Federal Register, Volume 78 Issue 150 (Monday, August 5, 2013)[Federal Register Volume 78, Number 150 (Monday, August 5, 2013)]
[Rules and Regulations]
[Page 47154]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-18773]
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COMMODITY FUTURES TRADING COMMISSION
17 CFR Part 37
RIN 3038-AD18
Core Principles and Other Requirements for Swap Execution
Facilities; Correction
AGENCY: Commodity Futures Trading Commission.
ACTION: Final rule; correction.
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SUMMARY: The Commodity Futures Trading Commission is correcting a final
rule that appeared in the Federal Register of June 4, 2013 (78 FR
33476). The final rule applies to the registration and operation of a
new type of regulated entity named a swap execution facility, and
implements provisions of the Dodd-Frank Wall Street Reform and Consumer
Protection Act.
DATES: The effective date of this correction is August 5, 2013.
FOR FURTHER INFORMATION CONTACT: Amir Zaidi, Special Counsel, Division
of Market Oversight, Commodity Futures Trading Commission, Three
Lafayette Center, 1155 21st Street NW., Washington, DC 20581; 202-418-
6770; [email protected].
SUPPLEMENTARY INFORMATION: In FR Doc. 2013-12242 appearing on page
33476 in the Federal Register of Tuesday, June 4, 2013, the following
corrections are made:
Sec. 37.702 [Corrected]
1. On page 33591, in the second column, in Sec. 37.702 General
financial integrity, paragraph (b) is corrected to read as follows:
(b) For transactions cleared by a derivatives clearing
organization:
(1) By ensuring that the swap execution facility has the capacity
to route transactions to the derivatives clearing organization in a
manner acceptable to the derivatives clearing organization for purposes
of clearing; and
(2) By coordinating with each derivatives clearing organization to
which it submits transactions for clearing, in the development of rules
and procedures to facilitate prompt and efficient transaction
processing in accordance with the requirements of Sec. 39.12(b)(7) of
this chapter.
Appendix B to Part 37--Guidance on, and Acceptable Practices in,
Compliance With Core Principles [Corrected]
2. On page 33600, in the second column, under the heading Core
Principle 3 of Section 5h of the Act--Swaps Not Readily Susceptible to
Manipulation, in paragraph (a)(3), correct the reference to ``section
c(5)'' to read ``section c(4).''
Dated: July 31, 2013.
Christopher J. Kirkpatrick,
Deputy Secretary of the Commission.
[FR Doc. 2013-18773 Filed 8-2-13; 8:45 am]
BILLING CODE 6351-01-P