Designated Contract Markets: Forms & Submissions
This page contains forms and other documents related to Designated Contract Markets (DCMs) operating under the regulatory oversight of the CFTC, pursuant to Section 5 of the Commodity Exchange Act (CEA). Learn more about DCMs and other trading organizations in the Industry Oversight section.
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Submission |
Forms |
Rules |
Instructions & Remarks |
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Application for Designation as a Contract Market |
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Amendments to Designation |
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Rules – New and Amended -- 40.5(a) Approval -- 40.6(a) Certification -- 40.6(d) Weekly Notification of Amendments |
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Products -- 40.2(a) Certification, -- 40.2(d) Certification Swaps Class, -- 41.23(a) Certification Security Future, -- 40.3(a) Approval, -- 41.23(b) Approval Security Future |
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Product Terms and Conditions – New and Amended -- 40.4(b)(5) Amendments to Enumerated Agricultural Products - Non-Material, -- 40.5(a) Approval, -- 40.6(a) Certification, -- 40.6(d) Weekly Notification of Amendments, -- 41.24(a) Certification Security Futures Product, -- 41.24(c) Rule Approval Security Futures Product |
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Clearing Member Data |
FTP Submission |
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Trade Capture Report Data |
FTP Submission |
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Swaps Daily Price and Volume Activity Data Reporting |
FTP Submission |
Part 16 Swaps Reporting Daily Price and Volume Activity – Interim Standard (PDF) |
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NFA Product Taxonomy v. 1.4 for Swaps Daily Price and Volume Activity Data Reporting |
FTP Submission |
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Exemption Report Data |
FTP Submission |
DCM Guidebook for Submitting Exemption Data Under Part 150.5 |