External Meetings: Meeting with Delta Strategy Group

Participants discussed the CFTC’s proposed rulemaking on auomated trading Regulation AT rulemaking, including the subject of pre-trade risk controls and new registration requirements.
When
Rulemaking(s)
I. Registration

XXIV. Disruptive Trading Practices

CFTC Staff
Sharon Bowen

Justin Slaughter
Visitor(s)
Richard Gorelick (RGM Advisors)

Greg Wood (Deutsche Bank Securities)

Scott Parsons (Delta Strategy Group)

Jim Newsome (Delta Strategy Group)

Christopher Zuehlke (DRW Trading Group)
Organization(s)
RGM Advisors

Deutsche Bank Securities

Delta Strategy Group

DRW Trading Group