External Meetings: Meeting with Managed Funds Association

Discussions concerning:~~~1. LSOC Gaps in Initial Margin Segregation Protections~2. JOBS Act rule proposal~3. Exceeding the 5% De Minimis Trading Exemption and Registration (CCFC)~4. Umbrella Registration (CCFC) Employee Investment/Compensation Funds (CCFC)~5. Cross Border~6. Block trades~7. Margin for non-cleared swaps~8. Industry Perspectives
When
Rulemaking(s)
General

Visitor(s)
Andrew Bastow

Scott Bernstein

Rupert Cox

Jay Ryan

Scott Lawin

John Macfarlane

Kenneth Raisler

Kim Rozman

Kimberly Summe

Philp Vasan

Stephen Waldman

Marc Charon

Carlotta King

Jennifer Han
Organization(s)
Winton

Caxton

Brevan Howard

King Street

Moore

Zaff

Sullivan & Cromwell

HBK

Partner Fund Management

Credit Suisse

Tudor

MFA