External Meetings: Meeting with SIFMA Asset Management Group

Topics of discussion: External Business Conduct Rules; Dodd-Frank General
When
Rulemaking(s)
III. Business Conduct Standards w/ Counterparties

General

CFTC Staff
Gary Gensler

Ryne Miller

Eric Juzenas

Carlene Kim

Frank Fisanich
Visitor(s)
Christine Ayotte-Brennan, Fidelity

Nevis Bregasi, MFS Investment

Bradley Edgell, SIFMA

Matt Nevins, SIFMA AMG

Rock Ostrander, BlackRock

Bill Thum, Vanguard

Tara Tilbury, Ameriprise

James Wallin, AllianceBernstein

Wendy Yun, Goldman Sachs Asset Management
Organization(s)
SIFMA Asset Management Group