External Meetings: Teleconference with FIA and SIFMA
Discussed proposed rule language.
When
Rulemaking(s)
IV. Business Conduct Standards – Internal
CFTC Staff
Eileen Flaherty, Laura Gardy
Visitor(s)
Kyle Brandon (SIFMA), Craig Griffith, SIFMA), Michael Sorrell (FIA), Beth Thompson (FIA), Michelle Broome (Macquarie), Ali Hosseini (JPMorgan), Scott Kursman (Citi), Caroline Pham (Citi), John Montone (Morgan Stanley), Michael Otten (Nomura)
Organization(s)
Securities Industry and Financial Markets Association (SIFMA) and Futures Industry Association (FIA)