
857. Winston, Harriman Assoc. R81-185-81-369
858. Wolford, George 82-R371
859. World Wide Metals, Inc. R80-1199-81-27
860. Worldwide Commodity R77-273
Options, Ltd.
861. Wright, Frank R80-135-80-322
862. Wyrick, Ken R80-1308-81-214
863. Yee, Paul R80-42-80-509
864. Yorkstone Research, Inc. 82-R1009
865. Young, Allen 82-R634
866. Young, Harold R81-1380-82-298
867. Young, Harold S. R80-414-81-133
.
- 93 -
RESPONDENT DOCKET NO.
---------- ----------
868. Younger, Keith R81-643-82-201
869. Zazula, Jonathan D. R81-537-81-669
870. Ziker, Sy R79-277-79-148
871. Zipkin, Larry R80-1204-81-200
R81-1062-82-20
R81-623-81-573
872. Zolla, Ralph R. R77-376-78-18
R78-25
873. Zurich Trading Co. 82-R301
874. Zurick Trading Corp. 82-R1052
875. Zyker, Sy R78-370-79-36