Swap Data Repositories: Forms & Submissions
This page contains forms and other documents related to Swap Data Repositories (SDRs). These new entities were created by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) to provide a central facility for swap data reporting and recordkeeping. The Dodd-Frank Act amended the Commodity Exchange Act (CEA) to establish registration requirements and core duties and responsibilities for SDRs. More information about SDRs is available in the Industry Oversight section.
Submission |
Forms |
Rules |
Instructions & Remarks |
Application for Registration as a Swap Data Repository |
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Amendments to Registration |
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Rules – New and Amended -- 40.5(a) Approval, -- 40.6(a) Certification, -- 40.6(d) Weekly Notification of Amendments |