External Meetings: Meeting with Delta Strategy Group

Participants discussed the CFTC’s proposed rulemaking on auomated trading Regulation AT rulemaking, including the subject of pre-trade risk controls and new registration requirements.
When
Rulemaking(s)
XXIV. Disruptive Trading Practices

I. Registration

CFTC Staff
Sharon Bowen
Justin Slaughter
Visitor(s)
Richard Gorelick (RGM Advisors)
Greg Wood (Deutsche Bank Securities)
Scott Parsons (Delta Strategy Group)
Jim Newsome (Delta Strategy Group)
Christopher Zuehlke (DRW Trading Group)
Organization(s)
RGM Advisors
Deutsche Bank Securities
Delta Strategy Group
DRW Trading Group