Event: Other Events
Joint Meeting on Harmonization of Regulation on September 2, 2009
CFTC/SEC Announce Participants for Joint Meetings on Regulation Harmonization
First meeting to take place at the CFTC on September 2, 2009 and the second meeting to take place at the SEC on September 3, 2009
The Commodity Futures Trading Commission (CFTC) and the Securities & Exchange Commission (SEC) today announced the participants for the two agencies’ joint meetings to seek input from the public on harmonization of market regulation. The CFTC and the SEC expect these meetings will provide the agencies valuable insight on any recommendations for changes to their statutes and regulations that would eliminate regulatory differences with respect to similar types of financial instruments.
The meetings will be open to the public and will be webcast via the internet. In addition, audio of the September 2, 2009, meeting will be available via a listen-only conference call. The record will remain open for public comment until September 14, 2009.
What: |
CFTC/SEC joint meetings on harmonization of market regulation |
||
Dates: |
Wednesday, September 2, 2009, and Thursday, September 3, 2009 |
||
Times: |
September 2, 9:00 a.m. EDT – 5:00 p.m. EDT and September 3, 9:00 a.m. EDT – 12:30 p.m. EDT |
||
Locations: |
|||
September 2nd meeting |
CFTC Headquarters, Lobby-level Hearing Room, 1155 21st Street, NW, Washington, DC. |
||
September 3rd meeting |
SEC Headquarters, Lower-level Auditorium, 100 F Street, NE |
||
Viewing/Listening Information: |
|||
The CFTC and the SEC will make available the following options to access the meeting: |
|||
1. |
Watch a live broadcast of the September 2nd meeting via webcast on www.cftc.gov. Watch a live broadcast of the September 3rd meeting on www.sec.gov. |
||
2. |
Listen to the September 2nd meeting via a toll-free telephone line to connect to a live audio feed. |
Call-in participants should be prepared to provide their first name, last name and affiliation. Conference call I information is listed below:
Domestic/Canada Toll-Free: (888) 691-4252
International Toll: (404) 537-3379
The conference ID: 27943671
Call leader name: CFTC
News Releases:
• CFTC/SEC Announce Participants for Joint Meetings on Regulation Harmonization, September 1, 2009
• CFTC/SEC to Hold Joint Meetings on Regulation Harmonization, August 20, 2009
Opening Statements by Commissioners:
• Commissioner Michael V. Dunn
Panel One – Exchanges, Markets, Clearance and Settlement, and Margin Requirements:
• William Brodsky, Chicago Board Options Exchange
• Jonathan Short, ICE Futures
• Craig Donohue, CME Group
• Anthony Leitner, AJ Leitner & Associates
• Annette Nazareth, Davis Polk & Wardwell
• Eric Baggesen, California Public Employees Retirement System (CalPERS)
15 Minute Break
Panel Two – Exchanges, Markets, Clearance and Settlement, and Margin Requirements:
• Peter Reitz, Eurex
• Wayne P. Luthringshausen, Option Clearing Corporation
• Mark Young, Futures Industry Association
• Lawrence Leibowitz, NYSE Euronext
• Professor Lawrence Harris, University of Southern California
• Mark Cooper, Consumer Federation of America
Hour and Fifteen Minute Lunch Break
Panel Three – Intermediaries:
• Edward Rosen, Cleary, Gottlieb, Steen & Hamilton
• Yvonne Downs, NewEdge
• Stephen Merkel, BGC Partners, Inc.
• Brandon Becker, TIAA-CREF
• Stephen Luparello, FINRA
• Brian Nigito, GETCO
Break for the Day
Last Updated: August 14, 2014