External Meetings: Meeting with Managed Funds Association
Discussions concerning:~~~1. LSOC Gaps in Initial Margin Segregation Protections~2. JOBS Act rule proposal~3. Exceeding the 5% De Minimis Trading Exemption and Registration (CCFC)~4. Umbrella Registration (CCFC) Employee Investment/Compensation Funds (CCFC)~5. Cross Border~6. Block trades~7. Margin for non-cleared swaps~8. Industry Perspectives
When
Rulemaking(s)
General
Visitor(s)
Andrew Bastow
Scott Bernstein
Rupert Cox
Jay Ryan
Scott Lawin
John Macfarlane
Kenneth Raisler
Kim Rozman
Kimberly Summe
Philp Vasan
Stephen Waldman
Marc Charon
Carlotta King
Jennifer Han
Scott Bernstein
Rupert Cox
Jay Ryan
Scott Lawin
John Macfarlane
Kenneth Raisler
Kim Rozman
Kimberly Summe
Philp Vasan
Stephen Waldman
Marc Charon
Carlotta King
Jennifer Han
Organization(s)
Winton
Caxton
Brevan Howard
King Street
Moore
Zaff
Sullivan & Cromwell
HBK
Partner Fund Management
Credit Suisse
Tudor
MFA
Caxton
Brevan Howard
King Street
Moore
Zaff
Sullivan & Cromwell
HBK
Partner Fund Management
Credit Suisse
Tudor
MFA